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Jose Luis Avalos v. TL Custom, LLC
Date: 07-03-2014
Case Number: 2014 UT App 156
Judge: Bench
Court: The Utah Court of Appeals on appeal from the Fourth District Court, Provo Department
Plaintiff's Attorney:
Defendant's Attorney:
Custom, LLC (TLC). Avalos argues that the trial court exceeded its
discretion in admitting evidence that TLC had gone out of business.
He also argues that the jury's verdict that TLC was not negligent is
not supported by sufficient evidence. We affirm.
Avalos v. TL Custom
2. "On appeal from a jury verdict, we view the evidence and all
reasonable inferences drawn therefrom in the light most favorable
to that verdict.†Water & Energy Sys. Tech., Inc. v. Keil, 2002 UT 32,
¶ 2, 48 P.3d 888 (citation and internal quotation marks omitted).
"We present conflicting evidence only to the extent necessary to
understand the issues raised on appeal.†Patey v. Lainhart, 1999 UT
31, ¶ 2, 977 P.2d 1193 (citation and internal quotation marks
omitted).
20120791-CA 2 2014 UT App 156
BACKGROUND2
¶2 This case arises from a workplace injury that Avalos
suffered on October 26, 2007. While working as an employee for a
granite supplier, Avalos delivered a load of granite to TLC, a
company engaged in the business of installing granite and tile
countertops. While Avalos was helping TLC's employees move an
approximately five-by-nine-foot granite slab with a forklift, the
forklift caught his foot under its wheel, crushing and tearing the
skin from his foot. One of TLC's employees (Operator) was driving
the forklift at the time.
¶3 In September 2009, Avalos filed a negligence claim against
TLC. Prior to trial, Avalos moved to exclude any references to
collateral sources of compensation, including workers'
compensation, health insurance, and various other governmental
and charitable assistance. Avalos argued that TLC should not be
permitted to introduce evidence of collateral sources for the
purpose of escaping or minimizing its liability. The trial court
granted Avalos's motion. Similarly, TLC filed a pretrial motion in
limine to exclude any references to its liability insurance on the
ground that rule 411 of the Utah Rules of Evidence bars the
introduction of evidence of liability insurance in most instances.
Avalos's counsel later indicated to the trial court that Avalos had
no objection to TLC's motion.
Avalos v. TL Custom
20120791-CA 3 2014 UT App 156
¶4 A jury trial was held in April 2012. During opening
statements, TLC's counsel made three references to the fact that
TLC was no longer in business. In the first instance, TLC's counsel
stated,
You may say, Well, [Operator] has a bias or
motive to protect his job or his employer and that's
why he's saying that. Well, that's what really
happened. But nine months ago [TLC] closed. It's not
in business anymore. There's no reason for
[Operator] to come in here and tell you anything
other than what really happened.
Avalos's counsel did not object to this statement. In the second
instance, TLC's counsel explained that the owner of TLC (Owner)
has been a countertop installer for fifteen years and "[t]hat's what
he's doing now even though [TLC] is closed.†TLC's counsel
continued to explain that "the economy was so bad people . . .
weren't remodeling kitchens and [Owner] had to go out of
business.†Again, Avalos's counsel did not object. In the third
instance, TLC described its expert witness's preparations for trial:
"What he did was he went out to [TLC] before they closed down,
operated the forklift, . . . and he even built a model . . . of the
granite slabs . . . .†Yet again, Avalos's counsel did not object to
TLC's counsel's statement that TLC had closed.
¶5 During Avalos's presentation of his case, Operator testified
that he was driving the forklift when Avalos was struck. Operator
indicated that when using the forklift, he typically would have a
ground crew control the granite slab and guide him when the slab
was perpendicular to the forklift and blocked his view. Operator
testified that on the day of the incident, another TLC employee
(Spotter) was helping move the granite slab and holding the left
side of the slab. According to Operator, Avalos was on the right
side of the forklift, facing away from the forklift and holding the
slab with his left hand. Operator testified that he could see Avalos
but told Avalos that "he shouldn't be standing that close to the
Avalos v. TL Custom
20120791-CA 4 2014 UT App 156
forklift.†Avalos heard him and answered that he would be fine.
Shortly thereafter, when Operator moved the forklift to the right,
Avalos's left foot was caught under the right front wheel of the
forklift. Although Operator never lost sight of Avalos, Operator
admitted that he could not see Avalos's feet.
