Case Number: 15-6836

Judge: Amalya L. Kearse

Court: UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT

Plaintiff's Attorney:

JUSTINA GERACI, Assistant United States Attorney, New York,13 New York (Preet Bharara, United States Attorney for the14 Southern District of New York, Margaret Garnett, Assistant15 United States Attorney

Defendant's Attorney:

STEVEN Y. YUROWITZ

Description: The present prosecution of Delva had its origin in the kidnapping and robbery of a2
woman and a man in the Bronx, New York, which began on Labor Day weekend in 2012. Those3
crimes were investigated by a joint task force of Federal Bureau of Investigation ("FBI") agents and4
New York City Police Department ("NYPD") detectives and officers (collectively or in combination,5
the "Officers"). The evidence against Delva at trial (his codefendants had pleaded guilty) included6
drugs, a gun, and a cellphone, all belonging to him, and letters sent to Accilien by Accilien's brother7
(the "Accilien Letters"). Prior to trial, Delva initially moved to suppress only the drugs and gun, and8
a hearing was held; Delva thereafter sought to suppress the cellphone and, eventually, the letters.9
The following description of the relevant events is taken from findings by the district10
court after the suppression-motion hearing, from credited evidence at that hearing which included11
testimony by the two law enforcement agents leading the investigation, and from evidence at Delva's12
ensuing trial which included testimony by those agents, Accilien, and the two victims of the13
kidnapping/robbery, as well as DNA evidence.14
A. The Kidnapping and Robbery15
Late on Sunday evening September 2, 2012, the female victim (or "FV"), who was the16
girlfriend of a drug dealer--the male victim (or "MV")--was accosted by codefendants Trevor Cole17
and Dominique Jean Philippe, brandishing guns, outside of her apartment in a building on Magenta18
Street. She was forced to enter the apartment with Cole and Jean Philippe, who proceeded to search19
unsuccessfully for drugs and money. FV was blindfolded and assaulted as Cole, Jean Philippe, and20
4
others who joined them attempted to force her to telephone MV to get him to come to her apartment. 1
FV stalled for about a day by calling a number she knew had been disconnected; but she eventually2
yielded and reached MV after being raped by three of the intruders, and urinated on by one of them.3
Accilien, the brother of Jean Philippe (who was the author of the Accilien Letters),4
became involved in the early stages of the robbery when he telephoned Jean Philippe in an attempt5
to borrow money. At Jean Philippe's request, Accilien purchased duct tape and latex gloves and6
brought them to FV's apartment, where Jean Philippe and Cole informed him that they were in the7
middle of a robbery. When Accilien expressed unease and decided to leave, Jean Philippe told8
Accilien to bring their nephew Delva to FV's apartment to assist because Delva had had more9
experience than Accilien in committing robberies. Accilien returned with Delva. All of the robbers10
donned the latex gloves brought by Accilien and waited for MV to arrive.11
Accilien and Delva left FV's apartment on September 3; Delva returned early on12
September 4. MV arrived thereafter and was held captive by Cole, Jean Philippe, and Delva,13
attempting to force him to disclose where he kept his cash. MV was bound, blindfolded (albeit14
ineffectively), stabbed, and repeatedly beaten. Accilien, who had remained at home, attempted to call15
Jean Philippe, Cole, and Delva to learn whether the robbery was proceeding as planned; when none16
of them answered their phones, Accilien went to FV's apartment to see whether everything was all17
right. MV ultimately capitulated and revealed the location of his cash. Cole and Jean Philippe went18
to that location while Accilien and Delva remained behind to guard FV and MV. During that time,19
MV managed to shift his blindfold sufficiently to see Accilien, who complained to Delva about the20
intruders' blindfolding proficiency. Accilien testified that Delva then readjusted MV's blindfold and21
hit MV several times with a mop handle.22
5
The home invasion ended on September 4, after the robbers got, inter alia, more than1
$40,000 in cash, jewelry, and clothing, along with six pounds of marijuana and FV's car.2
B. The Early Investigation3
The investigation of the kidnapping and robbery was led by FBI Special Agent John4
Reynolds and NYPD Detective Ellis Deloren. Deloren arrived at the kidnapping/robbery scene and5
spoke with FV and MV before they were taken to a hospital, and he later interviewed them at the6
hospital. Deloren prepared photographic arrays, each of which included one suspect. FV identified7
Cole from one array; MV identified Jean Philippe from another. A sealed federal indictment was filed8
in late October 2012; Cole and Jean Philippe were arrested about a week later, and the indictment was9
unsealed as to them. Pictures of several items stolen from MV were found on Cole's cellphone.10
MV also identified Accilien from a photo array. Accilien had a significant criminal11
history, which included a charge of assault on a police officer, and Deloren found in police files12
Accilien's last known address, a second-floor apartment on South Oak Drive in the Bronx. Deloren13
went to that address under the guise of looking for someone else who was supposedly wanted for a14
different crime. Accilien himself answered the street-level outer door, thereby allowing Deloren to15
infer that Accilien still lived at and/or frequented that address. An arrest warrant for Accilien was16
issued.17
At about 6:00 a.m. on June 4, 2013, approximately 10 Officers, led by Deloren and18
Reynolds, went to the South Oak Drive address, knocked on the outer door, and identified themselves19
as police. Deloren, through the door's window, saw a man he thought was Accilien start to descend20
the stairs and promptly retreat; the Officers then breached the door and entered. In the second-floor21
6
apartment they found Accilien, a woman and two children, and three other men--including Delva, who1
at that time was not a suspect in the kidnapping/robbery.2
C. The Denial of Delva's Suppression Motions3
The events following the Officers' entry into the building are recounted in the findings4
of the district court in denying Delva's initial suppression motion--which challenged the seizure only5
of the drugs and gun. See United States v. Delva, No. 12 Cr. 802, 2014 WL 465149 (S.D.N.Y. Jan.6
27, 2014) ("Delva I"). The findings in that opinion--uncontested on appeal, except for a general7
challenge to credibility--include the following.8
"The outer door entered onto a staircase that leveled off at a landing adjoining the9
kitchen. There was no interior door between the stairs and the kitchen." Delva I, 2014 WL 465149,10
at *2 (citations to the suppression hearing transcript ("H.Tr.") omitted). The apartment consisted of11
a kitchen, a bedroom/living room (the "living room"), a second bedroom (or "bedroom"), and a12
bathroom. "The apartment was about 500 square feet in total." Id.13
As Reynolds was climbing the stairs, he could see Accilien at the top14 looking down at him. Both Reynolds and Deloren were stating: "Police, get15 down." Accilien complied and lay down on the floor in the kitchen. As16 Reynolds reached the top of the stairs, he saw two other men in the kitchen;17 Reynolds stepped further into the kitchen and instructed the two other men to18 get down. The kitchen was very small. Reynolds then noticed somebody in19 the second bedroom . . . . [whom he] later identified . . . as Delva.20
Id. at *3 (citations to H.Tr. omitted). Both Reynolds and Deloren observed Delva inside the second21
bedroom walking toward the kitchen. See id.22
Reynolds instructed Delva to get down on the ground. Delva did not23 immediately comply; Reynolds had to instruct him several times, and he did24 eventually comply. When Delva was lying on the ground, his head was in the25 bedroom near the doorway, with the rest of his body and legs stretching behind26
7
him into the bedroom. Reynolds then stepped either to the side of Delva or1 over Delva to make sure no one else was in the room. Reynolds testified that2 he could not see the entire bedroom from the kitchen and needed to enter the3 bedroom to determine if anyone else was in that room and whether there could4 be any threats coming from that room. 5
When Reynolds entered the bedroom and looked to see if anyone else6 was present, he noticed a closet, the door of which was ajar. He saw a clear,7 plastic bag on the floor of the closet that contained a white, powdery substance8 which he believed to be drugs. The bag was on top of or right next to9 sneakers. Reynolds testified that he did not touch anything or open anything10 before seeing the bag and the sneakers. 11
