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Date: 10-05-2017
Case Style:
Tenth Circuit Court of Appeals Courthouse - Denver, Colorado
Case Number: 15-2154
Judge: Jerome A. Holmes
Court: United States Court of Appeals for the Tenth Circuit on appeal from the District of New Mexico (Bernalillo County)
Plaintiff's Attorney: Joe Kennedy and Theresa Hacsi
Defendant's Attorney: Kristin J Dalton
Description: A New Mexico statute makes it illegal to “willfully interfere with the
educational process” at a public school. N.M. STAT. ANN. § 30-20-13(D). In
2009, an Albuquerque Police Officer assigned to a middle school as a School
Resource Officer (“SRO”) relied on that statute to arrest a thirteen-year-old for
skipping class. The main question before us is whether qualified immunity
* This order and judgment is not binding precedent except under the
doctrines of law of the case, res judicata, and collateral estoppel. It may be cited,
however, for its persuasive value consistent with FED. R. APP. P. 32.1 and 10TH
CIR. R. 32.1.
shields that officer from a civil suit arising from the arrest. We find that it does.
We also conclude that the plaintiff’s other two claims—for municipal liability and
violations of the Americans with Disabilities Act (“ADA”), 42 U.S.C.
§ 12132—have no merit.
I
The relevant events happened in January 2009.1 At the time, Quentin
Scott2 was a thirteen-year-old seventh-grader at Grant Middle School in
Albuquerque, New Mexico. Scott had been diagnosed with bipolar disorder and
oppositional defiant disorder. Both affected his behavior and concentration when
he was in class.
Scott had a “504 plan”—a document acknowledging that a student has
special needs—and an Individualized Education Program (“IEP”) that detailed
how his disabilities might affect him in class. The IEP listed a few
accommodations for Scott in the classroom. Specifically, teachers were told to let
him choose where he sat, to minimize auditory and visual distractions, and to let
1 This is a qualified-immunity case decided at the summary-judgment
phase, so we accept the plaintiff’s version of the facts, so long as those facts have
some support in the record. See, e.g., Thomson v. Salt Lake City, 584 F.3d 1304,
1312 (10th Cir. 2009); Riggins v. Goodman, 572 F.3d 1101, 1107 (10th Cir.
2009).
2 Though a minor at the time of his arrest, Quentin is apparently “now
an adult.” Aplt.’s App. at 306 (Dist. Ct. Order, dated Aug. 17, 2015). In his
appellate briefing, his counsel refers to the plaintiff simply by his last name,
“Scott”; thus, hereinafter, so do we. To avoid any possible confusion, we refer to
Scott’s mother, Charlotte Scott, by her full name.
2
him move around the classroom every so often. Scott also had permission to
leave the classroom if he was anxious or distracted. See Aplt.’s App. at 217–22
(Individualized Education Program, dated Aug. 11, 2008) (advising teachers to
give Scott “[f]requent breaks” and to “encourage [Scott] to . . . get a drink” in the
hallway if he felt overwhelmed). Scott said that when he had those feelings, he
was usually allowed “to just kind of roam the halls” and to “g[e]t [his] mind off
whatever was troubling [him].” Id. at 84 (Dep. of Quentin Scott, dated June 8,
2015).
Scott usually went to the janitor’s office during these breaks. Id. He later
testified that the office “was just kind of [his] safe haven” and felt that the
janitors seemed “very understanding with [him].” Id. at 84, 86. Most of the time,
he helped them sweep or mop the floors. If they were on a break when he
arrived, Scott would sit down, read a magazine, and eat sunflower seeds with
them. That is what he did on the morning of January 16, 2009.
After getting frustrated in typing class, Scott told his teacher that he was
taking a break. He left the classroom and sat down at a desk that his teacher had
put in the hallway. He tried returning to class a few minutes later, but the lesson
was too far ahead by that point, and he “was already at the point of just being
done.” Id. at 201. He signaled to the teacher that he was going for a walk, then
headed down the hall to the janitor’s office. See Aplt.’s App. at 201, 209 (Test.
3
of Charlotte Scott) (commenting that Scott was permitted to give “a nonverbal
signal” to a teacher whenever he needed a break).
Scott was walking in the school hallway when Lupe Griego, the front desk
secretary, noticed that he was out of class. Ms. Griego said something to Scott.3
Scott did not hear her, so he continued walking to the janitor’s office. Officer
Damon Hensley, the SRO for Grant Middle School, heard Ms. Griego call out
Scott’s name. Officer Hensley later testified that, two days before the arrest,
Scott had come into school “really late.” Id. at 70. That instance of tardiness,
along with the fact that Scott had run away from school once before, led Officer
Hensley to think that Scott might be skipping class again. Officer Hensley asked
Nancy Wiggins, Scott’s teacher, whether Scott had permission to be in the
hallway; Ms. Wiggins told Officer Hensley that she thought that Scott was
skipping class.
Officer Hensley looked down the hallway towards the janitor’s office. He
saw Scott standing “like he was halfway in the door and halfway out the door.”
Aplt.’s App. at 72. He walked to the office and asked Scott if he had permission
3 It is unclear what Ms. Griego said, or whether Scott heard her.
Officer Hensley testified that Ms. Griego stopped Scott and asked him why he
was in the hallway, and the Incident Report notes that Scott told Ms. Griego that
he was helping the janitors. Yet Scott testified that if Ms. Griego “yelled at
[him],” he “just didn’t hear her,” and that he “never talked to anybody on that
walk” to the janitor’s office. Aplt.’s App. at 206. We accept Scott’s version of
the facts as true, as we must. See Thomson, 584 F.3d at 1312; Riggins, 572 F.3d
at 1107.
4
to be there; Scott told Officer Hensley that he did. But Ms. Wiggins, who was
standing next to Officer Hensley, disagreed, telling Officer Hensley that Scott
was “not supposed to be” out of class. Id.