¶6 Operator also offered testimony regarding his own training
and TLC's supervision of him. For example, Operator indicated
that TLC did not have anyone supervising the floor at the time of
the incident and that he had not read the signs on the forklift or the
operating manual for the forklift. On cross-examination, TLC's
counsel asked Operator why Operator no longer worked for TLC,
and prompted Avalos's first objection regarding TLC's closure:
[TLC's Counsel: W]hen did you last work at [TLC]?
[Operator:] I believe June or July.
[TLC's Counsel:] And what's the reason you stopped
working there?
[Operator:] Ran out of—
[Avalos's counsel:] Objection, Your Honor.
Relevance. What's the relevance whether or not
[TLC] is still a—
The Court: I understand relevance. Sustained.
Operator then testified that before working for TLC he had
received training on operating forklifts from his previous employer
and had driven forklifts daily for four or five years. According to
Operator, he did not need a second spotter when moving slabs and
had never had a spotter on each side before the incident. Operator
also testified that some time after the incident Avalos returned to
the shop and told Operator that "it wasn't [Operator's] fault.â€
¶7 Avalos testified that he had been working for the granite
supplier for approximately ten months prior to the October 26,
2007 incident and that he made thirty to forty deliveries per week.
He also testified that his work involved operating a forklift and
working as part of the ground crew. Avalos indicated that he had
Avalos v. TL Custom
3. In lieu of live testimony, the transcript of Spotter's deposition
testimony was read to the jury.
20120791-CA 5 2014 UT App 156
helped unload slabs at TLC several times with Operator at the
wheel of the forklift. Avalos testified that on the day of the
incident, no one at TLC told him to stay in the truck or not to help
move the slabs. Rather, according to Avalos, Operator told him
where he wanted the slabs to go. Avalos testified that as Operator
slowly drove the forklift forward he grabbed the slab with his left
hand and stood on Operator's right side while Spotter acted as a
spotter on Operator's left side. Avalos indicated that the slab was
perpendicular to the forklift, blocking Operator's forward view.
Avalos further testified that he first became aware that the forklift
was moving right when the forklift caught the back of his left foot.
¶8 Spotter testified that TLC trained him on the proper loading
and unloading of granite slabs and that he had worked at TLC for
about a month before the incident.3 Spotter indicated that Avalos
helped the TLC employees move a granite slab and that a woman
who arrived with Avalos walked along with them. Spotter
indicated that he did not tell Avalos not to assist them with moving
the slab. According to Spotter, Operator drove the forklift straight,
not right, and Avalos was behind Spotter. Spotter testified that
Avalos was wearing tennis shoes and was closer to the wheels of
the forklift than he should have been. Spotter testified that no one
had helped them before from that position. Spotter testified that he
noticed Avalos's shoelace was untied because he saw the shoelace
go underneath the forklift wheel before Avalos's foot did.
¶9 According to Avalos, he did not contribute to the accident.
Avalos testified that he was wearing tennis shoes at the time and
that his employer did not require him to wear steel-toed boots
when working with the granite. Avalos maintained that his
shoelaces were tied. Avalos maintained that Operator never told
him not to be where he was standing. Avalos denied that he said
Avalos v. TL Custom
20120791-CA 6 2014 UT App 156
that the incident was all his fault when he was in the hospital or
that he said the incident was not Operator's fault.
¶10 Avalos offered testimony from an expert who trains forklift
operators. Although Avalos's expert witness did not suggest that
the methodology used at TLC was "inherently unsafe,†the expert
testified that Operator lacked adequate training for his job as a
forklift operator at TLC. Avalos's expert explained that spotters are
necessary and that forklift operators should have a full body view
of any spotters. The expert testified that federal regulations require
operators to be trained with the specific piece of equipment used
and that TLC did not satisfy that requirement. Avalos's expert
further testified that the forklift should generally travel in reverse
when carrying a granite slab except when setting the slab down
because the slab can obstruct forward visibility when
perpendicular to the forklift. Therefore, Avalos's expert opined that
Operator should have been moving the forklift in reverse to
eliminate the possibility of running over the spotters.
¶11 At a sidebar conference held before Owner testified,
Avalos's counsel expressed concern that TLC's counsel indicated
in opening statements that TLC had gone out of business.