Immediately thereafter, Deloren entered the bedroom. He [had]12 handcuffed Accilien very quickly and proceeded to the second bedroom. He13 saw that Delva was on the ground, his body completely inside the bedroom. 14 Reynolds was focused on Delva and told Deloren about the bag in the closet. 15 Deloren stated that the closet door was open when he approached it. He could16 see the floor of the closet and saw a clear, plastic bag with a white powdery17 substance in it; based on his experience he believed it to be cocaine. Deloren18 bent down to pick the bag up and saw that just to the side of it, only a few19 inches away, was a sneaker with a firearm in it. The gun was inserted barrel-20 first into the shoe. Deloren then used the word "lunch" to notify Reynolds and21 others that there was a gun. Deloren then quickly recovered the gun and made22 it safe by removing the magazine and emptying the chamber.23
As he was handcuffing Delva, Reynolds heard Deloren almost24 immediately use the word "lunch," which Reynolds understood to be code for25 "gun." Reynolds then moved Delva into the kitchen with the others. Only two26 minutes had elapsed between the time the Officers entered the apartment and27 the apartment was secured with the men in handcuffs in the kitchen. Deloren28 testified that the men in the apartment were handcuffed to ensure officer29 safety.30
Reynolds and Deloren then brought Accilien into the bedroom and31 asked him to identify the other people in the apartment; Accilien identified32 Delva as his nephew and the closet in the bedroom as belonging to Delva.33
Delva I, 2014 WL 465149, at *3-*4 (footnote and citations to H.Tr. omitted) (emphases added).34
The district court concluded that given the presence of other people in the apartment35
and the Officers' knowledge of Accilien's criminal history, "it would . . . have been imprudent and36
8
unreasonable for the Officers to have entered the premises, seen the other men, and not conducted a1
protective sweep." Delva I, 2014 WL 465149, at *6 (emphasis added). Further,2
when Reynolds saw the defendant in his bedroom, moving towards them, it3 was only prudent for Reynolds to ensure that the defendant was not going to4 create a safety issue. It was therefore perfectly appropriate for Reynolds to5 instruct the defendant to "get down." Reynolds and Deloren testified that,6 when the defendant was on the ground, he was positioned entirely inside the7 bedroom. There is no doubt that it was appropriate for Reynolds to step into8 the bedroom at that point in order to secure the defendant. Once Reynolds9 entered the bedroom, it was perfectly reasonable for him to look quickly10 around the room to determine if there were any other individuals in the room11 who might constitute a safety risk. In doing so, his eyes noticed the open door12 to the closet and drugs in plain view. Deloren's entry to assist Reynolds led13 to recovery of the drugs Reynolds saw as well as the gun immediately next to14 it, which was also in plain view.15
There is no evidence in the record that the drugs and gun were not in16 the position in which Deloren and Reynolds testified they were in--on the floor17 of the closet, with the door open, in plain view. 18
Under these circumstances, the factual record is straightforward and19 supportive of a reasonable search and seizure of the [drugs and gun]. Under20 the circumstances described above, the protective sweep conducted by21 Reynolds and Deloren was reasonable. In addition, there is no factual basis to22 suggest that, once Reynolds and Deloren were in the bedroom, the [drugs and23 gun] w[ere] not in plain view. All of the evidence before the Court is that they24 were. Given the highly incriminating character of these items, their seizure25 was therefore perfectly lawful.26
Delva I, 2014 WL 465149, at *7 (emphases added).27
The district court also noted that, "[o]n cross-examination," at the hearing, "Deloren28
testified that, when the Officers first went to the residence, their intent was to arrest Accilien but not29
conduct a search; after recovering the [drugs and gun], the Officers then performed a general search." 30
Id. at *7 n.5. However, the court concluded that that "testimony d[id] not undermine the legality of31
the recovery of the [drugs and gun]--these items were found in plain view during what was clearly32
a protective sweep." Id.33
9
At the hearing on Delva's initial motion--to suppress the drugs and gun--Reynolds1
and/or Deloren testified that in the June 4, 2013 raid on Accilien's apartment, cellphones (one of2
which they later learned belonged to Delva) and the Accilien Letters had also been seized. Deloren3
testified that he saw the envelopes on the top of a small cabinet; he recognized that Accilien was the4
addressee and that the sender was Jean Philippe, whom Deloren had arrested in November 2012 in5
connection with the kidnapping and robbery of FV and MV.6
During the hearing with respect to the drugs and gun, Delva expanded his suppression7
request to include his cellphone. The district court invited supplemental briefing on that request, and8
Delva's supplemental reply brief added a request to suppress the Accilien Letters. The government's9
position was that "law enforcement observed [those] items in plain view"--along with the drugs and10
the gun--"[d]uring a lawful protective sweep." (Government's Memorandum of Law in Opposition11
to Defendant David Delva's Motion To Suppress His Cellular Telephone, dated February 3, 2014,12
at 3-4.)13
The district court, relying on evidence presented at the hearing following Delva's14
motion to suppress the drugs and gun, denied these supplemental motions to suppress Delva's15
cellphone and the Accilien Letters. See United States v. Delva, 13 F.Supp.3d 269 (S.D.N.Y. 2014)16
("Delva II"). The court reiterated many of the findings it had made in Delva I with respect to the need17
for a protective sweep of the apartment and the plain-view observation of the drugs and gun, see, e.g.,18
Delva II, 13 F.Supp.3d at 272 ("The facts relevant to resolution of this motion were established at the19
evidentiary hearing on January 21, 2014. They are recited in this Court's January 27, 2014, 2014 WL20
465149, decision on defendant Delva's first motion to suppress . . . ."), and it made additional findings21
focusing on the cellphone and the letters.22
10
With respect to the cellphone, the court noted that the Officers had gone to the1
apartment to arrest Accilien because 2
Accilien was alleged to have participated in a brutal robbery and kidnapping. 3 At the time of the arrest, the officers who entered the Apartment knew that one4 or more cell phones had been used during the robbery and kidnapping.5
Delva II, 13 F.Supp.3d at 271. After noting that the government argued that the Officers had seen6
"drugs, a gun, and the Cell Phone in plain view" "during the course of legitimate efforts incidental7
to a protective sweep that was itself incident to the arrest of Accilien," and that it was "undisputed that8
the Officers saw the drugs and gun prior to seeing the Cell Phone," id. (emphases added), the court9
stated that10
Delva's arguments on this motion are the same as those on his prior11 motion with respect to the gun and drugs: (1) the Officers[] had no need or12 right to enter the Apartment; (2) once in the Apartment, the Officers had no13 right to enter the bedroom which the defendant shared with others; (3) that the14 Cell Phone, which was recovered in the bedroom, was not in plain view; and15 (4) even if the Cell Phone was in plain view, it was not in and of itself16 contraband, evidence of a crime, or associated with evidence of a crime,17
Delva II, 13 F.Supp.3d at 271-72 (emphases added). The district court rejected those arguments,18
noting that Delva19
proffered no evidence, nor elicited any evidence on cross-examination, that at20 the time it was seized, the Cell Phone was not in plain view in a bedroom that21 had been occupied the previous night by Accilien (the robbery and kidnapping22 suspect).23
Id. at 271. After describing Deloren's discovery and unloading of Delva's gun, the court found as24
follows:25
Reynolds then moved Delva into the kitchen with the others. Only two26 minutes had elapsed between the time the Officers entered the Apartment and27 the Apartment was secured with the men in handcuffs in the kitchen. Reynolds28 and Deloren then brought Accilien into the bedroom and asked him to identify29 the other people in the Apartment; Accilien identified Delva as his nephew and30
11
the closet in the bedroom as belonging to Delva. . . .1
The Apartment was small. Two Officers stepped into the bedroom2 with Accilien to ask him who the other individuals were and to whom the3 items in the closet belonged. While that was occurring, the Officers noticed4 and seized a letter and two cell phones. The two cell phones were in plain5 view: one on a television stand and the other on the bed. At about the same6 time, Reynolds [sic] also saw an envelope in plain view with Accilien's name7 as the addressee. Reynolds [sic] saw that the sender of the envelope was one8 of the suspects in the same robbery and kidnapping; the letter had been sent9 from the sender's place of incarceration. While the cabinet on which the letter10 was located had a number of items on it, Special Agent Reynolds [sic] testified11 credibly that there was room for the letter to be in plain view on the cabinet12 with the address information visible.13
