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Jones v. Bryant
Date: 09-19-2015
Case Number: 15-5020
Judge: Judge Timothy M. Tymkovich
Court: UNITED STATES COURT OF APPEALS TENTH CIRCUIT
Plaintiff's Attorney: Abdul Karim Hassan
Defendant's Attorney: Andrew Justin Urgenson
Description:
Jones was charged with burglary in Oklahoma state court. His sentencing
range was seven to twenty years’ imprisonment. The state offered a plea
agreement calling for ten years, but Jones declined on counsel’s advice. Counsel
This order is not binding precedent except under the doctrines of law of the case, res judicata and collateral estoppel. It may be cited, however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1. explained that by entering a blind plea of no contest instead of pleading guilty,
Jones would be eligible for a future “judicial review” through which the court
could modify his sentence. See Okla. Stat. tit. 22, § 982a(A) (2011).
Importantly, counsel gave this advice under the impression that Jones had a single
prior felony conviction. He learned this from the face of the criminal
information1 and from conversations with Jones himself. Jones took the advice
and entered a blind plea.
At the plea hearing, the court requested a pre-sentence investigation report
from the Oklahoma Department of Corrections. The report revealed that Jones
had not one, but two prior felony convictions. Relying on this criminal history,
the court imposed the maximum twenty-year sentence allowed by law. In
addition, because Jones had been in custody for the second, previously unknown
conviction within ten years of the instant sentencing date, he was ineligible for
judicial review. See id.
Jones moved to withdraw his blind plea, but was denied. He next sought
relief in the Oklahoma Court of Criminal Appeals (OCCA), alleging ineffective
assistance of counsel under the Sixth and Fourteenth Amendments of the federal
Constitution. The OCCA rejected his claim in a summary opinion. Jones then
1 The state struck the prior conviction from the information when it could not produce a judgment and sentence proving it. Had the prior conviction remained, Jones’s sentencing range would have been higher. But more important to this petition is that defense counsel thought the conviction referenced in the information was Jones’s only prior felony.
-2
brought this pro se2 habeas action. Applying the deferential standards of the
Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA), the district
court denied his petition because it held the OCCA’s ruling was not contrary to
clearly established federal law.
II. Analysis
To obtain a COA, Jones must make “a substantial showing of the denial of
a constitutional right.” 28 U.S.C. § 2253(c)(2). This requires demonstrating “that
reasonable jurists would find the district court’s assessment of the constitutional
claims debatable or wrong.” Slack v. McDaniel, 529 U.S. 473, 484 (2000).
Under AEDPA, a federal court grants habeas for a claim that a state court
adjudicated on the merits only where the adjudication
(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.
28 U.S.C. § 2254(d).
This deferential standard applies even to summary opinions by a state
court, in which case we determine whether the “result contravenes or
2 We construe pro se arguments liberally. United States v. Pinson, 584 F.3d 972, 975 (10th Cir. 2009).
-3
unreasonably applies clearly established federal law, or is based on an
unreasonable determination of the facts in light of the evidence presented.”
Aycox v. Lytle, 196 F.3d 1174, 1178 (10th Cir. 1999).
Jones’s sole argument is that counsel was ineffective in failing to
investigate the number of Jones’s prior offenses before advising him to reject the
ten-year plea offer. He asserts that it was unreasonable for counsel to rely solely
on the criminal information and Jones’s representation. He further contends that
he was prejudiced by the resulting twenty-year sentence. But Jones cannot show
that the OCCA’s summary denial of this claim was contrary to clearly established
federal law.
To succeed on a claim for ineffective assistance of counsel, Jones must
show both that counsel’s performance was deficient and that the deficiency
prejudiced his defense. Strickland v. Washington, 466 U.S. 668, 687 (1984).
Performance is deficient where the representation falls “below an objective
standard of reasonableness.” Id. at 688. In making this assessment, “specific
guidelines are not appropriate.” Id. Counsel’s “decision not to investigate must
be directly assessed for reasonableness in all the circumstances, applying a heavy
measure of deference to counsel’s judgments.” Id. at 691. Accordingly, our
review under AEDPA is “doubly deferential.” Yarborough v. Gentry, 540 U.S. 1,
6 (2003).
-4
We find no Supreme Court precedent clearly establishing that counsel
performed unreasonably. Counsel knew that the state had uncovered only one
prior felony conviction. Given that it was in the state’s interest to find all
previous convictions at the charging phase and before plea-bargaining, there was
reason to trust that its investigation was thorough. Jones also told counsel that he
had one prior felony conviction. Jones argues that counsel should not have
trusted him because he was unaware of the significance of his prior convictions.
But his word matched what counsel had already learned from the state at a time
when the state had every reason to discover and disclose all of Jones’s prior
convictions. Thus, it is not clear that “the known evidence would [have] lead a
reasonable attorney to investigate further.” Wiggins v. Smith, 539 U.S. 510, 527
(2003). And the Supreme Court has rejected the proposition that “it is prima
facie ineffective assistance for counsel to abandon their investigation of the
petitioner’s background after having acquired only rudimentary knowledge of his
history from a narrow set of sources.” Cullen v. Pinholster, 131 S. Ct. 1388,
1406 (2011). Applying double deference under AEDPA, we cannot conclude that
the OCCA’s disposition was unreasonable.
range was seven to twenty years’ imprisonment. The state offered a plea
agreement calling for ten years, but Jones declined on counsel’s advice. Counsel
This order is not binding precedent except under the doctrines of law of the case, res judicata and collateral estoppel. It may be cited, however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1. explained that by entering a blind plea of no contest instead of pleading guilty,
Jones would be eligible for a future “judicial review” through which the court
could modify his sentence. See Okla. Stat. tit. 22, § 982a(A) (2011).