Specifically, Avalos argued that TLC's closure was not relevant and
that it would suggest to the jury that if TLC were held liable, then
any damages would come out of Owner's pockets. TLC responded
that its closure was important to establish the credibility of
Operator and TLC's shop manager (Manager) by showing they
were not motivated to protect their employer. The trial court ruled,
stating,
I'm going to let you—because you mentioned it in
opening statements and I think it is marginally
relevant for that purpose, I'm going to let you make
the point that they are out of business, but I
absolutely will not let you even insinuate and go
beyond that. I think [Avalos's counsel has] . . . a
legitimate concern.
Avalos v. TL Custom
20120791-CA 7 2014 UT App 156
The trial court also indicated that Owner's testimony about TLC's
closure was to be "very . . . circumspect.†Avalos's counsel asked
the trial court whether it would consider informing the jury that
TLC had premises insurance at the time of the incident. The trial
court indicated it would not.
¶12 On direct examination, the following exchange took place
between TLC's counsel and Owner:
Q. Have you—did you own [TLC]?
A. I did.
Q. For how long?
A. Six.
Q. And when did that end?
A. June of last year.
Q. Since June of last year you have not been
doing business as [TLC]?
A. Correct.
When asked how long Operator worked for TLC, Owner
answered, "[Operator] worked for me for a few years. I laid him off
once because of the economy and then brought him back because
he was a good employee. And then eventually I had to lay him off
again.†On cross-examination, Avalos's counsel inquired about
Owner's occupation, asking, "[TLC] is out of business. But you're
not out of business. You're still going?†Owner answered, "[TLC]
is out of business. At one time they had 20 employees, and now it's
just me. [TLC], it's just me. I just install . . . countertops.†Owner
also indicated that TLC would receive deliveries of slabs on an
almost daily basis and required its employees working in the shop
to wear steel-toed boots. Owner admitted on cross-examination
that TLC had written policies concerning internet usage and theft
and that TLC could have had a written policy stating that no one
could assist TLC employees in moving granite. Owner also
admitted that TLC's employment files did not include any safety
policies.
Avalos v. TL Custom
20120791-CA 8 2014 UT App 156
¶13 Manager testified for the defense. Manager explained TLC's
procedures for moving granite slabs and that he would use only
one spotter when moving granite slabs because two spotters were
"not necessary.†Manager testified that TLC employees drove the
forklifts in reverse just ten percent of the time because the driver
has a better view of the slab and the spotter when moving forward.
Manager testified that he trained TLC's employees who served as
forklift drivers and spotters. Manager indicated that a spotter
should always have a hand on the slab to guide it and should stand
at the far end of the slab. Manager explained that when a slab is at
a mostly parallel position, a spotter is eleven to twelve feet from
the forklift's wheels when standing at the far end of the slab but
only about two feet from the wheels when standing at the closer
end. Manager stated that it was standard procedure for TLC's
employees to handle its equipment and material because a slab was
TLC's responsibility once it was removed from the vendor's truck.
Manager also testified that he visited Avalos in the hospital on the
night of the incident. According to Manager, Avalos said that
Operator was not at fault, that Avalos knew that he should not
have been in the place where he was at the time of the accident, and
that Avalos's training taught him not to stand there. Manager also
testified that he saw Avalos three months later and Avalos
indicated that the incident was not anyone's fault.
¶14 Avalos's employer at the time (Employer) testified as a
defense witness. During direct examination, TLC's counsel asked
whether Employer's business was still operating, prompting
Avalos's objection. The trial court sustained the objection,
instructed the jury to disregard Employer's statement that his
business had closed, and admonished TLC's counsel to phrase his
question "very carefully.†Employer testified that he provided
training to Avalos on driving forklifts and acting as a spotter for
moving granite slabs. Employer indicated that typically two
employees at his business would be involved in moving slabs, "one
on the forklift and one stabilizing the material.†Employer further
indicated that it was not typical for his business to have two
spotters. Employer testified that his employees were trained to be
Avalos v. TL Custom
20120791-CA 9 2014 UT App 156
spotters at the far end of the slab, as far away as possible from the
forklift. Employer indicated that his business did not have a policy
stating that Avalos could not help other vendors and that he did
not tell Avalos to help as a spotter when delivering slabs. Employer
also acknowledged his deposition testimony wherein he stated that
Avalos was not paying attention to where he was in relation to the
forklift and described how Avalos explained his positioning before
the accident.
¶15 TLC presented a safety professional as its expert witness.
TLC's expert testified that Operator did not violate referenced
Occupational Safety and Health regulations in any regard.