Delva II, 13 F.Supp.3d at 273-74 (footnote and citations to H.Tr. omitted) (emphases added).14
Having noted that "[p]atently incriminating evidence that is in plain view during a15
proper security check may be seized without a warrant," id. at 275 (internal quotation marks omitted)16
(emphasis ours), the district court denied Delva's supplemental suppression motions, concluding as17
follows:18
This Court previously determined that the Officers['] entry into both19 the Apartment and the bedroom in which the defendant had been living was20 lawful. . . . The Court also previously determined that the drugs and gun21 which the Officers seized were in plain view. . . . No facts have been proffered22 disputing the fact that the cell phones were observed by Special Agent23 Reynolds in plain view on a table and on the bed in the bedroom in which24 Delva was arrested.25
There were multiple lawful reasons why the Officers had probable26 cause to believe that the Cell Phone was evidence of or contained evidence of27 criminal activity: the Officers were in the Apartment to arrest a man28 (Accilien) whom they were arresting for kidnapping, and they knew that cell29 phones had been used in connection with that crime. Accilien identified30 himself as an occupant of the bedroom in which the cell phones were found,31 and a letter addressed to Accilien was found on a table in that bedroom from32 another individual who was already incarcerated for the same crime. At the33 time of its seizure, the Officers believed that the cell phones belonged to34 Accilien.35
12
The Officers had probable cause to seize the Cell Phone even if they1 believed or had reason to believe that it may have belonged to defendant2 Delva: Delva had just been handcuffed in the same room, drugs and a gun3 had been found in plain view near him, and Accilien had identified the items4 in the closet as belonging to Delva. The association between narcotics5 trafficking (for which Delva was initially arrested) and cell phones has been6 long established--cell phones can store information and images relating to the7 crime and participants in the crime (that is, who bought and sold the drugs).8
In determining whether probable cause to seize the Cell Phone existed,9 the Court looks at the totality of the facts and circumstances as they existed at10 the scene. . . . Those facts and circumstances leave no doubt that the Officers11 were acting within the law when they seized the Cell Phone. . . . The Fourth12 Amendment of the Constitution only prohibits unreasonable searches and13 seizures; here, the seizure was perfectly reasonable.FN414
FN4 On cross-examination, Deloren testified that, when the15 Officers first entered the Apartment, their intent was to arrest Accilien16 but not to conduct a search; after recovering the drugs and gun, the17 Officers then performed a general search. This testimony does not18 undermine the legality of the recovery of the Cell Phone--it was found19 in plain view during what was clearly a protective sweep.20
Delva II, 13 F.Supp.3d at 277 & n.4 (citations to H.Tr. omitted) (penultimate emphasis in original;21
other emphases added).22
D. The Trial23
As indicated above, at the time of his arrest on June 4, 2013, Delva was not a suspect24
in the kidnapping and robbery of FV and MV. Accilien, who began to cooperate with the authorities25
almost immediately after his arrest, did not reveal that Delva was involved in those crimes until mid-26
July. Thus, the drugs and gun found in Delva's closet on June 4 initially led to his arrest only on New27
York State drug and gun charges. After the Accilien Letters were reviewed by the Officers, however,28
Delva became a suspect: In one of the letters, received by Accilien several weeks after Jean Philippe29
was arrested, Jean Philippe wrote that he had not cooperated with the authorities, and he urged30
13
Accilien and Delva to "stand[] tall" and not inform on Jean Philippe. In August 2013, Delva was1
rearrested on federal charges, alleging not only narcotics and firearm offenses, but also substantive2
and conspiracy kidnapping and robbery crimes against FV and MV.3
At Delva's trial (Cole and Jean Philippe by then had pleaded guilty to charges relating4
to the kidnapping and robbery and had been sentenced to prison terms of life plus seven years) the5
government's evidence included testimony by FV and MV and law enforcement officials; Accilien6
testified about his and Delva's involvement in the kidnapping and robbery and about Delva's narcotics7
distribution business. The government also presented evidence that one of the latex gloves recovered8
from FV's apartment contained Delva's DNA.9
The jury found Delva guilty of conspiring to commit kidnapping and robbery, in10
violation of 18 U.S.C. §§ 1201 and 1951; conspiring to distribute narcotics, see 21 U.S.C. § 846; and11
substantive firearms offenses, see 18 U.S.C. §§ 924(c) and § 922(g). It found Delva not guilty of the12
substantive offenses of kidnapping, robbery, and use of a gun in furtherance of kidnapping and13
robbery. He was sentenced principally to 360 months' imprisonment, see Part II.B.3. below.14
II. DISCUSSION15
On appeal, Delva contends principally that the district court erred in denying his16
motions to suppress his cellphone and the Accilien Letters, arguing chiefly that the court erred in17
finding that the seizure of those items occurred during the Officers' protective sweep of the apartment. 18
He also contends, inter alia, that the district court abused its discretion (a) in allowing FV to testify19
that she was raped during the home invasion, because she could not identify Delva as one of those20
14
who raped her, (b) in excusing a juror before the end of trial, and (c) in imposing a severe sentence1
based in part on conduct of which he was acquitted; we find no merit in these contentions for the2
reasons stated in Part II.B. below. For the reasons discussed in Part II.A. below, we see no error in3
the district court's findings that the cellphone and letters--recognizable as likely evidence (cellphones4
having been used in the kidnapping/robbery, and the letters being post-kidnapping/robbery5
communications between two of the charged coconspirators)--were in plain view in the second6
bedroom; but the court erred in finding that the cellphone and letters were seen and seized during the7
Officers' protective sweep. The record and the court's findings reveal that the apartment was secured8
before the Officers reentered the bedroom, and that the cellphone and letters were seen only after their9
reentry. Nonetheless, we affirm the denial of the motions to suppress those items because we10
conclude that the agents' warrantless reentry into that bedroom was justified by the exigencies of the11
circumstances, and thus did not violate the Fourth Amendment, given that the agents had found four12
adult males in the small apartment and had seen narcotics and a gun during the protective sweep, and13
that that bedroom was the only unoccupied room, other than the bathroom, in which to question14
Accilien and the others individually in order to determine whom to arrest for possession of the15
narcotics and gun.16
A. Fourth Amendment Issues17
The Fourth Amendment to the Constitution provides that "[t]he right of the people to18
be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures,19
shall not be violated, and no Warrants shall issue, but upon probable cause . . . ." U.S. Const. amend.20
IV. "It is axiomatic that the physical entry of the home is the chief evil against which the wording of21
15
the Fourth Amendment is directed." Welsh v. Wisconsin, 466 U.S. 740, 748 (1984) (internal quotation1
marks omitted). Thus, generally, as "a basic principle of Fourth Amendment law," entries into a home2
without a warrant, or "searches and seizures inside a home without a warrant[,] are presumptively3
unreasonable," id. at 749 (internal quotation marks omitted); Kentucky v. King, 563 U.S. 452, 4594
(2011) (internal quotation marks omitted). However, the Court5
ha[s] also recognized that this presumption may be overcome in some6 circumstances because "the ultimate touchstone of the Fourth Amendment is7 'reasonableness.'" . . . . Accordingly, the warrant requirement is subject to8 certain reasonable exceptions.9
Id. at 459 (quoting Brigham City, Utah v. Stuart, 547 U.S. 398, 403 (2006) ("Brigham City")). The10
"'few[,] specifically established[,] and well-delineated exceptions,'" Mincey v. Arizona, 437 U.S. 385,11
390 (1978) (quoting Katz v. United States, 389 U.S. 347, 357 (1967)), include security-based limited12
searches in conjunction with an in-home arrest pursuant to an arrest warrant (see Part II.A.1. below),13
entries into a home in exigent circumstances (see Part II.A.4. below), and seizures by the officers of14