Officer Hensley “grabbed [Scott’s] arm,” “stood [him] up,” and put him in
handcuffs. Id. at 203. He took Scott out of the office, walking behind Scott and
holding the links that connected the two cuffs. As they walked through the
hallway, Scott stopped abruptly a few times because he was “pissed” by Officer
Hensley’s physical contact with his person and the physical force he was
applying; more specifically, Scott “didn’t want to be touched.” Id. at 202. When
Scott stopped, Officer Hensley would “wrench[]” the links to force Scott forward.
Id.
They were in the hallway when the class bell rang. Crowds of students
rushed out of nearby classrooms. Scott, still handcuffed, was suddenly
surrounded by his peers and classmates. Officer Hensley continued to walk
behind Scott and shove him forward by the handcuffs. Scott felt that this was
deliberate. It seemed as though Officer Hensley “wanted other kids to see [him]
being dragged around” and to “set it in [Scott’s] head that [he] was a piece of
shit.” Id. at 198.
They reached Officer Hensley’s office a few minutes later. He ordered
Scott to sit. According to Scott’s testimony, Officer Hensley began
“interrogating” and mocking Scott, who had started crying out of fear. After
5
about twenty minutes, Ms. Wiggins and two other school administrators came into
Officer Hensley’s office to meet with Scott.
That meeting lasted for about an hour. Scott was handcuffed the entire
time. Scott repeatedly complained to the administrators during the meeting about
the pain that he was experiencing because of the handcuffs. Eventually, they
noticed that Scott was in so much pain that he could not lift his arms to wipe
away his tears, so Ms. Wiggins managed to loosen the handcuffs. Still, even
after the cuffs were loosened, Scott felt pain in his arms and wrists. According to
his testimony, his wrists “were bruised and swollen” for “at least a week
afterwards.”4 Id. at 204.
The meeting ended. Officer Hensley then took Scott—still in
handcuffs—to the Juvenile Detention Center in Albuquerque (“JDC”). Id. at 69,
225 (Officer Hensley testifying that, pursuant to department policy, he
“[p]robably” always handcuffs children when taking them to the Juvenile
Detention Center). There, Scott was booked and charged with violating New
Mexico Statute section 30-20-13(D), which provides that “[n]o person shall
willfully interfere with the educational process of any public or private school by”
4 Charlotte Scott, Scott’s mother, testified that she remembered seeing
red marks and bruising on his wrists. She said that “you could absolutely see the
handcuff [indentation] and the bruising like around it.” Id. at 210. But she
acknowledged that Scott suffered no permanent injuries and did not see a doctor
about the injuries. Id. at 210, 269.
6
doing anything that “would . . . interfere with or obstruct the lawful mission,
processes, procedures or functions of a public or private school.” N.M. STAT.
ANN. § 30-20-13(D).
Scott filed a lawsuit against Officer Hensley, Chief of Police Ray Schultz,
and the City of Albuquerque (“City”). In his complaint, Scott brought claims
under 42 U.S.C. § 1983: specifically, invoking the Fourth Amendment, Scott
alleged that his arrest was unlawful and that Officer Hensley used
unconstitutionally excessive force in effecting the arrest. The complaint also
alleged that the arrest violated the ADA, 42 U.S.C. § 12132, and included a
municipal-liability claim against the City.5
Scott moved for partial summary judgment on his Fourth Amendment
claims. The defendants then moved for summary judgment on all of Scott’s
claims. The district court denied Scott’s motion and granted the defendants’
motion.
5 Scott also brought claims against Officer Hensley for violations of
procedural and substantive due process, state tort law, and the New Mexico state
constitution. However, he only appeals from the district court’s rulings on his
Fourth Amendment claims, his ADA claim, and his municipal-liability claim.
7
II
In its order, the district court found that Officer Hensley was entitled to
qualified immunity on Scott’s Fourth Amendment unlawful-arrest and excessiveforce
claims. Scott argues that the court erred in reaching that conclusion.
We review de novo the district court’s grant of summary judgment. See
Water Pik, Inc. v. Med-Sys., Inc., 726 F.3d 1136, 1143 (10th Cir. 2013).
Summary judgment is appropriate when there is no genuine dispute of material
fact and the movant is entitled to judgment as a matter of law. FED. R. CIV. P.
56(a). We view the facts in the light most favorable to the nonmovant and draw
all reasonable inferences in its favor. See, e.g., Talavera ex rel. Gonzalez v.
Wiley, 725 F.3d 1262, 1267 (10th Cir. 2013).
Qualified immunity protects governmental officials from liability for civil
damages for conduct that does not violate clearly-established statutory or
constitutional rights. See Pearson v. Callahan, 555 U.S. 223, 231 (2015) (per
curiam). We review qualified-immunity summary-judgment decisions differently
from other summary-judgment decisions. See Cortez v. McCauley, 478 F.3d
1108, 1114 (10th Cir. 2007) (en banc). When a defendant asserts a qualifiedimmunity
defense, the plaintiff must show (1) that the defendant violated a
federal constitutional or statutory right, and (2) that the right was clearly
established at the time of the challenged conduct. See Quinn v. Young, 780 F.3d
998, 1004 (10th Cir. 2015). If a plaintiff fails to establish either prong, the
8
defendant is entitled to qualified immunity. See Cox v. Glanz, 800 F.3d 1231,
1245 (10th Cir. 2015).
A
Scott argues that Officer Hensley is not shielded by qualified immunity on
the unlawful-arrest claim. Specifically, he contends that (1) the arrest was
unconstitutional, since Officer Hensley lacked probable cause; and (2) Officer
Hensley should have been on notice that the arrest was unlawful because the
Fourth Amendment right that he violated was clearly established at the time.
Scott is half right. The arrest was unconstitutional, but Scott’s right was
not clearly established in January 2009. The district court correctly determined
that Officer Hensley is entitled to qualified immunity on this claim.
1
A warrantless arrest violates the Fourth Amendment unless the arresting
officer had probable cause to make the arrest. E.g., Keylon v. City of
Albuquerque, 535 F.3d 1210, 1216 (10th Cir. 2008). An officer has probable
cause whenever he knows of reasonably trustworthy facts that would lead a
prudent person to believe that the arrestee is committing—or has committed—a
crime. Id.