Furthermore, Operator did not violate applicable manufacturer
standards. TLC's expert testified that in the lead up to the incident,
Operator did not deviate from how the expert would have trained
him to operate the forklift but that Operator should have been
more forceful in telling Avalos to step away from the forklift. TLC's
expert testified that Avalos, in contrast, put himself in harm's way
and did a number of things that contributed to the accident. TLC's
expert testified that only one spotter is needed in such situations
and that Avalos's presence made it more difficult for Operator, but
the expert did acknowledge that it was Operator's responsibility to
make sure there was only one spotter. TLC's expert testified that
Avalos knew the dangers of his position and had training that he
should not have been on the end of the slab closer to the forklift.
TLC's expert also testified that Avalos should have been wearing
steel-toed footwear.
¶16 During the course of the trial, the court permitted the jurors
to submit questions for witnesses. Some of the jurors' questions
pertained to insurance and collateral sources of compensation. For
instance, one juror asked, "Did [TLC] have liability insurance and
was it active at this time[?] If so what were the liability limits[?]â€
Another asked if Avalos was covered by workers' compensation
insurance. Similarly, another juror asked why this case was not a
workers' compensation claim, and another inquired about whether
Avalos had health insurance to cover costs. Because these subject
Avalos v. TL Custom
20120791-CA 10 2014 UT App 156
areas had been excluded, the trial court did not pose any of these
questions to the witnesses.
¶17 Avalos requested that the trial court issue a curative
instruction pertaining to TLC's ability to satisfy a judgment. Avalos
maintained that TLC's business status was not relevant under rule
401 of the Utah Rules of Evidence, but because TLC had introduced
that evidence, Avalos argued that the proper remedy would be to
inform the jury that TLC was closed but had ample assets available
to satisfy a judgment. Avalos also argued that TLC had opened the
door to evidence of its liability insurance. Specifically, Avalos
proposed the following instruction:
You must not consider whether any of the
parties in this case has insurance. The presence or
absence of insurance is totally irrelevant. Likewise,
the continuation of the Defendant's business is totally
irrelevant. The fact that Defendant claims to be out of
business is irrelevant to your verdict. You must
decide this case based only on the law and the
evidence, and not on any sympathy to either party.
However, the trial court chose to issue a different instruction
(Instruction 20), which stated,
Your responsibility [in] this case is to
determine liability and damages. The potential or
actual source of payment for any damages is not part
of that analysis. Ability to pay or the possibility of a
source for payment of the damages must not play
any part in your determination of liability and total
damages. You must decide this case based only on
the law and evidence, and not on sympathy to either
party.
¶18 When the case was submitted to the jury, the special verdict
form asked the jury, "Was [TLC] negligent as alleged by Mr.
Avalos v. TL Custom
4. Avalos also argues that the trial court should have permitted him
to introduce evidence of TLC's liability insurance in response to the
asserted improper admission of TLC's business status. Given our
resolution of this appeal and our conclusion that any assumed
error in the admission of TLC's closure was harmless, we need not
address this argument. See infra ¶¶ 26–28.
20120791-CA 11 2014 UT App 156
Avalos?†The jury answered, "No.†Accordingly, the trial court
entered judgment in favor of TLC. Avalos filed a motion for a new
trial, arguing that the jury's verdict was not supported by sufficient
evidence and that the trial court erred by preventing him from
introducing evidence of TLC's liability insurance to cure the
express impression given by TLC that it had no ability to satisfy a
judgment. The trial court denied Avalos's motion. Avalos now
appeals.
ISSUES AND STANDARDS OF REVIEW
¶19 First, Avalos challenges the trial court's admission of
evidence that TLC had gone out of business since the incident.4 The
trial court has broad discretion to admit or exclude evidence, and
we "will disturb its ruling only for abuse of discretion.†Daines v.
Vincent, 2008 UT 51, ¶ 21, 190 P.3d 1269. "[W]e will not reverse a
trial court's ruling on evidence unless the ruling was beyond the
limits of reasonability.†Id. (citation and internal quotation marks
omitted). Even when evidence is improperly admitted, reversal is
required only where the admission of the evidence amounted to
prejudicial error. Larsen v. Johnson, 958 P.2d 953, 958 (Utah Ct. App.
1998); see also Utah R. Civ. P. 61 ("The court at every stage of the
proceeding must disregard any error or defect in the proceeding
which does not affect the substantial rights of the parties.â€).
