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National Association of Securities Dealers v. Sentinel Financial Services Company
Date: 10-11-2004
Case Number: Unknown
Judge: Unknown
Court: United States District Court for the District of Vermont
Plaintiff's Attorney: Unknown
Defendant's Attorney: Unknown
National Association of Securities Dealers accused Sentinel Financial Services Company of failing to prevent excessive trading by its affiliate and not preserving internal e-mails for at least three years.
Sentinel Financial denied the accusations.
About This Case
What was the outcome of National Association of Securities Dealers v. Sentinel Fi...?
The outcome was: Settled for $1.3 million.
Which court heard National Association of Securities Dealers v. Sentinel Fi...?
This case was heard in United States District Court for the District of Vermont, VT. The presiding judge was Unknown.
Who were the attorneys in National Association of Securities Dealers v. Sentinel Fi...?
Plaintiff's attorney: Unknown. Defendant's attorney: Unknown.
When was National Association of Securities Dealers v. Sentinel Fi... decided?
This case was decided on October 11, 2004.