"any evidence that is in plain view during the course of their legitimate emergency activities," Mincey,15
437 U.S. at 393 (see Part II.A.2. below).16
As a procedural matter, a defendant seeking suppression of evidence found without17
a search warrant must show that he had a reasonable expectation of privacy in the place or object18
searched. See, e.g., California v. Greenwood, 486 U.S. 35, 39 (1988); California v. Ciraolo, 476 U.S.19
207, 211 (1986); Rawlings v. Kentucky, 448 U.S. 98, 104 (1980); Rakas v. Illinois, 439 U.S. 128, 13120
n.1 (1978). If such a privacy interest is established, the government has the burden of showing that21
the search was lawful because it fell within one of the exceptions to the warrant requirement. See,22
e.g., Schneckloth v. Bustamonte, 412 U.S. 218, 222 (1973); Welsh, 466 U.S. at 750 (exigent23
circumstances); United States v. Kiyuyung, 171 F.3d 78, 83 (2d Cir. 1999) (plain view).24
16
"In reviewing the district court's ruling on a motion to suppress, we review its1
conclusions of law de novo and its factual findings for clear error." United States v. Medunjanin, 7522
F.3d 576, 584 (2d Cir.), cert. denied, 135 S. Ct. 301 (2014); see generally Ornelas v. United States,3
517 U.S. 690, 699 (1996) ("a reviewing court should take care both to review findings of historical4
fact only for clear error and to give due weight to inferences drawn from those facts by resident judges5
and local law enforcement officers"). In reviewing the denial of such a motion, we "view[] the6
evidence in the light most favorable to the government," United States v. Ivezaj, 568 F.3d 88, 96 (2d7
Cir. 2009), cert. denied, 559 U.S. 998 (2010), and we give "special deference to findings that are8
based on determinations of witness credibility," United States v. Lucky, 569 F.3d 101, 106 (2d Cir.9
2009), cert. denied, 559 U.S. 1031 (2010). Whether the Fourth Amendment was violated, given the10
nonerroneous findings of historical fact, is a question of law, which we review de novo. See id.11
at 105-06.12
1. Protective Sweeps13
Law enforcement authorities generally do not need a search warrant to enter a suspect's14
home when they have an arrest warrant for the suspect, as "an arrest warrant founded on probable15
cause implicitly carries with it the limited authority to enter a dwelling in which the suspect lives16
when there is reason to believe the suspect is within." Payton v. New York, 445 U.S. 573, 603 (1980). 17
Further, "[i]t is well settled that a search incident to a lawful arrest is a traditional exception to the18
[search] warrant requirement of the Fourth Amendment." United States v. Robinson, 414 U.S. 218,19
224 (1973). Thus, "a search may be made of the person of the arrestee by virtue of the lawful arrest. 20
[In addition,] a search may be made of the area within the control of the arrestee." Id. (emphasis21
17
omitted).1
When a person is arrested inside a residence, the officers may permissibly,2
as an incident to the arrest . . . , as a precautionary matter and without probable3 cause or reasonable suspicion, look in closets and other spaces immediately4 adjoining the place of arrest from which an attack could be immediately5 launched.6
Maryland v. Buie, 494 U.S. 325, 334 (1990). Such a security check or "protective sweep" is subject7
to limitations. The Buie Court8
emphasize[d] that such a protective sweep, aimed at protecting the arresting9 officers, if justified by the circumstances, is nevertheless not a full search of10 the premises, but may extend only to a cursory inspection of those spaces11 where a person may be found.FN3 The sweep lasts no longer than is necessary12 to dispel the reasonable suspicion of danger and in any event no longer than13 it takes to complete the arrest and depart the premises.14
FN3 . . . . A protective sweep is without question a "search"15 . . . ; [it is] permissible on less than probable cause only because [it is]16 limited to that which is necessary to protect the safety of officers and17 others.18
Id. at 335-36 & n.3.19
2. The Plain View Doctrine20
The "plain view" doctrine is a recognized exception to the Fourth Amendment21
requirement of a warrant for seizures. See, e.g., Horton v. California, 496 U.S. 128, 134 (1990)22
(objects in plain view are not found through a privacy-invading search; thus, "[i]f 'plain view' justifies23
an exception from an otherwise applicable warrant requirement, . . . it must be an exception that is24
addressed to the concerns that are implicated by seizures rather than by searches"). Under the plain-25
view exception, "if police are lawfully in a position from which they view an object, if its26
incriminating character is immediately apparent, and if the officers have a lawful right of access to27
18
the object, they may seize it without a warrant." Minnesota v. Dickerson, 508 U.S. 366, 375 (1993);1
see Horton, 496 U.S. at 136-37; Illinois v. Andreas, 463 U.S. 765, 771 (1983). "If an article is already2
in plain view, neither its observation nor its seizure would involve any invasion of privacy." Horton,3
496 U.S. at 133. However, the "plain view" doctrine cannot be invoked to justify an extended search;4
"the doctrine is associated only with the seizure of items" that are--as the label indicates--in plain5
view. Ruggiero v. Krzeminski, 928 F.2d 558, 562 (2d Cir. 1991).6
Thus, under the "security check" exception, when law enforcement officers have7
lawfully entered premises in connection with an arrest, and in the course of making a permissible8
quick and limited protective sweep of the premises they see an object whose incriminating character9
is immediately apparent, "and if the officers have a lawful right of access to the object, they may seize10
it without a warrant," Dickerson, 508 U.S. at 375; see Horton, 496 U.S. at 136-37. The plain-view11
doctrine may allow discovered items to be admitted in evidence even where "the discovery of the12
evidence was not inadvertent." Id. at 130 ("even though inadvertence is a characteristic of most13
legitimate 'plain-view' seizures, it is not a necessary condition").14
3. The District Court's Decision15
In support of his contention that the district court erred in denying his supplemental16
motions to suppress his cellphone and the Accilien Letters, Delva argues principally that the court17
erred in ruling that those items were seen and seized during the Officers' protective sweep of the18
apartment. He also contends that those items were not in fact in plain view and that the testimonies19
of Reynolds and Deloren were not credible. Leaving aside the question of whether Delva even has20
standing to challenge the seizure of the Accilien Letters, which were not authored by or addressed to21
19
Delva--an issue not raised by the government in the district court--we find no basis for reversal.1
The challenges to the court's credibility assessments and to its findings as to where the2
cellphone and letters were found do not require extended discussion. First, we see no basis in the3
present record for overturning the credibility determinations by the district judge, who had the4
opportunity to view and hear the witnesses. Second, for the proposition that the letters were not in5
plain view, Delva cites testimony by Accilien at trial that the letters were in the closet. Accilien,6
however, was not called as a witness at the suppression hearing. At that hearing, the only witness as7
to the location of the letters was Deloren, who testified that he saw them on the top of a low cabinet. 8
Apart from the district court's misattributing to Reynolds the Deloren testimony as to the observation9
of the letters, its finding that the Accilien Letters were in plain view is not clearly erroneous.10
Delva's contention that the district court erred in ruling that his cellphone and the11
Accilien Letters were seen and seized during the Officers' protective sweep of the apartment gives us12
greater pause. While most of the court's findings, further discussed in Part II.A.4. below, are amply13
supported by the record, we see three difficulties with the court's conclusion that Delva's motions to14
suppress those items should be denied because they were seen during the protective sweep: (1) the15
court misunderstood the basis for Delva's principal argument for suppression of the cellphone and the16
letters; (2) it assumed that its prior findings with respect to the drugs and the gun were fully applicable17
to the cellphone and the letters; and (3) it failed to take into account that the protective sweep had18
been completed before the Officers reentered the bedroom and saw the cellphone and letters.19
First, the court stated that Delva's arguments in support of his request to suppress his20
cellphone and the Accilien Letters were "the same as those on his prior motion with respect to the gun21
and drugs," i.e., essentially that "the Officers had no right to enter" the apartment or the bedroom, and22
20
that the cellphone "was not in plain view" and was not contraband or evidence of a crime. Delva II,1