Importantly, counsel gave this advice under the impression that Jones had a single
prior felony conviction. He learned this from the face of the criminal
information1 and from conversations with Jones himself. Jones took the advice
and entered a blind plea.
At the plea hearing, the court requested a pre-sentence investigation report
from the Oklahoma Department of Corrections. The report revealed that Jones
had not one, but two prior felony convictions. Relying on this criminal history,
the court imposed the maximum twenty-year sentence allowed by law. In
addition, because Jones had been in custody for the second, previously unknown
conviction within ten years of the instant sentencing date, he was ineligible for
judicial review. See id.
Jones moved to withdraw his blind plea, but was denied. He next sought
relief in the Oklahoma Court of Criminal Appeals (OCCA), alleging ineffective
assistance of counsel under the Sixth and Fourteenth Amendments of the federal
Constitution. The OCCA rejected his claim in a summary opinion. Jones then
1 The state struck the prior conviction from the information when it could not produce a judgment and sentence proving it. Had the prior conviction remained, Jones’s sentencing range would have been higher. But more important to this petition is that defense counsel thought the conviction referenced in the information was Jones’s only prior felony.
-2
brought this pro se2 habeas action. Applying the deferential standards of the
Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA), the district
court denied his petition because it held the OCCA’s ruling was not contrary to
clearly established federal law.
II. Analysis
To obtain a COA, Jones must make “a substantial showing of the denial of
a constitutional right.” 28 U.S.C. § 2253(c)(2). This requires demonstrating “that
reasonable jurists would find the district court’s assessment of the constitutional
claims debatable or wrong.” Slack v. McDaniel, 529 U.S. 473, 484 (2000).
Under AEDPA, a federal court grants habeas for a claim that a state court
adjudicated on the merits only where the adjudication
(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.
28 U.S.C. § 2254(d).
This deferential standard applies even to summary opinions by a state
court, in which case we determine whether the “result contravenes or
2 We construe pro se arguments liberally. United States v. Pinson, 584 F.3d 972, 975 (10th Cir. 2009).
-3
unreasonably applies clearly established federal law, or is based on an
unreasonable determination of the facts in light of the evidence presented.”
Aycox v. Lytle, 196 F.3d 1174, 1178 (10th Cir. 1999).
Jones’s sole argument is that counsel was ineffective in failing to
investigate the number of Jones’s prior offenses before advising him to reject the
ten-year plea offer. He asserts that it was unreasonable for counsel to rely solely
on the criminal information and Jones’s representation. He further contends that
he was prejudiced by the resulting twenty-year sentence. But Jones cannot show
that the OCCA’s summary denial of this claim was contrary to clearly established
federal law.
To succeed on a claim for ineffective assistance of counsel, Jones must
show both that counsel’s performance was deficient and that the deficiency
prejudiced his defense. Strickland v. Washington, 466 U.S. 668, 687 (1984).
Performance is deficient where the representation falls “below an objective
standard of reasonableness.” Id. at 688. In making this assessment, “specific
guidelines are not appropriate.” Id. Counsel’s “decision not to investigate must
be directly assessed for reasonableness in all the circumstances, applying a heavy
measure of deference to counsel’s judgments.” Id. at 691. Accordingly, our
review under AEDPA is “doubly deferential.” Yarborough v. Gentry, 540 U.S. 1,
6 (2003).
-4
We find no Supreme Court precedent clearly establishing that counsel
performed unreasonably. Counsel knew that the state had uncovered only one
prior felony conviction. Given that it was in the state’s interest to find all
previous convictions at the charging phase and before plea-bargaining, there was
reason to trust that its investigation was thorough. Jones also told counsel that he
had one prior felony conviction. Jones argues that counsel should not have
trusted him because he was unaware of the significance of his prior convictions.
But his word matched what counsel had already learned from the state at a time
when the state had every reason to discover and disclose all of Jones’s prior
convictions. Thus, it is not clear that “the known evidence would [have] lead a
reasonable attorney to investigate further.” Wiggins v. Smith, 539 U.S. 510, 527
(2003). And the Supreme Court has rejected the proposition that “it is prima
facie ineffective assistance for counsel to abandon their investigation of the
petitioner’s background after having acquired only rudimentary knowledge of his
history from a narrow set of sources.” Cullen v. Pinholster, 131 S. Ct. 1388,
1406 (2011). Applying double deference under AEDPA, we cannot conclude that
the OCCA’s disposition was unreasonable.
Outcome:
For the foregoing reasons, we deny a COA and dismiss the appeal.
Plaintiff's Experts:
Defendant's Experts:
Comments:
About This Case
What was the outcome of Jones v. Bryant?
The outcome was: For the foregoing reasons, we deny a COA and dismiss the appeal.
Which court heard Jones v. Bryant?
This case was heard in UNITED STATES COURT OF APPEALS TENTH CIRCUIT, OK. The presiding judge was Judge Timothy M. Tymkovich.
Who were the attorneys in Jones v. Bryant?
Plaintiff's attorney: Abdul Karim Hassan. Defendant's attorney: Andrew Justin Urgenson.
When was Jones v. Bryant decided?
This case was decided on September 19, 2015.