More specifically, the question here is whether Officer Hensley had an
objectively reasonable belief that Scott had violated section 30-20-13(D). The
district court found that he did. It pointed out that “Officer Hensley knew Mr.
9
Scott’s absence from health class had involved the time and attention of three
school officials” and that it had “disrupt[ed] Ms. Wiggins’ preparation for her
next class and the class itself.” Aplt.’s App. at 314. Based on that information,
the court reasoned, “a reasonable officer could have believed that [there was]
probable cause” to arrest Scott for violating section 30-20-13(D). Id.
We disagree. Our qualified-immunity inquiry focuses on whether Scott’s
federal constitutional rights were violated. See., e.g., Baker v. McCollan, 443
U.S. 137, 146 (1979) (“Section 1983 imposes liability for violations of rights
protected by the Constitution . . . .”). But Scott’s unlawful-arrest claim asks us to
determine if Officer Hensley had probable cause under a state statute. So,
because this is a case in which the federal constitutional question “depends on the
contours of a state’s substantive criminal law,” we rely on New Mexico state
courts’ interpretations of that law. Kaufman v. Higgs, 697 F.3d 1297, 1300–01
(10th Cir. 2012). The New Mexico Supreme Court is the ultimate authority on
that question. Id. at 1301. “When a state Supreme Court has not spoken on the
question at issue, we assume (without deciding) that a reasonable officer would
seek guidance regarding the scope of proper conduct at least in part from any
on-point decisions of the state’s intermediate court of appeals.” A.M. v. Holmes,
830 F.3d 1123, 1140–41 (10th Cir. 2016), cert. denied sub nom. A.M. ex rel. F.M.
v. Acosta, 137 S. Ct. 2151 (2017).
10
Section 30-20-13(D) prohibits anybody from “willfully interfer[ing] with
the educational process.” N.M. STAT. ANN. § 30-20-13(D) (emphasis added).
The word “willfully” suggests that a violation occurs only when a person acts
with the conscious objective of “interfer[ing] with the educational process.” Id.
In other words, it is not enough that a person simply “commit[s] an[] act” that
“disrupt[s] . . . [the] functions of” a school; to violate section 30-20-13(D), that
person must act with the conscious purpose of “interfer[ing] with the educational
process.” § 30-20-13(D).
New Mexico’s courts have adopted this understanding of “willfulness.” In
Rio Grande Gas Co. v. Gilbert, 491 P.2d 162 (N.M. 1971), the New Mexico
Supreme Court faced the question of whether a party’s discovery violations had
been “willful.” Id. at 164. In holding that the violations were, in fact, willful, the
court noted that “a willful violation of a provision of a statute or regulation is any
conscious or intentional failure to comply therewith, as distinguished from
accidental or involuntary noncompliance.” Id. at 166 (quoting Brookdale Mill v.
Rowley, 218 F.2d 728, 729 (6th Cir. 1954)).
The New Mexico Court of Appeals came to a similar conclusion in Holguin
v. Sally Beauty Supply Inc., 264 P.3d 732, 736–37 (N.M. Ct. App. 2011). There,
the court was asked to construe a state statute that provided merchants with a
conditional privilege to detain a customer when the merchant had probable cause
to believe that the customer “willfully conceal[ed]” merchandise. Id. at 736–37.
11
The court found that “[t]he term ‘willfully’ . . . indicates an intent which requires
more than merely putting merchandise out of sight.” Id. at 736. Instead, the
court held that probable cause for the conditional privilege exists only when the
facts show “that the purpose of the concealment is adverse to the store owner’s
right to be paid for the merchandise.” Id. at 737 (emphasis added). In other
words, probable cause for “willful” concealment required a reasonable belief that
the customer hid something for the purpose of stealing it. Id.
This understanding of the term “willful” is consonant with the common
understanding of the term. Specifically, “willful” means “intentional” or
“deliberate.” THE NEW OXFORD AMERICAN DICTIONARY 1922 (2d ed. 2005).
And, in legal usage, a “willful” act is a “voluntary and intentional” one,
“involv[ing] conscious wrong or evil purpose on the part of the actor.” Willful,
BLACK’S LAW DICTIONARY (10th ed. 2009) [hereinafter BLACK’S]; see also Rollin
M. Perkins & Ronald N. Boyce, CRIMINAL LAW, 875–76 (3d ed. 1982) (“[T]he
requirement added by [the word ‘willful’] is not satisfied unless there is a bad
purpose or evil intent.”). Or, put another way, “‘willfulness’ involves the
voluntary, intentional violation or disregard of a known legal duty.” Willfulness,
BLACK’S, supra (emphasis added).
We read the term “willfully” in section 30-20-13(D) in this manner. More
specifically, we conclude that New Mexico legislature sought to bar conduct that
was designed to “interfere with the educational process,” rather than conduct that
12
merely happened to have that effect. In our view, the statute is not “genuinely
ambiguous,” and we are able to reach this conclusion without “hard interpretive
work.” Heien v. North Carolina, --- U.S. ----, 135 S. Ct. 530, 541 (2014) (Kagan,
J., concurring).6
6 In Heien, in a traffic-stop scenario where reasonable suspicion is
ordinarily required, the Supreme Court held that “because [the officer’s] mistake
of law was reasonable, there was reasonable suspicion justifying the stop.” 135
S. Ct. at 540. The Court explained that its mistake-of-law holding does not relate
to the appropriate remedy for a constitutional violation. See id. at 539. “[B]y
contrast, the mistake of law relates to the antecedent question of whether it was
reasonable for an officer to suspect that the defendant’s conduct was illegal. If so,
there was no violation of the Fourth Amendment in the first place.” Id. Though
Officer Hensley does not cite Heien or contend that he committed a mistake of
law in arresting (i.e., seizing) Scott, assuming arguendo that Heien’s principles
apply with full force to Fourth Amendment seizures resulting in arrests, and not
just traffic stops, we believe two observations may clarify the course of our
analysis.