13 F.Supp.3d at 271-72. However, Delva argued that the hearing testimony established that by the2
time the cellphone and letters were found, the protective sweep had in fact been completed:3
[T]he [government's] Opposition Memorandum claims the cell phones and4 envelope were observed in the bedroom, "in plain view," during the protective5 sweep. However, this allegation is not accurate and belied by the record. The6 Hearing established, during the protective sweep, only the gun and crack7 cocaine were observed and seized by the agents. This observation, and8 seizure, occurred while Mr. Delva was handcuffed (while lying on the floor of9 his bedroom). After the gun and cocaine were recovered from the closet, the10 agents lifted Mr. Delva (who was handcuffed) off the ground and walked him,11 out of the bedroom, into the kitchen. (Hearing p. 29-30, 45). In addition, at12 that time, one of the agents further checked the bedroom closet and looked13 under the bed to make sure no one else was in the bedroom. (Hearing p. 50).14
After Mr. Delva, and the agents, were out of the, now vacant and15 secure, bedroom, the agents asked Mr. Delva for his consent to re-enter and16 search his bedroom. (Hearing p. 32). Mr. Delva expressly refused to give17 consent to the agents. Id. Nonetheless, thereafter, agents re-entered the18 bedroom with Accilien. Supposedly, while in the room, Accilien gave consent19 to search the bedroom. During the course of this general search, the20 cell phones and envelope were allegedly observed to be in "plain view." 21 (Hearing p. 87-90). In addition, other items such as a box of ammunition, was22 [sic] recovered from a closed drawer. (Hearing p. 87-88).23
However, after the protective sweep was completed, and after the24 agents had left the bedroom with Mr. Delva, there was no lawful basis to25 re-enter the bedroom. The bedroom was clear and secure pursuant to the26 prior protective sweep. In addition, Mr. Delva, Accilien and all of the other27 occupants had been secured. (Hearing p. 72-73). Moreover, Mr. Delva28 expressly refused to give the agents consent to re-enter and search the29 bedroom. Under these circumstances, the re-entry into the bedroom, with30 Accilien, was not a part of a protective sweep. It was a warrantless re-entry,31 into Mr. Delva's bedroom, in violation of the Fourth Amendment. As such, all32 items seized (including the cell phone, letters and anything else) must be33 suppressed.34
(Delva Reply Memorandum of Law in Further Support of Defendant's Motion To Suppress Cellular35
Telephone and Other Property at 3-5 (emphases added).) The court did not acknowledge this36
21
argument.1
Second, the district court noted that it had "previously [in Delva I] determined that the2
Officers['] entry into . . . the bedroom in which [Delva] had been living was lawful," Delva II, 133
F.Supp.3d at 277. But that prior determination was made in connection with Delva's initial motion,4
which had sought suppression of only the drugs and the gun, see Delva I, 2014 WL 465149, at *15
("Delva moved to suppress evidence of drugs and a gun (the 'Evidence')"); id. at *7 (concluding that6
the record showed a "reasonable search and seizure of the Evidence" because "the protective sweep7
conducted by Reynolds and Deloren was reasonable"). The drugs and gun were seen during the8
Officers' first visit to the bedroom while they were conducting the protective sweep. There was no9
testimony that cellphones and letters were seen before Deloren and Reynolds completed their10
protective sweep of the bedroom and took Delva into the kitchen. Thus, the district court's prior11
ruling with respect to the drugs and the gun could not be controlling with respect to the cellphone and12
letters.13
Finally, although the district court noted that "the Officers saw the drugs and gun prior14
to seeing the Cell Phone," Delva II, 13 F.Supp.3d at 271 (emphasis added), it failed to recognize that15
the second sighting did not occur during the protective sweep, and occurred only after that sweep had16
been completed and the Officers had vacated the bedroom and then returned. The court found, based17
on the testimonies of Reynolds and Deloren, that after the Officers entered the apartment, Accilien18
and the two men other than Delva had promptly complied with the Officers' orders to lie down on the19
floor and had been handcuffed in the kitchen; that Deloren, after quickly handcuffing Accilien, went20
into the bedroom where Reynolds was handcuffing Delva; that after Deloren retrieved and unloaded21
the gun seen in the bedroom closet, Reynolds moved Delva into the kitchen with Accilien and the22
22
other two handcuffed men; and that the protective sweep had been completed in no more than two1
minutes. See Delva II, 13 F.Supp.3d at 271-73; Delva I, 2014 WL 465149, at *3-*4. The court found2
that after "Reynolds . . . moved Delva into the kitchen with the others . . . . Reynolds and Deloren then3
brought Accilien into the bedroom" to question him, Delva II, 13 F.Supp.3d at 273 (emphasis added);4
Delva I, 2014 WL 465149, at *4 (emphasis added), and saw the cellphone and letters "in plain view,"5
Delva II, 13 F.Supp.3d at 274.6
We conclude that the district court's bottom-line finding that Delva's cellphone and the7
Accilien Letters were found "during" the protective sweep, e.g., id. at 277 n.4 ("the Cell Phone . . .8
was found in plain view during what was clearly a protective sweep"), is clearly erroneous. The9
above detailed factual findings make it plain that the Officers returned to the bedroom with Accilien10
only after the protective sweep had been completed, and that they saw the cellphone and letters only11
after their return and not during their protective sweep. Thus, the discovery of the cellphone and the12
letters was not covered by the protective-sweep exception to the Fourth Amendment's warrant13
requirement.14
4. The Exigent Circumstances Exception15
The conclusion that the plain-view discovery of Delva's cellphone and the Accilien16
Letters did not occur during the Officers' protective sweep of the apartment, however, does not end17
our inquiry, for "[w]e are free to affirm on any ground that finds support in the record, even if it was18
not the ground upon which the trial court relied," Headley v. Tilghman, 53 F.3d 472, 476 (2d Cir.),19
cert. denied, 516 U.S. 877 (1995). Based on other findings that are not clearly erroneous, we20
conclude that despite the fact that Delva's cellphone and the Accilien Letters were seen in a room21
23
reentered by the Officers after the conclusion of the protective sweep, the Officers' reentry into that1
room did not violate the Fourth Amendment.2
As "reasonableness is always the touchstone of Fourth Amendment analysis,"3
Birchfield v. North Dakota, 136 S. Ct. 2160, 2186 (2016); see, e.g., Brigham City, 547 U.S. at 403;4
United States v. Place, 462 U.S. 696, 703 (1983) ("[w]e must balance the nature and quality of the5
intrusion on . . . Fourth Amendment interests against the importance of the governmental interests6
alleged to justify the intrusion"), "[i]t is well-settled . . . that the warrant requirement of the Fourth7
Amendment must yield in those situations in which exigent circumstances require law enforcement8
officers to act without delay," United States v. Moreno, 701 F.3d 64, 72-73 (2d Cir. 2012) ("Moreno")9
(internal quotation marks omitted), cert. denied, 133 S. Ct. 2797 (2013); see, e.g., King, 563 U.S.10
at 460 ("One well-recognized exception" to the warrant requirement applies when "'the exigencies of11
the situation make the needs of law enforcement so compelling that [a] warrantless search is12
objectively reasonable under the Fourth Amendment.'" (quoting Mincey, 437 U.S. at 394) (other13
internal quotation marks omitted)); United States v. Andino, 768 F.3d 94, 98 (2d Cir. 2014)14
("Andino"); United States v. MacDonald, 916 F.2d 766, 769 (2d Cir. 1990) (en banc) ("MacDonald"),15
cert. denied, 498 U.S. 1119 (1991).16
The various situations in which exigent circumstances may justify a warrantless search17
"do not necessarily involve equivalent dangers," but in each the agents' action "is potentially18
reasonable because 'there is compelling need for official action and no time to secure a warrant.'" 19
Missouri v. McNeely, 133 S. Ct. 1552, 1559 (2013) (quoting Michigan v. Tyler, 436 U.S. 499, 50920
(1978)); but see King, 563 U.S. at 467 ("[L]aw enforcement officers are under no constitutional duty21
to call a halt to criminal investigation the moment they have the minimum evidence to establish22
24
probable cause. . . . Faulting the police for failing to apply for a search warrant at the earliest possible1
time after obtaining probable cause [would] impose[] a duty that is nowhere to be found in the2
Constitution." (internal quotation marks omitted)). "[T]he general exigency exception, which asks3
whether an emergency existed that justified a warrantless search [or entry], naturally calls for a4
case-specific inquiry" that looks to the "totality of the circumstances." McNeely, 133 S. Ct. at 15595