¶20 Second, Avalos challenges the sufficiency of the evidence in
support of the jury's verdict that TLC was not negligent. "In
reviewing a jury verdict, we view the evidence in the light most
Avalos v. TL Custom
20120791-CA 12 2014 UT App 156
supportive of the verdict[] and assume that the jury believed those
aspects of the evidence which sustain its findings and judgment.â€
Stevensen 3rd E., LC v. Watts, 2009 UT App 137, ¶ 26, 210 P.3d 977
(alteration in original) (citation and internal quotation marks
omitted). "As a result, we will upset a jury verdict only upon a
showing that the evidence so clearly preponderates in favor of the
appellant that reasonable people would not differ on the outcome
of the case.†Id. (citation and internal quotation marks omitted).
ANALYSIS
I. Admission of Evidence of TLC's Closure
¶21 Avalos first argues that the trial court exceeded its discretion
in admitting evidence that TLC had gone out of business. Avalos
argues that this evidence was inadmissible and prejudicial because
it permitted the jury to infer that TLC would be incapable of paying
any damages. This issue was first introduced into the trial when
TLC's counsel made three references to TLC's closure during
opening statements. Although Avalos did not object at that time,
the trial court sustained his objection to the relevance of the
evidence when TLC's counsel asked Operator on cross-examination
why Operator no longer worked for TLC. When the issue was
raised again before Owner testified, the trial court ruled that TLC
could "make the point that [TLC is] out of business†because TLC
mentioned it in opening statements and because it was "marginally
relevant for [the] purpose†of establishing the credibility of
Operator and Manager, who were both former employees of TLC.
The trial court then cautioned TLC to be "circumspect†and not to
"go beyond that.†As a result of the trial court's ruling, Owner
testified that TLC had closed since the time of Avalos's injury.
¶22 We begin our analysis by acknowledging that the trial
court's pretrial evidentiary rulings limited the ability of both
parties to introduce evidence of any compensation that Avalos had
received or might be awarded. In particular, the trial court
Avalos v. TL Custom
20120791-CA 13 2014 UT App 156
restricted TLC from referring to collateral sources that may have
compensated Avalos, including workers' compensation, health
insurance, and other sources of assistance. See generally Wilson v.
IHC Hosps., Inc., 2012 UT 43, ¶ 31, 289 P.3d 369 (indicating that
"[u]nder the common law collateral source rule, 'a wrongdoer is
not entitled to have damages, for which he is liable, reduced by
proof that the plaintiff has received or will receive compensation or
indemnity for the loss from an independent collateral source'â€
(quoting Mahana v. Onyx Acceptance Corp., 2004 UT 59, ¶ 37, 96 P.3d
893)). In turn, Avalos was restricted from referring to whether TLC
had liability insurance. See generally Utah R. Evid. 411 ("Evidence
that a person was or was not insured against liability is not
admissible to prove whether the person acted negligently†but this
evidence may be admissible for other purposes). Our review of the
record indicates that the trial court consistently adhered to these
rulings.
¶23 On appeal, Avalos argues that the evidence of TLC's closure
was irrelevant and prejudicial because it "elicit[ed] sympathy from
the jurors†by "implying that any adverse judgment would fall
solely on [Owner].†TLC, in contrast, maintains that the evidence
was relevant and properly admitted for the "legitimate purposeâ€
of showing that "Avalos had less credibility than TLC's former
employees†because the former employees had no motive to
protect TLC. In response to this argument, Avalos contends that
the evidence was improper rebuttal evidence and witness
bolstering because he had not attacked the credibility of TLC's
former employees prior to its admission.
¶24 Even if we assume that the trial court exceeded its discretion
in admitting the evidence of TLC's closure, Avalos has the burden
to show that the error was "substantial and prejudicial in that [he]
was deprived in some manner of a full and fair consideration of the
disputed issues by the jury.†Ashton v. Ashton, 733 P.2d 147, 154
(Utah 1987); see also Stevenett v. Wal-Mart Stores, Inc., 1999 UT App
80, ¶ 8, 977 P.2d 508 ("[T]he person asserting error has the burden
to show not only that error occurred but also that it was substantial
Avalos v. TL Custom
20120791-CA 14 2014 UT App 156
and prejudicial.â€). Indeed, "reversal is not warranted where the
trial court's error is harmless.†Hull v. Wilcock (In re Estate of
Wilcock), 2012 UT App 223, ¶ 43, 285 P.3d 815 (citation and internal
quotation marks omitted). "'Harmless error is defined . . . as an
error that is sufficiently inconsequential that we conclude there is
no reasonable likelihood that the error affected the outcome of the
proceedings.'†Id. ¶ 44 (omission in original) (quoting Covey v.