First, the Heien majority stressed that “[t]he Fourth Amendment tolerates
only reasonable mistakes,” id. at 539, and Justice Kagan helpfully elaborated in
concurrence that the laws that might be amenable to such mistakes of law are
“genuinely ambiguous” and “pose[] a quite difficult question of interpretation”
that involves “hard interpretive work,” id. at 541 (Kagan, J., concurring); see also
United States v. Diaz, 854 F.3d 197, 204 n.12 (2d Cir. 2017) (noting that “it is
only when the legal question is unsettled that an officer’s erroneous assessment of
the law can be objectively reasonable”). A panel of our court has similarly
viewed Heien as laying down restrictive “ground rules” governing its
applicability. United States v. Cunningham, 630 F. App’x 873, 876 (10th Cir.
2015) (unpublished). Given our assessment of the unambiguous nature of section
30-20-13(D), even if Officer Hensley had claimed a mistake of law, he could not
avail himself of Heien’s holding. Cf. Heien, 135 S. Ct. at 540 (discussing the
ambiguities of the North Carolina statute at issue that permitted a reasonable
mistake of law); Cunningham, 630 F. App’x at 878 & n.6 (conducting a similar
analysis of the ambiguities of a Colorado statute). That is, we would still
conclude that his arrest of Scott violated the Fourth Amendment.
13
Based on the facts of this case, nothing would have given Officer Hensley
the reasonable belief that Scott was “willfully” trying to interfere with the
educational process at Grant Middle School. True, Scott’s absence eventually led
to somebody pulling Ms. Wiggins from her classroom and Ms. Griego from her
desk. Aplt.’s App. at 72 (Officer Hensley testifying that he “got Ms. Wiggins”
and “took her out of class”). But no reasonable officer would have believed that
Scott went to the janitor’s office with the intent of distracting school employees
from other tasks. Indeed, Scott gave every indication that he was not trying to
cause a disruption or break a rule. He made no disturbance as he left his
classroom, and told Officer Hensley and Ms. Wiggins that he believed that he had
And, second, our conclusion that Officer Hensley could not claim a
reasonable mistake of law does not mean that he cannot demonstrate that he
satisfies the qualified-immunity standard on the clearly-established-law element,
and indeed we conclude infra that he has. In this regard, Heien stressed that
“qualified immunity . . . depends on an inquiry distinct from whether an officer
has committed a constitutional violation” and that “the [constitutional-violation]
inquiry is not as forgiving as the one employed in the distinct context of deciding
whether an officer is entitled to qualified immunity for a constitutional or
statutory violation.” Heien, 135 S. Ct. at 537, 539 (emphasis added); see also
Corrigan v. District of Columbia, 841 F.3d 1022, 1046 (D.C. Cir. 2016) (Brown,
J., dissenting) (“What ‘every reasonable’ official would have understood to be
‘clearly established’ in case law is not the same question as what is ‘objectively
reasonable’ for purposes of determining a Fourth Amendment violation.”).
Therefore, under the less stringent qualified-immunity inquiry, we may conclude
(as we do) that Officer Hensley is entitled to qualified immunity because his
“conclusions rest[ed] on an objectively reasonable, even if mistaken, belief that
probable cause exist[ed].” Stonecipher v. Valles, 759 F.3d 1134, 1141 (10th Cir.
2014); see A.M., 830 F.3d at 1140 (collecting cases regarding the concept of
“arguable probable cause”).
14
permission to be outside the classroom at the time. If anything, Scott left the
classroom to avoid disrupting his class: he left because he knew that when “[he]
would get too antsy or frustrated, . . . it would just be bad if [he] kept on” trying
to work through the typing lesson. Id. at 200. That, after all, was the purpose of
his IEP accommodations in the first place. See id. at 208 (Test. of Charlotte
Scott) (commenting that the IEP accommodations were in place because “th[e
teachers and administrators] didn’t want [Scott] to explode in the classroom”).
None of this would suggest that Scott “willfully interfer[ed] with the
educational process” by going to, and sitting in, the janitor’s office. Cf. G.M. ex
rel. B.M. v. Casalduc, 982 F. Supp.2d 1235, 1243 (D.N.M. 2013) (“B.M.’s
conduct does not clearly fall outside the conduct prohibited by the plain language
of the statute [i.e., section 30-20-13(D)]. B.M. ignored numerous requests to stop
texting during class in violation of HMS policy. Unable to continue instruction,
her teacher stopped class and eventually summoned Dean O’Gawa. After being
removed from class, B.M. continued refusing to hand over her cell phone as
required by school procedure.”). We conclude, therefore, that Officer Hensley
had no probable cause to arrest Scott under section 30-20-13(D). And since a
warrantless arrest without probable cause violates the Fourth Amendment,
Keylon, 535 F.3d at 1216, Scott has shown that Officer Hensley violated Scott’s
right to be free from unlawful arrest.
2.
15
The next question is whether that right was clearly established in January
2009. A plaintiff ordinarily may show that a particular right was clearly
established by pointing to an on-point decision from the U.S. Supreme Court or
the Tenth Circuit. See, e.g., Quinn, 780 F.3d at 1005. But, as previously noted,
we often look to state-court decisions when we are asked to decide a question that
“depends on the contours of a state’s substantive criminal law.” Kaufman, 697
F.3d at 1300–01; see also A.M., 830 F.3d at 1140–41 (noting that state
intermediate appellate courts can provide guidance in a clearly-established-law
inquiry that involves construing state criminal law).
In A.M., where an officer arrested a student under section 30-20-13(D) for
“repeatedly fake-burping, laughing, and (later) leaning into the classroom,” 830
F.3d at 1148, we held in analyzing the clearly-established-law question that there
were “no Supreme Court or published Tenth Circuit decisions” that squarely
addressed 30-20-13(D)’s probable-cause requirements in 2011, id. at 1140. The
same necessarily must be true for Officer Hensley’s violation, which occurred
almost two years before the challenged conduct in A.M.
Without any on-point federal cases, Scott relies instead on State v. Silva,
525 P.2d 903, 903 (N.M. Ct. App. 1974), a 1974 case from the New Mexico Court
of Appeals. “Silva involved a distant statutory predecessor of N.M. Stat. Ann. §
30–20–13.” A.M., 830 F.3d at 1143. Under that provision, students who staged a
sit-in inside a university president’s office were charged with interfering with the
16
“mission, processes, procedures or functions” of a university. Id. at 905 (quoting
N.M. STAT. ANN. § 40A-20-10(C) (1974)). Scott contends that Silva constitutes
clearly-established law that defined the contours of probable cause for his arrest.
However, in A.M., we rejected an attempt to rely on Silva for clearly-established
law in very analogous circumstances. See 830 F.3d at 1145. We view that
conclusion as controlling here.7
7 We recognize that pre-2009 Supreme Court authority in New Mexico
had established a general understanding of the term “willful,” Gilbert, 491 P.2d at
164, 166, and (as demonstrated supra) the illegality of Officer Hensley’s arrest of
Scott turns at least in substantial part on that understanding. In contrast, this was
arguably not true in the analogous case of A.M. See e.g., 830 F.3d at 1148
(arresting student for “repeatedly fake-burping, laughing, and (later) leaning into
the classroom”). However, as A.M. indicates, no controlling federal or New
Mexico caselaw had clearly established the requirements for probable cause under
section 30-20-13(D) in January 2009—including regarding the “willfulness”
requirement. More specifically, no New Mexico appellate court had applied the
general understanding of “willfulness” to a prosecution under section 30-20-
13(D). In our view, in the circumstances of this case, that forecloses the
possibility of finding clearly-established law. “As th[e] [Supreme] Court
explained decades ago, the clearly established law must be ‘particularized’ to the
facts of the case.” White v. Pauly, --- U.S. ----, 137 S.Ct. 548, 552 (2017) (per
curiam) (quoting Anderson v. Creighton, 483 U.S. 635, 640 (1987)); see Mullenix
v. Luna, --- U.S. ----, 136 S. Ct. 305, 308 (2015) (“The dispositive question is
‘whether the violative nature of particular conduct is clearly established.’”
(quoting Ashcroft v. al-Kidd, 563 U.S. 731, 742 (2011))). Here, Scott has not
demonstrated that it was clearly-established law in January 2009 that the general
understanding of “willfulness” was controlling in the section 30-20-13(D)
context—by “identif[ing] a case where an officer acting under similar
circumstances as Officer [Hensley] was held to have violated the Fourth
Amendment,” White, 137 S. Ct. at 552, or otherwise. In particular, we conclude
that the settled general understanding among New Mexico courts regarding the
meaning of “willful” would not have put the unlawfulness of Officer Hensley’s
conduct under section 30-20-13(D) “beyond debate” in January 2009. al-Kidd,
563 U.S. at 741; accord Mullenix, 136 S. Ct. at 308.
17
In short, Scott has not identified any clearly-established law that would
have given Officer Hensley “fair notice that his conduct would be unlawful in the
circumstances he confronted.” Id. at 1141. Accordingly, Scott cannot satisfy the
second prong of the qualified-immunity standard; his Fourth Amendment
unlawful-arrest claim necessarily fails.
B
Scott also challenges the district court’s rejection of his excessive-force
claim. Scott argues that “the force Officer Hensley used—in parading [Scott]
through the school’s halls in handcuffs and transporting him to the JDC—[was]
excessive.” Aplt.’s Opening Br. at 25. He notes that the arrest took place in front
of his peers and other students, and that the tight handcuffs left his wrists bruised
and swollen for a week after the arrest. The district court ruled that Scott had not
demonstrated a constitutional violation. We agree, and conclude that Officer
Hensley is entitled to qualified immunity on this claim.
“Under well-settled Supreme Court precedent, a law-enforcement officer’s
‘right to make an arrest . . . necessarily carries with it the right to use some
degree of physical coercion . . . to effect it.” A.M., 830 F.3d at 1151 (quoting
Graham v. Connor, 490 U.S. 386, 396 (1989)). We evaluate excessive-force
claims under an objective-reasonableness standard, using the perspective of a
reasonable officer on the scene. See, e.g., Graham, 490 U.S. at 396 (“The
‘reasonableness’ of a particular use of force must be judged from the perspective
18
of a reasonable officer on the scene, rather than with the 20/20 vision of
hindsight.”); Weigel v. Broad, 544 F.3d 1143, 1151 (10th Cir. 2008) (“The
‘inquiry in an excessive force case is an objective one: the question is whether the
officers’ actions are objectively reasonable in light of the facts and circumstances
confronting them, without regard to underlying intent or motivation.’” (quoting
Graham, 490 U.S. at 397)); see also Lungstrom v. Romero, 616 F.3d 1108, 1120
(10th Cir. 2010) (“The reasonableness of a police officer’s actions is evaluated
from the perspective of a reasonable officer on the scene, recognizing the police
officer may have been forced to make split-second decisions in a stressful,
dynamic, and dangerous environment.”).
We consider the totality of the circumstances to determine if an officer’s
actions were objectively reasonable. See, e.g., Thomson, 584 F.3d at 1313 (noting
that “[r]easonableness is evaluated under a totality of the circumstances
approach”); accord Estate of Larsen ex rel. Sturdivan v. Murr, 511 F.3d 1255,
1260 (10th Cir. 2008). This involves (but is not limited to) examining “the
severity of the crime at issue, whether the suspect poses an immediate threat to
the safety of the officers or others, and whether he is actively resisting arrest or
attempting to evade arrest by flight.” Graham, 490 U.S. at 396.
Critically, however, “our precedent requires a showing in a handcuffing
case of an actual, non-de minimis physical, emotional, or dignitary injury to
succeed on a claim.” Fisher v. City of Las Cruces, 584 F.3d 888, 899 (10th Cir.
19
2009); accord A.M., 830 F.3d at 1151–52; see also Cortez v. McCauley, 478 F.3d
1108, 1129 (10th Cir. 2007) (en banc) (“We believe that a claim of excessive
force requires some actual injury that is not de minimis, be it physical or
emotional.”). “This is because ‘[h]andcuffing claims, in essence, concern the
manner or course in which a petitioner is handcuffed,’ and ‘[b]ecause handcuffing
itself is not necessarily an excessive use of force in connection with an arrest.’”
A.M., 830 F.3d at 1152 (alterations in original) (quoting Fisher, 584 F.3d at 897);
cf. United States v. Rodella, 804 F.3d 1317, 1327 (10th Cir. 2015), cert. denied,
137 S.Ct. 37 (2016) (concluding that Cortez’s non-de-minimis-injury requirement
“is limited to handcuffing cases”). Like the district court, we conclude that
Scott’s excessive-force claim fails to satisfy this non-de minimis-injury standard.
Quite apart from whether one or more of the Graham factors noted above (e.g.,
severity of the crime) favors him, this failure is determinative.
Scott alleges that the cuffs were “uncomfortably tight” when Officer
Hensley put them on. Aplt.’s App. at 203. Ms. Wiggins loosened the cuffs after
about twenty minutes, but Scott testified that he was in pain for the week after the
arrest. Unduly tight handcuffs can, in some cases, amount to excessive force.
See Cortez, 478 F.3d at 1128–29 (“In some circumstances, unduly tight
handcuffing can constitute excessive force where a plaintiff alleges some actual
injury from the handcuffing and alleges that an officer ignored a plaintiff’s timely
complaints (or was otherwise made aware) that the handcuffs were too tight.”
20
(emphasis added)). But a plaintiff still must make a showing that the handcuffs
caused “some actual injury that is not de minimis” before we can find a
constitutional violation. Id. at 1129. Scott fails to make this showing.
Scott testified that his wrists “were bruised and swollen” for “about a
week” after the arrest, and that “anything [he] did [that involved] moving [his]
wrists hurt.” Aplt.’s App. at 131, 204. He also alleged that the cuffs left
“redness, soreness and indentations” on his wrists. Id. at 115 (Pl.s’ Interrog. No.
17). Yet, he concedes that he never got any medical treatment for his injuries and
that the injuries were gone after about a week.
This is not enough to show a constitutional violation. We have rejected
minor, temporary injuries—like pain, numbness, or swelling—as de minimis in
handcuff-related excessive-force cases. For example, in Koch v. City of Del City,
660 F.3d 1228, 1247–48 (10th Cir. 2011), we concluded that a plaintiff had failed
to show “‘actual injury’” when she alleged superficial abrasions and lingering
nerve pain in her wrists. Id. Similarly, in Segura v. Jones, 259 F. App’x 95,
103–04 (10th Cir. 2007) (unpublished), a panel of our court found no more than a
de minimis injury stemming from tight handcuffs. Id.; cf. Vondrak v. City of Las
Cruces, 535 F.3d 1198, 1209–10 (10th Cir. 2008) (concluding that a plaintiff
established a constitutional violation when tightened handcuffs caused permanent
nerve damage in plaintiff’s wrist).
21
Scott’s injuries are no different. Even though he was in pain for hours
while wearing the handcuffs, that pain did not last long. And the handcuffs left
no permanent injury: the swelling went down after about a week, and the bruises
faded around the same time. See Aplt.’s App. at 204 (Scott testifying that he had
no “problems with [his] wrists” on the day he was deposed). Simply put, Scott’s
injuries were not severe enough to render Officer Hensley’s force excessive.8
The same is true for Scott’s emotional injuries. Scott said that he was
humiliated when Officer Hensley walked him through the school hallways in
handcuffs during a break between classes. Scott felt that Officer Hensley had
“made it his mission to embarrass [him] and set it in [Scott’s] head that [he] was a
piece of shit.” Aplt.’s App. at 198. However, Officer Hensley’s intent cannot
factor into our analysis. See Graham, 490 U.S. at 396 (noting that the excessiveforce
analysis should be “without regard to . . . underlying intent or motivation”);
accord Weigel v. Broad, 544 F.3d at 1151. To be sure, we have recognized that,
in some cases, an excessive-force claim may stand on an emotional injury like
8 Though the inadequacy of Scott’s injuries do not make the following
point material to our analysis, we note that Scott’s injuries may in part stem from
his own conduct rather than any physical aggression of Officer Hensley. By
Scott’s own admission, he would abruptly stop while being led through the
hallway in handcuffs by Officer Hensley because he was “pissed” and did not
anyone to “touch” him. Aplt.’s App. at 202. Even accepting Scott’s own version
of the facts then, we may reasonably infer that, insofar as Scott’s injuries were
caused by the friction between the handcuffs and his wrists, his abrupt stops
contributed to or exacerbated that friction.
22
humiliation. See, e.g., Fisher, 584 F.3d at 903. But, in the context of an arrest,
the alleged humiliation must be more harmful than that which accompanies the
typical custodial arrest. See Atwater v. City of Lago Vista, 532 U.S. 318, 354
(2001); Petersen v. Farnsworth, 371 F.3d 1219, 1223 (10th Cir. 2004).
Scott’s arrest does not fit that description. Though Scott was surely
humiliated when his peers saw him walking through the hallways in handcuffs, a
public arrest does not violate the Fourth Amendment simply because it is
embarrassing. See Atwater, 352 U.S. at 354–55; Cortez, 478 F.3d at 1128. In
short, Officer Hensley’s use of force fell short of being “excessive,” as the law
defines that term. Scott has therefore failed to show a constitutional violation.9
9 We are not blind to the obvious facts: At the time of the arrest, Scott
was thirteen years old. The psychological effects of an arrest on somebody that
young are bound to be more severe than they would be for an adult. See
Hedgepeth v. Wash. Metro Area Transit, 284 F. Supp. 2d 145, 160 (D.D.C. 2003),
aff’d sub nom. Hedgepeth ex rel. Hedgepeth v. Wash. Metro. Area Transit Auth.,
386 F.3d 1148 (D.C. Cir. 2004) (noting that, though a child’s arrest was
constitutional under the applicable legal standard, “the Court can hardly overlook
the humiliating and demeaning impact of the arrest” on that child); cf. A.M., 830
F.3d at 1150 n.15 (“We are neither oblivious nor unsympathetic to ‘the potential
future consequences to [a] child,’ such as F.M., of an arrest or other
law-enforcement sanction for seemingly non-egregious classroom misconduct;
such a law-enforcement response could potentially have a ‘far-reaching impact’
on a child’s ability to lead a productive life.” (quoting Hawker v. Sandy City
Corp., 774 F.3d 1243, 1244 (10th Cir. 2014) (Lucero, J., concurring))). However,
we have held that there is “‘no case law . . . applying a different standard when
the victim of the alleged excessive force is a minor.’” A.M., 830 F.3d at 1155
(quoting Hawker v. Sandy City Corp., 591 F. App’x 669, 674 n.8 (10th Cir. 2014)
(unpublished) (emphasis omitted)). And we are bound to apply the law of
excessive force as it is—not as we might wish it to be—even when, as here, the
results might seem troubling. See, e.g., A.M., 830 F.3d at 1169 (Gorsuch, J.,
23
III
Scott also argues that the City employed a “de facto policy” of (1) failing
to train SROs “before placement in a school which serves special education
students,” and (2) giving SROs “unbridled discretion to arrest students with
special needs.” Aplt.’s Opening Br. at 37, 39. These policies, Scott argues,
effectively “require[d] the arrest” of Scott for skipping class on January 16,
2009.10 Id. at 37.
To establish municipal liability, a plaintiff must show (1) the “existence of
a municipal custom or policy” and (2) a “direct causal link between the custom or
policy and the violation alleged.” Jenkins v. Wood, 81 F.3d 988, 993 (10th Cir.
1996). “To establish the causation element, the challenged policy or practice
dissenting); Hawker, 774 F.3d at 1243–46 (Lucero, J., concurring).
10 Insofar as Scott’s municipal-liability arguments are predicated on
Officer Hensley’s claimed use of excessive force, they fail at the outset. Without
an underlying constitutional violation, a municipal-liability claim is fatally
infirm. See Hinton v. City of Elwood, Kan., 997 F.2d 774, 782 (10th Cir. 1993)
(“A municipality may not be held liable where there was no underlying
constitutional violation by any of its officers.”); see also Wilson v. Meeks, 98
F.3d 1247, 1255 (10th Cir. 1996) (“The district court correctly concluded no
municipal liability could be found in this case because there was no constitutional
violation committed by any of the individual defendants.”). Furthermore, Scott’s
briefing seemingly challenged the district court’s judgment regarding his
supervisory-liability claim against Albuquerque’s chief of police, Ray Schultz.
See Aplt.’s Opening Br. at 40 (“Scott’s supervisory liability claim against Chief
Schultz is also viable assuming that the Court finds a violation of Scott’s
rights.”). However, during oral argument, Scott’s counsel expressly and
unequivocally indicated that actually Scott does not pursue a supervisory-liability
claim against Chief Schultz on appeal—viz., he does not challenge the district
court’s judgment as to this claim. Therefore, that matter is not before us.
24
must be ‘closely related to the violation of the plaintiff’s federally protected
right.’” Schneider v. City of Grand Junction Police Dep’t, 717 F.3d 760, 770
(10th Cir. 2013) (quoting Martin A. Schwartz, SECTION 1983 LITIGATION CLAIMS
& DEFENSES, § 7.12[B] (2013)); accord Cacioppo v. Town of Vail, Colo., 528 F.
App’x 929, 932 (10th Cir. 2013) (unpublished). In this regard, a “municipality is
not liable solely because its employees caused an injury,” but rather, because the
municipality, “[t]hrough its [own] deliberate conduct, . . . [was] the ‘moving
force’ behind the injury.” Mocek v. City of Albuquerque, 813 F.3d 912, 933 (10th
Cir. 2015).
Scott fails to meet this standard. Specifically, he has not demonstrated that
the alleged policies that he has identified—failing to train SROs placed in specialeducation
school settings and giving them free rein in arresting special-needs
children—are directly relevant to the constitutional violation—i.e., arresting a
student without probable cause that the student willfully interfered with the
educational process at a school—much less that the policies were the “moving
force” behind the violation. Mocek, 813 F.3d at 933. For example, Scott does not
specify what training the officers should have possessed and how the lack of that
training was a moving force behind his unlawful arrest. Furthermore, his
assertion that the City, as a matter of de facto policy, granted its officers
“unbridled discretion” to arrest special-needs students is wholly conclusory. And,
even if Scott were able to demonstrate that the City’s SROs repeatedly arrested
25
special-needs students under section 30-20-13(D) for willful interference with the
educational process, one could not reasonably infer from this proof—without
more—that such conduct was the product of an unconstitutional de facto policy.
Special-needs students are not immune from arrest under this statute, and section
30-20-13(D) may well reach in certain instances willful conduct committed by
such students that amounts to (in Scott’s words) no more than “childhood
misbehavior.”11 Aplt.’s Opening Br. at 41. Accordingly, these two policies
cannot sustain Scott’s municipal-liability claim.
Scott tries again in his reply brief. There, he shifts the focus away from
special-needs students and simply avers that there was “a pattern of Albuquerque
police officers enforcing [section 30-20-13(D)] in an over broad manner.” Aplt.’s
Reply Br. at 7. But that argument also fails to establish municipal liability. First,
the argument was never raised in his opening brief, so we consider it waived.
11 As evidentiary support for his municipal-liability claim, Scott directs
us to the testimony of a Juvenile Probation Officer and to a summary of City
police reports prepared by Scott’s counsel. Even assuming that all of this is
properly admissible evidence, it is woefully insufficient to establish that the two
policies Scott identifies in his opening brief were the moving force in his
unlawful arrest. First, though this evidence purports to show that young children
were repeatedly arrested by the City’s police for violations of section 30-20-
13(D), it is silent regarding whether these children had special needs. Second,
many (if not most) of the arrests that Scott’s counsel identifies in his summaries
involved, at least arguably, willful misconduct, which would place them on the
question of intent within the ambit of section 30-20-13(D). See Aplt.’s App. at
235–40 (describing arrests for, among other things, “knocking over a chair and
throwing a pen,” “throwing a stick when told not to,” “blowing up a condom in
class,” and “[s]tepping toward a teacher in an aggressive manner”).
26
United States v. Wayne, 591 F.3d 1326, 1332 n.4 (10th Cir. 2010) (“Because [the
appellant] raised this argument for the first time in her reply brief, she has waived
it on appeal.”).
And second, even if we did consider the argument, it still fails to show
municipal liability. The policy articulated in Scott’s reply brief concerns
officers’ practice of arresting students for “disruptions that were not the result of
‘physical intrusions.’” Aplt.’s Reply Br. at 6–7. Scott’s argument on this point
seems derived from his reading of Silva, 525 P.2d at 907, in which the New
Mexico Court of Appeals found that the statute at issue required a “more physical
invasion” than a simple disturbance of the peace. But we rejected this analogy in
A.M., 830 F.3d at 1144–48 (declining to use Silva to guide our construction of
section 30-20-13(D)). Simply put, an officer may arrest a student under section
30-20-13(D), even when the student’s conduct does not involve a physical
intrusion. Thus, even if the City had a policy that authorized officers to make
such non-physical-intrusion arrests when supported by probable cause, that policy
would not run afoul of the Constitution. Accordingly, it ineluctably follows that
such a policy could not have directly caused (i.e., been the moving force behind)
the constitutional violation here.
In sum, for the foregoing reasons, Scott’s municipal-liability claim is
without merit.
IV
27
Finally, Scott argues that the district court erred in granting summary
judgment to the defendants on his ADA claim. We disagree.
Title II of the ADA states that “no qualified individual with a disability
shall, by reason of such disability, be excluded from participation in or be denied
the benefits of the services, programs, or activities of a public entity, or be
subject to discrimination by any such entity.” 42 U.S.C. § 12132. To make out
his ADA claim, Scott has to show that he (1) has a disability; (2) was
discriminated against by a public entity; and (3) the discrimination was “by
reason of [his] disability.” Gohier v. Enright, 186 F.3d 1216, 1219 (10th Cir.
1999).
Scott argues that “[i]f [he] had not been disabled, he would have had no
need to leave class.” Aplt.’s Opening Br. at 33. When “Officer Hensley
handcuffed, arrested, transported and charged Scott,” he continues, Officer
Hensley did so “because [Scott] was disabled.” Id. (emphasis added).
Not so. In some cases, a plaintiff’s “disability might cause the police to
incorrectly suspect that an individual committed a crime.” J.H. ex rel. J.P. v.
Bernalillo Cty., 806 F.3d 1255, 1260 (10th Cir. 2015). But Scott is not arguing
that Officer Hensley mistook his disability itself for illegal conduct. Instead, he
argues that Officer Hensley arrested Scott because of the manifestations of his
disability. See Aplt.’s Opening Br. at 21 (“Officer Hensley violated the ADA by
arresting [Scott] for a manifestation of his disability.”)
28
And we have repeatedly rejected such arguments. For instance, J.H. ex rel.
J.P. v. Bernalillo Cty., 806 F.3d at 1260, we held that an SRO did not arrest a
student “because of [his] disability” when the student kicked a teacher; we
expressly held that an arrest based on the manifestation of a student’s disability
was not equivalent to an arrest because of that disability. And, in J.V. v.
Albuquerque Public Schools, 813 F.3d 1289, 1296 (10th Cir. 2016), we held that a
SRO did not arrest a student “by reason of disability” when the student was
disruptive for two hours. Id. In doing so, we noted that there was “no authority
suggesting [that] a school may not regulate a student’s conduct if that conduct is a
manifestation of a disability.” Id. This case is no different from J.H. or J.V.
Officer Hensley did not arrest Scott because Scott was disabled; he arrested Scott
because he thought that Scott was “interfer[ing] with the educational process.”
§ 30-20-13(D).
Scott also argues that the City, through Officer Hensley, failed to provide
reasonable accommodations to Scott during the arrest. Specifically, he alleges
that “the City established no meaningful policies to accommodate disabled
children” and “require[d] that all children . . . be transported by an officer [while]
handcuffed,” regardless of “the child’s age or health status.” Id. at 36. Scott
contends that this policy violated his rights under the ADA.
We have never adopted a failure-to-train claim of discrimination under the
ADA in the context of an arrest. See, e.g., J.V., 813 F.3d at 1297 (“This circuit
29
has not recognized a failure-to-train claim of discrimination under the ADA, but
we have not foreclosed the possibility.”); Gohier, 186 F.3d at 1221. But, even
assuming arguendo this was the law here, Scott’s claim would still fail.
Crucially, Scott never points to any evidence of (1) a request for an
accommodation; or (2) a reason that Officer Hensley should have known that he
needed an accommodation. Instead, he points only to the fact that Officer
Hensley knew about Scott’s diagnosis of bipolar disorder. (The record bears this
out. In his deposition, Officer Hensley was asked if Scott had been “diagnosed
with bipolar disorder[.]” Aplt.’s App. at 67. He replied that Scott’s “parents had
told [Officer Hensley] that” during a meeting with Officer Hensley. Id. That
meeting was “probably the week prior to [Scott’s] arrest.” Id.)
But knowledge of that diagnosis, without more, would not necessarily make
Officer Hensley aware that Scott needed an accommodation. See J.V., 813 F.3d at
1299 (“[A]n ADA plaintiff must show an obvious need for an accommodation.”);
J.H., 806 F.3d at 1261 (concluding that it would “conflate[] a disability with a
need for an accommodation” to expect an accommodation whenever an official is
aware of a diagnosis).
And though Scott argues that the City’s failure to train amounted to a
failure to accommodate his disability, he never explains why. His claim fails
without that explanation. See, e.g., J.V., 813 F.3d at 1300 n.8 (“While plaintiff
attempts to pose training in dealing with those with mental health problems a an
30
‘accommodation,’ it is well-settled that the failure to train must have caused some
violation of law for an action against a municipality to lie.” (quoting Waller ex.
rel. Estate of Hunt v. Danville, Va., 556 F.3d 171, 177 n.3 (4th Cir. 2009))).
Outcome: We AFFIRM the district court’s judgment.
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