& n.3; see, e.g., Ohio v. Robinette, 519 U.S. 33, 39 (1996) (the reasonableness inquiry is "fact-6
specific"); Birchfield, 136 S. Ct. at 2180 (the "exigent circumstances" exception "always requires7
case-by-case determinations"). And in any determination of whether there were exigent8
circumstances sufficient to justify conduct for which the Fourth Amendment normally requires a9
warrant, the fundamental question is whether it was objectively reasonable for the law enforcement10
officers to believe there was an urgent need for that warrantless conduct. See, e.g., Riley v. California,11
134 S. Ct. 2473, 2487, 2494 (2014); King, 563 U.S. at 460-62; Mincey, 437 U.S. at 394. "'[T]he12
ultimate determination of whether a search was objectively reasonable in light of exigent13
circumstances is a question of law reviewed de novo.'" Andino, 768 F.3d at 98 (quoting Moreno, 70114
F.3d at 72).15
Among the most common exigencies found to validate entry into a home with probable16
cause but without a warrant are the need to prevent the escape of a felon, see, e.g., United States v.17
Santana, 427 U.S. 38, 42-43 (1976) (officers may enter a home without a warrant when they are in18
hot pursuit of a fleeing suspect), and the need to prevent the destruction of evidence, see, e.g., King,19
563 U.S. at 462; Brigham City, 547 U.S. at 403 (the need "to prevent the imminent destruction of20
evidence" has long been recognized as a sufficient justification for a warrantless search). "But a21
warrantless [entry or] search must be strictly circumscribed by the exigencies which justify its22
25
initiation . . . ." Mincey, 437 U.S. at 393 (internal quotation marks omitted). For example, in Tyler,1
the Supreme Court ruled that entry into a burning building "to fight a fire requires no warrant, and that2
once in the building, officials may remain there for a reasonable time to investigate the cause of the3
blaze," 436 U.S. at 511, and during that time they "may seize evidence of arson that is in plain view,"4
id. at 509.5
Fire officials are charged not only with extinguishing fires, but with finding6 their causes. Prompt determination of the fire's origin may be necessary to7 prevent its recurrence, as through the detection of continuing dangers such as8 faulty wiring or a defective furnace. Immediate investigation may also be9 necessary to preserve evidence from intentional or accidental destruction. 10 And, of course, the sooner the officials complete their duties, the less will be11 their subsequent interference with the privacy and the recovery efforts of the12 victims. For these reasons, officials need no warrant to remain in a building13 for a reasonable time to investigate the cause of a blaze after it has been14 extinguished.15
Id. at 510 (footnote omitted) (emphases added). However, "[t]hereafter, additional entries to16
investigate the cause of the fire must be made pursuant to the warrant procedures governing17
administrative searches." Id. at 511. For similar reasons, our Court, in United States v. Oguns, 92118
F.2d 442 (2d Cir. 1990), in dealing with a protective sweep, has noted that "[o]nce police eliminate19
the dangers that justify a security sweep--safety of police, destruction of evidence, escape of20
criminals--they must, barring other exigencies, leave the residence," id. at 447 (emphasis added). 21
Other exigencies, for example, may include the need to reenter or remain in the premises for the22
purpose of having the arrestee appropriately clothed, see, e.g., United States v. Di Stefano, 555 F.2d23
1094, 1101 (2d Cir. 1977); United States v. Gwinn, 219 F.3d 326, 333 (4th Cir.), cert. denied, 53124
U.S. 1025 (2000), or the need, postarrest, to move to a different room in order to identify and question25
a third party who has sought to interfere with the arrest, see, e.g., United States v. Ocean, 564 F. App'x26
765, 771 (6th Cir. 2014) ("[t]he officers' removal of [the third party] from the hallway into the27
26
apartment bedroom was reasonable under the circumstances"); see also id. at 772 (concurring opinion1
of White, J. ("The facts support a finding of exigency here.")).2
Our Court's nonexhaustive test for assessing whether the circumstances were3
sufficiently exigent to excuse the warrantless conduct, see, e.g., MacDonald, 916 F.2d at 769-70--4
which "is similar to the one . . . recognize[d]" by the Supreme Court, King, 563 U.S. at 463--5
considers, inter alia,6
(1) the gravity or violent nature of the offense with which the suspect is to be7 charged; (2) whether the suspect is reasonably believed to be armed; (3) a clear8 showing of probable cause . . . to believe that the suspect committed the crime;9 (4) strong reason to believe that the suspect is in the premises being entered;10 (5) a likelihood that the suspect will escape if not swiftly apprehended; and (6)11 the peaceful circumstances of the entry,12
MacDonald, 916 F.2d at 769-70 (internal quotation marks omitted) ("MacDonald factors"); see, e.g.,13
Andino, 768 F.3d at 98 & n.3; Moreno, 701 F.3d at 73. These14
factors are intended not as an exhaustive canon, but as an illustrative sampling15 of the kinds of facts to be taken into account. . . . Sometimes the presence of16 a solitary factor suffices, see, e.g., United States v. Gallo-Roman, 816 F.2d 76,17 79-80 (2d Cir.1987) (destruction of evidence), alternatively, a combination of18 several, see, e.g., United States v. Callabrass, 607 F.2d 559, 563-64 (2d19 Cir.1979), cert. denied, 446 U.S. 940, 100 S.Ct. 2163, 64 L.Ed.2d 794 (1980)20 (destruction of evidence and danger to public).21
MacDonald, 916 F.2d at 770.22
Adapting this test to the present case--since we are concerned with (a) the Officers'23
remaining in the apartment beyond the time when the arrest of Accilien had been accomplished, and24
(b) a reentry, rather than an initial entry (the Officers having lawfully entered the apartment pursuant25
to the arrest warrant), into a room in which there were no longer any potentially threatening persons26
(the protective sweep having been lawfully completed and all adult males having been secured in the27
kitchen)--we conclude that most of the MacDonald factors, along with other important considerations,28
27
based on substantiated facts found by the district court, lead to the conclusion that exigent1
circumstances justified the Officers' warrantless return to the second bedroom.2
We begin with fact that the Officers, having lawfully entered the apartment with a3
warrant to arrest Accilien, fortuitously saw drugs and a gun, with a chambered round, in plain view4
during their lawful protective sweep of the bedroom. Drug trafficking is plainly a serious crime, one5
often accompanied by violence, see, e.g., United States v. Gaskin, 364 F.3d 438, 457 (2d Cir.) ("guns6
are tools of the narcotics trade"), cert. denied, 544 U.S. 990 (2004). There was a clear need for the7
Officers to remain in the apartment long enough to ensure, inter alia, that persons engaged in drug8
trafficking were not released.9
There were four adult males in the small apartment when the Officers arrived around10
6:00 a.m. The living room, equipped with a mattress on the floor or a pull-out couch, was occupied11
by the woman and children. (See H.Tr. 72.) The bedroom in which the drugs and gun were found12
contained not only a bed but an inflatable mattress. (See id. at 48.) There was thus probable cause13
to believe that the drugs and gun were owned by one of the four men; whoever owned those items was14
subject to immediate arrest; all four men were suspects.15
Although at the time of the Officers' reentry into the by-then-empty bedroom there was16
no reason to believe that any of the suspects were armed, it was objectively reasonable to fear that if17
the owner of the drugs and gun were not identified and were allowed to depart he would likely attempt18
to escape apprehension or further detection. In the interest of protecting the public, it was the19
responsibility of law enforcement not only to seize the drugs and the gun, but also to determine who20
owned or possessed them and to place that person under arrest.21
No doubt the Officers could have sought (and obtained) a search warrant for the22
28
apartment; but a search would likely not tell the Officers who owned the drugs and gun. The purpose1
of their reentry into the bedroom was not to search for additional items that might be found there--a2
task that could have been performed without bringing Accilien or any of the other suspects into the3
room--but rather to seek information as to who owned the drugs and the gun. See Delva I, 2014 WL4
465149, at *4 (the Officers "brought Accilien into the bedroom and asked him to identify the other5
people in the apartment"); Delva II, 13 F.Supp.3d at 274 (the Officers "stepped into the bedroom with6
Accilien to ask him who the other individuals were and to whom the items in the closet belonged").7
Thus, the Officers reasonably sought to determine expeditiously whom, if anyone other8