Covey, 2003 UT App 380, ¶ 21, 80 P.3d 553). "[I]n other words, an
error is harmful only if the likelihood of a different outcome is
sufficiently high as to undermine our confidence in the verdict.â€
Covey, 2003 UT App 380, ¶ 21 (citation and internal quotation
marks omitted). In evaluating whether an error is prejudicial, we
consider the totality of the evidence and proceedings. See Steffensen
v. Smith's Mgmt. Corp., 820 P.2d 482, 489 (Utah Ct. App. 1991), aff'd,
862 P.2d 1342 (Utah 1993); see also Kelson v. Salt Lake Cnty., 784 P.2d
1152, 1157 (Utah 1989) (indicating that in analyzing whether an
error is prejudicial, "we must consider the impact of that error in
the context of the whole proceedingâ€).
¶25 In some instances, jury instructions may cure any error
resulting from the improper admission of certain evidence. See
Wilson, 2012 UT 43, ¶ 54. For example, the Utah Supreme Court
addressed similar circumstances in Child v. Gonda, 972 P.2d 425
(Utah 1998). In Child, the plaintiff's daughter was a passenger in
her friend's car when she was killed in a two-vehicle collision. Id.
at 427. The plaintiff subsequently settled with the daughter's friend
and sued the driver of the second vehicle. Id. Before trial, the trial
court ruled that the jury was entitled to know that the plaintiff and
his daughter's friend had "'resolved their differences'†but that
counsel could not mention anything about the settlement. Id. at 428.
Nevertheless, the second driver's counsel suggested during
opening statements that the plaintiff was suing the second driver
to "'get paid some more money.'†Id. The jury returned a verdict
finding that the second driver was not negligent. Id. On appeal, the
plaintiff argued that he was entitled to a new trial because
counsel's remark constituted an irregularity in the proceedings. Id.
Avalos v. TL Custom
20120791-CA 15 2014 UT App 156
at 429. Although our supreme court agreed with the plaintiff that
counsel's remark violated the trial court's pretrial order, the court
concluded that the plaintiff "failed to present any compelling
arguments . . . that the offending remark denied him a fair trial.†Id.
at 430. In support of its conclusion, the supreme court cited an
instruction given to the jury at the conclusion of the evidence. Id. at
430 & n.5. That instruction provided, in relevant part,
In your deliberation in this case, you are not to
concern yourself with the question of whether [the
plaintiff] received funds from any source in
connection with the role that [his daughter's friend]
played in the collision in question. Your sole job is to
concern yourself with the questions involving
responsibility for the collision and the resultant death
of [the plaintiff's daughter], and the amount of the
damages suffered by [the plaintiff] as a result of his
daughter's death.
Id. at 430 n.5. Ultimately, the supreme court was not persuaded by
the plaintiff's argument that this instruction did not cure the
misconduct and therefore affirmed the jury's verdict. Id. at 430.
¶26 In our case, the trial court permitted limited evidence that
TLC had gone out of business. To the extent the jury could have
inferred from this evidence that TLC would not have been able to
satisfy any adverse judgment, the jury instructions effectively
mitigated against that possibility. Specifically, the trial court
instructed the jury in Instruction 20 that TLC's potential ability to
pay for damages could not play any part in the jury's
determinations:
Your responsibility [in] this case is to
determine liability and damages. The potential or
actual source of payment for any damages is not part
of that analysis. Ability to pay or the possibility of a
source for payment of the damages must not play
Avalos v. TL Custom
20120791-CA 16 2014 UT App 156
any part in your determination of liability and total
damages. You must decide this case based only on
the law and evidence, and not on sympathy to either
party.
We presume that the jury followed this instruction. See Tooele
Assocs. Ltd. P'ship v. Tooele City, 2012 UT App 214, ¶ 11, 284 P.3d
709; Ortiz v. Geneva Rock Prods., Inc., 939 P.2d 1213, 1216 (Utah Ct.
App. 1997) ("In the absence of the appearance of something
persuasive to the contrary, we assume that the jurors were
conscientious in performing to their duty, and that they followed
the instructions of the court.†(citation and internal quotation
marks omitted)).
¶27 Nevertheless, Avalos argues that Instruction 20 did not cure
the harm from the evidence of TLC's closure because it was given
at the end of trial and because it was "vague[]†and did not
explicitly direct the jurors to disregard evidence that TLC had gone
out of business. However, we are not persuaded that the timing of
Instruction 20 inhibited its efficacy. See Child, 972 P.2d at 429–30
(rejecting the argument that a jury instruction given at the close of
evidence was not sufficient to cure misconduct that occurred in
opening statements). Moreover, the import of Instruction 20 is
clear; the plain language of this instruction informed the jury that
the "[a]bility to pay or the possibility of a source for payment of the
damages must not play any part in [its] determination of liability
and total damages.†Accordingly, the jury was effectively
instructed that it should not consider evidence of TLC's closure and
any resulting implication regarding TLC's ability to pay.
¶28 In light of the limited nature of the evidence pertaining to
TLC's closure and the instruction given to the jurors that they
could not consider any source of payment, we are not convinced
that the exclusion of the evidence of TLC's closure would have
resulted in a more favorable verdict for Avalos. We therefore
conclude that any assumed error in admitting this evidence was
not prejudicial to Avalos.
Avalos v. TL Custom
20120791-CA 17 2014 UT App 156
II. Sufficiency of the Evidence That TLC Was Not Negligent
¶29 Next, Avalos contends that there is insufficient evidence to
support the jury's verdict that TLC was not negligent. "In
reviewing a jury verdict, we view the evidence in the light most
supportive of the verdict, and assume that the jury believed those
aspects of the evidence which sustain its findings and judgment.â€
Proctor v. Costco Wholesale Corp., 2013 UT App 226, ¶ 24, 311 P.3d
564 (citation and internal quotation marks omitted). As the party
challenging the verdict, Avalos "must carry the heavy burden of
establishing that the evidence so clearly preponderates in [his]
favor . . . that reasonable people would not differ on concluding
that [TLC] was negligent.†See id. (omission and first alteration in
original) (citation and internal quotation marks omitted); see also
Stevensen 3rd E., LC v. Watts, 2009 UT App 137, ¶ 49, 210 P.3d 977
("The burden on an appellant to establish that the evidence does
not support the jury's verdict and the factual findings implicit in
that verdict . . . is quite heavy.†(citation and internal quotation
marks omitted)). In undertaking our review, we bear in mind that
"[i]t is the exclusive function of the jury to weigh the evidence and
to determine the credibility of the witnesses.†Child, 972 P.2d at 433
(alteration in original) (citation and internal quotation marks
omitted). Thus, "[t]he existence of conflicting evidence, alone, does
not justify overturning a verdict for insufficient evidence,â€
Stevensen 3rd E., 2009 UT App 137, ¶ 49 (citation and internal
quotation marks omitted), and "[s]o long as some evidence and
reasonable inferences support the jury's findings, we will not
disturb them,†Child, 972 P.2d at 433.
¶30 In support of his contention that the evidence is insufficient
to support the jury's verdict, Avalos concedes that "[t]he evidence
may support a finding that Mr. Avalos contributed, in part, to his
own injuries,†but he asserts that the evidence does not "negate the
uncontested evidence [he] presented regarding [TLC's]
negligence.†In particular, Avalos argues that there was
uncontested evidence that conclusively established at least some
negligence, including evidence (1) that Operator should have been
Avalos v. TL Custom
20120791-CA 18 2014 UT App 156
more forceful in telling Avalos to move away from the forklift,
(2) that Operator had an unobstructed view of Avalos and turned
the forklift toward him, running over his foot, (3) that TLC's
employees had not read the forklift's operating manual, and (4)
that TLC violated federal safety regulations in its training of drivers
and in its operation of the forklift. We disagree.
¶31 "The standard upon which negligence is gauged is that of
ordinary, reasonable care under the circumstances, which standard
it is peculiarly fitting that juries determine.†Canfield v. Albertsons,
Inc., 841 P.2d 1224, 1227 (Utah Ct. App. 1992) (citation and internal
quotation marks omitted). The jury was instructed that
"[n]egligence means that a person did not use reasonable care,â€
which is "simply what a reasonably careful person would do in a
similar situation.†Accordingly, the jury's verdict indicates that the
jury determined that TLC did exercise reasonable care under the
circumstances.
¶32 Contrary to Avalos's assertion, the evidence that Avalos
relies on does not necessarily establish that TLC was negligent.
First, the evidence that Operator should have been more assertive
when warning Avalos not to stand so close to the forklift does not
prove that TLC failed to exercise reasonable care. Although TLC's
expert testified that Operator erred by not demanding that Avalos
step away from the forklift, TLC's expert also testified that
Operator acted in accordance with how the expert would have
trained him. In addition, the jury's apparent conclusion that
Operator's actions were reasonable is supported by Operator's
testimony that Avalos heard the warning and that Avalos
responded by stating he would be fine. See generally Proctor, 2013
UT App 226, ¶ 24 (indicating that we "assume that the jury
believed those aspects of the evidence which sustain its findings
and judgment†(citation and internal quotation marks omitted)).
¶33 Second, and for the same reasons, TLC's alleged negligence
was not established by Operator's testimony that Operator had a
clear view of Avalos, turned the forklift toward him, and ran over
Avalos v. TL Custom
5. In addition, we observe that in order to recover anything, Avalos
had to establish that TLC's negligence exceeded his own. See Utah
Code Ann. § 78B-5-818(2) (LexisNexis 2012) ("A person seeking
(continued...)
20120791-CA 19 2014 UT App 156
his foot. TLC's expert's testimony supports the conclusion that
even though Avalos was injured, TLC and its employees did not
operate the forklift in a manner contrary to protocol.
¶34 Third, TLC's alleged lack of reasonable care was not
established by the evidence that its employees had not read the
forklift's operating manual. Rather, other evidence supports the
jury's apparent conclusion that this failure was not unreasonable.
Specifically, TLC's expert testified that, despite this oversight,
TLC's employees had adequate training and experience with the
forklift. Although there was conflicting evidence in this regard, it
was the jury's role to weigh that evidence. Child v. Gonda, 972 P.2d
425, 433 (Utah 1998).
¶35 Fourth, the evidence that TLC violated federal safety
regulations did not establish TLC's alleged negligence because
there was evidence to the contrary. See Stevensen 3rd E., LC v. Watts,
2009 UT App 137, ¶ 49, 210 P.3d 977. In particular, there was
testimony that TLC did not violate the regulations and that TLC's
employees did not do anything that would have been proscribed
by the regulations. Moreover, even if the jury believed Avalos's
evidence that TLC did violate federal safety regulations, the jury
evidently concluded that TLC's failure was not unreasonable under
the circumstances. Cf. Ames v. Maas, 846 P.2d 468, 475 (Utah Ct.
App. 1993) ("This court has held that the violation of a statute is
evidence of negligence but subject to justification or excuse if the
evidence is such that it reasonably could be found that the conduct
was nevertheless within the standard of reasonable care under the
circumstances.â€). Viewing the evidence in the light most favorable
to the verdict, we conclude that there is evidence to support the
jury's finding of no negligence on the part of TLC.5
Avalos v. TL Custom
5. (...continued)
recovery may recover from any defendant . . . whose fault . . .
exceeds the fault of the person seeking recovery . . . .â€). In other
words, Avalos could not recover on his negligence claim if the
evidence did not compel a finding that TLC was more than fifty
percent at fault. Because the evidence is sufficient to support the
jury's finding of no negligence, the evidence here clearly does not
dictate a finding that TLC was more than fifty percent at fault.
20120791-CA 20 2014 UT App 156
¶36 In sum, Avalos has not persuaded us that the evidence in
this case clearly preponderates in his favor. Accordingly, Avalos's
insufficiency claim fails because sufficient evidence was introduced
at trial to support the jury's conclusion that TLC exercised
reasonable care under the circumstances.
closure was harmless because the evidence of the closure was
limited and the jury was instructed that TLC’s ability to pay for any
damages could not play any role in its determinations. We also
conclude that there was sufficient evidence to support the jury’s
verdict that TLC was not negligent. We therefore affirm.
About This Case
What was the outcome of Jose Luis Avalos v. TL Custom, LLC?
The outcome was: ¶37 We conclude that any error in the admission of TLC’s closure was harmless because the evidence of the closure was limited and the jury was instructed that TLC’s ability to pay for any damages could not play any role in its determinations. We also conclude that there was sufficient evidence to support the jury’s verdict that TLC was not negligent. We therefore affirm.
Which court heard Jose Luis Avalos v. TL Custom, LLC?
This case was heard in The Utah Court of Appeals on appeal from the Fourth District Court, Provo Department, UT. The presiding judge was Bench.
When was Jose Luis Avalos v. TL Custom, LLC decided?
This case was decided on July 3, 2014.