than Accilien, they should arrest. (See also H.Tr. 84 (the Officers spent some 15-20 minutes "running9
names of people that were in the apartment"--thereby "discover[ing] an outstanding warrant for David10
Delva").)11
Perhaps, instead of questioning Accilien as to the identities of the other three men and12
as to who owned the drugs and gun, the Officers could have taken all four men to the police station13
for questioning. But mere presence at a place in which there are illegal drugs is not a crime. 14
Certainly it was less intrusive for the Officers to attempt to find out immediately whom, other than15
Accilien, to arrest and whom not to. Further, given the possibility that the drugs and gun did not16
belong to Accilien, it was reasonable for the Officers to attempt to have him name the owner outside17
of the presence of the other men, in order to facilitate Accilien's candor and reduce the possibility of18
intimidation by the owner. But in order to interview Accilien beyond the hearing of the other three19
men, the Officers were forced to go somewhere other than the kitchen.20
The apartment was very small, about 500 square feet in total, consisting of the living21
room occupied by the woman and children, the kitchen, the bathroom, and the bedroom. There was22
29
no door between the kitchen entrance to the apartment and the landing at the top of the stairs; there1
was no anteroom, or any hallway, in which the Officers could question Accilien privately. In these2
circumstances, given the need to determine which of the other men in the apartment--if any of them--3
should be arrested, the Officers' decision to return to the bedroom, the only unoccupied room other4
than the bathroom, in order simply to question Accilien, or to question any of the other men5
individually, in order to determine whom to arrest for possession of the drugs and the gun, was6
objectively reasonable. After Accilien identified Delva and stated that those items belonged to Delva,7
the Officers arrested Delva.8
In sum, the law enforcement interest in promptly questioning Accilien in private while9
the other three men were still being detained was strong, and the return to the empty bedroom for that10
purpose was a reasonable and minimal intrusion into the residents' privacy. Although the government11
did not argue exigent circumstances in the district court, we conclude that the facts found by the12
district court, and substantiated by the evidence, provide ample basis for application of the exigent13
circumstances exception to the Officers' reentry into the bedroom. In these circumstances, as we see14
no error in the district court's finding that the cellphone and letters were observed in that room in plain15
view, we conclude that the record required the denial of Delva's motions to suppress the cellphone16
and the letters.17
B. Other Contentions18
Delva also raises challenges to certain of the court's evidentiary, procedural, and19
sentencing decisions.20
30
1. FV's Testimony that She Was Raped1
Delva contends that the district court abused its discretion in permitting FV to testify2
that during the kidnapping/robbery she was raped. He contends that even if FV was raped, the3
government failed to prove that he was a participant or that the rape was reasonably foreseeable to4
him, and therefore her testimony about the rape was irrelevant and highly prejudicial. The district5
court denied Delva's in limine motion to exclude that evidence, noting that Delva was charged not6
only with the substantive offenses of kidnapping and robbery but also with conspiring to commit those7
offenses; the court concluded that the rape evidence was relevant and, given the circumstances of the8
crimes, was not unfairly prejudicial. See United States v. Delva, No. 12 Cr. 802, 2014 WL 4460360,9
at *6-*7 (S.D.N.Y. Sept. 10, 2014) ("Delva III"). "We review a district court's evidentiary rulings10
under a deferential abuse of discretion standard, and we will disturb an evidentiary ruling only where11
the decision to admit or exclude evidence was manifestly erroneous." United States v. McGinn, 78712
F.3d 116, 127 (2d Cir. 2015) (internal quotation marks omitted).13
FV testified that for about a day, she managed to resist the intruders' orders to summon14
MV to her apartment and that she gave in only after three of them, in close succession, raped her. Her15
testimony was directly relevant to the manner in which the robbery succeeded: "[T]hreatened or16
actual use of force or violence" was an element in the crimes. Delva III, 2014 WL 4460360, at *6.17
Further, although Delva contends that there was no evidence to show that he could18
have anticipated that his codefendants would commit rape, Accilien testified that Jean Philippe19
instructed Accilien to bring Delva to FV's apartment specifically because Delva was experienced in20
committing robberies--evidence that the court found had a tendency to show a "relationship of trust21
between the defendant and his coconspirators," id. at *8. We cannot conclude that there was error,22
31
much less "manifest" error, in the district court's evidentiary ruling.1
We also reject Delva's related contention that his attorney's decision not to cross-2
examine FV and attempt to shake her testimony that she had in fact been raped, violated his Sixth3
Amendment right to effective assistance of counsel. In order to prevail on such a claim, a defendant4
must show, inter alia, "that counsel's representation fell below an objective standard of5
reasonableness," Strickland v. Washington, 466 U.S. 668, 688 (1984). An attorney's "strategic choices6
made after thorough investigation of law and facts relevant to plausible options are virtually7
unchallengeable," id. at 690, and counsel's obligation to consult with his client with regard to8
"important decisions" "does not require counsel to obtain the defendant's consent to every tactical9
decision," Florida v. Nixon, 543 U.S. 175, 187 (2004) (internal quotation marks omitted).10
Delva did not and does not claim that his attorney had not conducted a sufficient11
investigation. His disagreement with counsel, aired to the district court at the start of trial, was an12
objection as to trial strategy. Delva stated, "Really, basically the whole thing was just about13
disagreements about his method and the fact that he was going one way that I'd agreed with before. 14
Then at the end, that he changed at the last moment." (Trial Transcript ("T.Tr.") 49.) Counsel stated15
that after extended consideration, he had made a "strategic decision." (Id.) And in his summation to16
the jury, he argued that as FV was blindfolded and unable to say which three men had raped her, and17
that given that at one point only Cole, Jean Philippe, and Accilien were there, it was reasonable to18
infer that those were the three men, not including Delva, who raped her. (See id. at 1255-56.)19
Given the evidence as to the manner in which the kidnapping/robbery was committed,20
we conclude that counsel's strategic decision to make that argument, rather than to attempt to shake21
FV's testimony that she had in fact been raped, did not fall below an objectively acceptable level of22
32
competence.1
2. The Replacement of Juror No. 72
Delva also complains of the district court's removal of one of the jurors late in the trial. 3
We conclude that the circumstances, which we set out below, warranted the juror's removal.4
After the jury retired to deliberate, the district court pointed out that during Delva's5
closing argument, Juror No. 7 had acted in an "unusual" manner by frequently nodding her head. 6
(T.Tr. 1363.) That night, the government ran a background check on the juror and reported that she7
appeared to have a criminal record, including a felony conviction for possession of crack cocaine. 8
The court's voir dire had included the question "Have any of you been charged with a crime or been9
the subject of any government investigation or accusation?" and the juror had not responded10
affirmatively. Over Delva's objection, the court decided to question Juror No. 7 to determine whether11
she in fact had a criminal record and, if so, why she had failed to disclose that fact on her juror12
questionnaire or during voir dire. The court conducted two such rounds of questioning.13
In the first, when asked at the outset how many times she had been arrested, Juror14
No. 7 responded "Once." (T.Tr. 1383.) Upon further questioning, she again stated that she had been15
arrested just once (see id.); but then she admitted that she had been imprisoned for a felony conviction16
and that she had two additional arrests (see id. at 1384-85). She stated that she did not disclose the17
felony conviction on her juror questionnaire or during voir dire because her civil rights had been18
restored and that she did not disclose the other two arrests because the cases were old. The court19
briefly sent the juror out of the courtroom; the government argued that the juror was still being20
untruthful because her criminal record revealed that she had actually been arrested 10 times from 198621
33
through 2010.1
In the second round of questioning, the court proceeded, date by date, to ask Juror2
No. 7 whether she had been arrested. She admitted being arrested on three dates (see id. at 1391-93),3
including once for her narcotics "[d]ealing" felony (id. at 1393). As to each of the other seven dates,4
she denied, or stated that she had no recollection of, being arrested.5
The court found that "[Juror No. 7] was being decidedly untruthful" (id. at 1395), and6
it concluded that there was a strong possibility of bias:7
Well, we've gone from one to three arrests, and we're getting I think varying8 and shifting stories about the arrests each time. I don't think we have a clear9 answer on whether or not she recalls or doesn't recall earlier arrests. . . . I10 think that she's embarrassed about some of the convictions, I think that she's11 not wanted to talk about them because she finds them embarrassing, but I12 believe that they occurred and I think, based upon how she was responding13 when I was going through the other dates, I would bet that if we fingerprinted14 her as [counsel] suggests, that we would find that the others occurred as well. 15 I certainly believe that the three are sufficient. We've gotten several different16 answers now on these arrests, and that concerns me.17
. . . .18
The court is going to dismiss juror no. 7, based upon juror misconduct,19 based upon the court's determination that there are a number of instances20 where the juror has been untruthful with the court, starting potentially with the21 questionnaire, though there's a possible explanation for that, but certainly in22 the voir dire process and then most recently during the questioning this23 morning before the court.24
(T.Tr. 1394-97.) Juror No. 7 was replaced with an alternate and the reconstituted jury was instructed25
to begin deliberations anew.26
The trial judge is authorized to remove a juror for "good cause" after deliberations have27
begun and to replace that juror with an alternate, so long as the reconstituted jury is instructed to begin28
deliberations anew. See, e.g., United States v. Yousef, 327 F.3d 56, 160 n.72 (2d Cir.), cert. denied,29
34
540 U.S. 933 (2003); see also Fed. R. Crim. P. 24(c)(3) and Advisory Committee Note (1999). 1
"'Good cause' encompasses a variety of problems that may arise with respect to the jury, including . . .2
misconduct." United States v. Vartanian, 476 F.3d 1095, 1098 (9th Cir. 2007). Misconduct includes3
lying on voir dire. See, e.g., United States v. Parse, 789 F.3d 83, 111 (2d Cir. 2015).4
Voir dire examination serves to protect [the right to a fair trial] by exposing5 possible biases, both known and unknown, on the part of potential jurors. 6 Demonstrated bias in the responses to questions on voir dire may result in a7 juror's being excused for cause; hints of bias not sufficient to warrant challenge8 for cause may assist parties in exercising their peremptory challenges. The9 necessity of truthful answers by prospective jurors if this process is to serve its10 purpose is obvious.11
McDonough Power Equipment, Inc. v. Greenwood, 464 U.S. 548, 554 (1984) (emphases added). The12
trial judge's decision to replace a juror for good cause is reviewable for abuse of discretion. See, e.g.,13
United States v. Spruill, 808 F.3d 585, 592 (2d Cir. 2015), cert. denied, 137 S. Ct. 407 (2016); United14
States v. Reese, 33 F.3d 166, 173 (2d Cir. 1994), cert. denied, 513 U.S. 1092 (1995).15
We see no abuse of discretion here in the procedures adopted by the district court or16
in its ultimate decision to excuse Juror No. 7. Whether or not Juror No. 7's civil rights had been17
restored, she had no right to fail to respond truthfully to the juror questionnaire or the court's questions18
on voir dire. Her lack of candor about her criminal record at the pretrial stage, which the court found19
continued in response to the court's direct inquiry, gave the court ample cause to dismiss Juror No. 7.20
3. Sentencing21
The presentence report ("PSR") prepared on Delva calculated that his base offense22
level under the advisory Sentencing Guidelines ("Guidelines") was 32, see Guidelines § 2A4.1(a); that23
level was increased by six steps because a ransom demand was made, see id. § 2A4.1(b)(1); plus two24
35
steps because the victims sustained serious bodily injury, see id. § 2A4.1(b)(2)(B); plus six steps1
because a victim was sexually exploited during the commission of the kidnapping/robbery, see id.2
§ 2A4.1(b)(5); plus one step for the grouping of his offenses, see id. § 3D1.4, bringing the total3
offense level to 47, which was reduced to the Guidelines maximum of 43. The PSR found that4
Delva's criminal history category was IV. The advisory-Guidelines-recommended range of5
imprisonment was thus life imprisonment for the conspiracies to commit kidnapping, robbery, and6
narcotics distribution, and for being a felon in possession of a firearm, plus a mandatory consecutive7
five-year term for possession of a firearm in furtherance of the narcotics conspiracy.8
The district court found that Delva's criminal history category should be III instead of9
IV but otherwise adopted the factual findings in the PSR. The court found by a preponderance of the10
evidence that Delva was present at various times at the scene of the kidnapping/robbery and assisted11
in those crimes. It concluded that Delva's advisory-Guidelines-recommended range of imprisonment,12
despite the lower criminal history category, remained life imprisonment plus five years.13
Cole and Jean Philippe, for their roles in the kidnapping/robbery, had been sentenced14
to prison terms of life plus seven years. The court found that Delva's conduct was somewhat less15
heinous, and it sentenced Delva to a below-Guidelines prison term of 360 months.16
On appeal, Delva challenges his sentence as unduly harsh, arguing principally that the17
court impermissibly sentenced him largely for conduct of which he was acquitted, i.e., the substantive18
offenses of kidnapping, robbery, and brandishing a firearm in furtherance of the kidnapping/robbery. 19
He argues that MV was unable to identify him as one of the perpetrators of the kidnapping/robbery,20
that he presented evidence that he was elsewhere during the period in which those crimes were21
committed, and that the court's finding as to his presence in FV's apartment at various times during22
36
the kidnapping/robbery is erroneous in light of his acquittals by the jury on those substantive counts. 1
We are unpersuaded.2
A district court commits a procedural error if it bases its sentence on a clearly3
erroneous finding of fact. See, e.g., United States v. Cavera, 550 F.3d 180, 190 (2d Cir. 2008) (en4
banc), cert. denied, 556 U.S. 1268 (2009). It commits substantive error if its "decision cannot be5
located within the range of permissible decisions." Id. at 189 (internal quotation marks omitted).6
Because the quantum of proof required for a verdict of guilt is higher than the quantum7
required for sentencing, it is established that "a jury's verdict of acquittal does not prevent the8
sentencing court from considering conduct underlying the acquitted charge, so long as that conduct9
has been proved by a preponderance of the evidence." United States v. Watts, 519 U.S. 148, 15710
(1997); see also United States v. Vaughn, 430 F.3d 518, 527 (2d Cir. 2005), cert. denied, 547 U.S.11
1060 (2006); United States v. Miller, 116 F.3d 641, 685 (2d Cir. 1997) (not error for the sentencing12
court to rely on evidence at trial that the jury considered insufficient to establish a factual proposition13
beyond a reasonable doubt, where the court itself finds that proposition established by a14
preponderance), cert. denied, 524 U.S. 905 (1998). Although Delva asks us not to follow Watts, we15
are bound by that decision.16
Nor are we entitled, as Delva urges, to overturn the district court's finding that he was,17
at various points, present at the kidnapping/robbery. Although Delva argues that "a far more18
reasonable view of the evidence" would be "that Delva was not present" (Delva brief on appeal at 69),19
it is beyond cavil that credibility assessments by the judge who presided over the trial are entitled to20
considerable deference, see, e.g., Gall v. United States, 552 U.S. 38, 51-52 (2007); United States v.21
Norman, 776 F.3d 67, 76-77 (2d Cir.), cert. denied, 135 S. Ct. 2333 (2015), and that "[w]here there22
37
are two permissible views of the evidence, the factfinder's choice between them cannot be clearly1
erroneous," Anderson v. Bessemer City, 470 U.S. 564, 574 (1985). Plainly, there was evidence to2
support the district court's finding that Delva was present at the kidnapping/robbery; Delva3
acknowledges that the court relied on trial testimony by "Accilien [and] the government's DNA4
evidence" (Delva brief on appeal at 69). We cannot conclude that the district court's findings are5
clearly erroneous or that its ultimate decision was beyond the range of permissible decisions.

Outcome: