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Dianne R. Weiker v. Douglas County School District No. 4
Date: 05-28-2015
Case Number: A152818
Judge: Sercombe
Court: Oregon Court of Appeals on appeal from the Workers' Compensation Board
Plaintiff's Attorney: Phil Lebenbaum argued the cause for petitioner. With him on the briefs was Hollander, Lebenbaum & Gannicott.
Defendant's Attorney: Rebecca Watkins argued the cause for respondent. On the brief were Deborah L. Sather, Lauren Oda, and Sather, Byerly & Holloway, LLP.
Workers' Compensation Board (board), which determined
that the medical services requested by claimant were not
compensable under ORS 656.245(1)(a). That statute requires
claimant's self-insured employer to provide "medical services
for conditions caused in material part†by a compensable
injury. Claimant suffered a compensable injury, a traumatic
blockage of the popliteal artery near her left knee, which was
repaired by a popliteal bypass graft and several bypasses of
other arteries to improve blood flow to the graft. Ten years
later, because tests showed that several arteries leading
to the popliteal graft were blocked and there was a lack of
blood flow to that graft, doctors recommended an aortobifemoral
bypass. The board determined that the medical
evidence did not establish that the proposed aortobifemoral
bypass was for any condition caused in material part by the
traumatic blockage of the left popliteal artery. We review
for substantial evidence and errors of law, ORS 656.298(7);
ORS 183.482, and, for the reasons below, we affirm.
The facts are undisputed. In 1999, while claimant,
a school custodian, was setting up some staging, a piece of
the staging fell on her leg. She suffered a fracture to her
left femur just above the knee and a traumatic occlusion of
the popliteal artery at the fracture site—a blockage in the
artery at the knee that connects the femoral artery in the
upper leg to the tibial arteries in the lower leg. Employer
accepted a claim for the left femur fracture and "traumatic
occlusion of the popliteal artery,†and it denied a claim for
peripheral vascular disease—a broad term referring to narrowing
of arteries outside the brain or heart that is associated
with circulatory problems in the limbs.
To treat the popliteal artery occlusion, Dr. Landry
and other doctors replaced the injured portion of the left
popliteal artery with a left popliteal bypass graft. There
was inadequate blood flowing into that graft, however, as a
result of preexisting abnormal narrowing, called stenosis, in
the arteries leading to that graft: the artery directly above
the graft, the left femoral artery, and an artery in the pelvis
area directly above that, the left common iliac artery.
392 Weiker v. Douglas County School Dist. No. 4
The stenosis in those arteries was the result of preexisting
artery occlusive disease—blockages in the arteries—which
was caused by arteriosclerosis, an occlusive disease in which
the blockages or narrowing are the result of the accumulation
of cholesterol plaque. To improve blood flow to the popliteal
graft, doctors did three things to the arteries above
the graft: they performed a femoral-popliteal bypass above
the knee; they performed a bypass from the femoral artery
in the right leg to the femoral artery in the left leg; and they
put a stent in the right common iliac artery. A few years
after the surgery, claimant's claim was closed and she was
awarded partial permanent disability for her left leg.
In 2009, an angiogram showed that claimant had
blockages or narrowing in her arteries (various parts of the
left iliac artery, left femoral artery, and a right tibial artery).
The right iliac stent graft and the right-to-left-femoral graft
were also blocked, though the left femoral-popliteal bypass
graft that had replaced the injured portion of the popliteal
artery was open. At the time, claimant was experiencing
claudication in the left lower leg—a cramping, often during
activity, caused by lack of blood circulating in the leg. The
treating doctor recommended surgery to place an aortobifemoral
bypass, a graft that originates in the abdominal
aorta and has two limbs that go down and connect to the
femoral artery of each leg.
After employer asserted that the proposed surgery
was not causally related to the compensable injury,
claimant requested administrative review before the
director of the Department of Consumer and Business
Services. The department issued a transfer order, under
ORS 656.704(3)(b)(C), to the board for determination of
whether the proposed surgery was related to the accepted
conditions.
An administrative law judge (ALJ) initially considered
the matter, focusing on the opinions of two doctors who
described the relationship between the recommended aortobifemoral
bypass, claimant's injury, and her arteriosclerosis.
Dr. Duncan, who performed a records review on behalf of
employer, explained that "[t]he underlying condition of
arteriosclerosis ha[d] been present for many years†before
Cite as 271 Or App 389 (2015) 393
the 1999 injury. In Duncan's view, "the surgeries done at the
time of the injury restored essentially normal circulation (as
measured by the ankle blood pressure) to the left leg,†and
"[e]verything subsequent [to] that transpired * * * within the
natural history of her disease.†As of 2009, claimant's "femoral
to femoral bypass ha[d] occluded and she * * * had a progression
of the iliac artery occlusive disease.†Duncan further
explained that, because of the blockages in claimant's iliac
arteries, the "inflow to her lower extremity reconstructions
is compromised and this will have a negative effect on the
future patency [i.e., the openness] of the left lower extremity
arterial reconstruction.†Ultimately, Duncan explained that
"[t]he disease that would be treated by the aortobifemoral
bypass is the progression of her long standing, underlying
arteriosclerosis and not the left leg injury.â€
Landry agreed with Duncan that "[t]he aortobifemoral
bypass graft is recommended due to significant
arterial disease in the iliac arteries bilaterally†and that
the arterial disease is "the result of chronic atherosclerosisâ€
rather than the work injury. But he went on to explain that
"the patency of the left femoral-popliteal bypass, which was
placed as a result of the injury, is dependent on adequate arterial
inflow. Thus, preservation of the existing graft, which was
placed as a result of the injury, is best achieved by providing
better arterial inflow through an aortofemoral bypass.â€
In considering that evidence, the ALJ described the
question at issue as whether the surgery "was for or directed
to the traumatic occlusion of the left popliteal artery at [the]
fracture site.†The ALJ noted that the parties agreed that
the first sentence of ORS 656.245(1)(a) governed the dispute
because it involved an "ordinary condition,†rather than a
consequential or combined condition. See SAIF v. Sprague,
346 Or 661, 664, 217 P3d 644 (2009) (explaining that
"insurers generally are responsible for medical services 'for'
conditions—that is, ordinary 'conditions'—that are 'caused in
material part' by compensable workplace injuries†but ORS
656.245(1)(a) "sets different standards†for preexisting, consequential,
and combined conditions). Relying on Landry's
and Duncan's statements that the proposed surgery would
address the compromised blood flow to the femoral-popliteal
graft, the ALJ determined that "a preponderance of evidence
394 Weiker v. Douglas County School Dist. No. 4
establishe[d] that the proposed [surgery] is directed to the
accepted popliteal artery injury.â€
Employer appealed to the board, arguing that the
"condition†to be treated by the proposed aortobifemoral
bypass is artery occlusive disease, which was not caused in
material part by the traumatic occlusion of the left popliteal
artery. After noting the parties' agreement that the claimed
medical service was " 'for' an 'ordinary' condition,†the board
set out to "determine the 'condition' to which the claimed
medical service * * * relates.†The board determined that
"the 'condition' to which the aortobifemoral bypass relates
is arteriosclerosis/atherosclerosis,†which was not caused by
claimant's left leg injury. While recognizing that there was
also evidence that the "proposed surgery was necessary to
improve and maintain the flow into the femoral-popliteal
graft in the left leg,†the board reasoned that no medical evidence
established "that the surgery is necessary to treat the
accepted condition of 'traumatic occlusion of the popliteal
artery at fracture site.' †The board also observed that the
popliteal "graft had stayed open and was not occluded†and
that the traumatic occlusion in the popliteal artery had fully
resolved after the initial surgeries. Accordingly, the board
reversed the ALJ's order.
On review, the parties again base their arguments
on the first sentence of ORS 656.245(1)(a). That statute provides,
in part:
"For every compensable injury, the insurer or the selfinsured
employer shall cause to be provided medical services
for conditions caused in material part by the injury
for such period as the nature of the injury or the process
of the recovery requires, subject to the limitations in ORS
656.225, including such medical services as may be required
after a determination of permanent disability. In addition,
for consequential and combined conditions described in
ORS 656.005(7), the insurer or the self-insured employer
shall cause to be provided only those medical services
directed to medical conditions caused in major part by the
injury.â€
"[T]o properly analyze claimant's claim, we must determine
first whether claimant has a compensable injury
Cite as 271 Or App 389 (2015) 395
and whether he sought medical services for a condition
that was 'caused in material part by' that injury.†Arms
v. SAIF, 268 Or App 761, 768, 343 P3d 659 (2015). Under
that framework, the parties agree that the compensable
injury here was the traumatic occlusion of the left popliteal
artery1 and that the medical service sought was an
aortobifemoral bypass surgery. Accordingly, there are two
issues on review: (1) whether the traumatic occlusion of the
popliteal artery is the material cause of a condition; and
(2) whether the proposed aortobifemoral bypass is "forâ€
that condition. SAIF v. Swartz, 247 Or App 515, 525, 270
P3d 335 (2011).
The parties each focus on one of those questions.
Arguing that the board made a legal error in identifying
the condition at issue, claimant sees the first step under
ORS 656.245(1)(a) as determining the condition that was
caused by the compensable injury. Claimant argues that it
is undisputed that the compensable injury, the traumatic
occlusion of the left popliteal artery, "is a material contributing
cause of the grafted popliteal artery.†(Emphasis added.)
Working from that view of the condition, claimant argues
that, because the proposed surgery is "intended to increase
the vascular flow to prevent occlusion of the grafted popliteal
artery,†the surgery is for that condition.
Employer, on the other hand, argues that the
board properly identified the one "condition†that the surgery
was "for.†Employer argues that there was substantial
evidence that the surgery would treat the arterial occlusive
disease (which employer treats as synonymous with
peripheral vascular disease), and thus the board correctly
1 The parties equate the "compensable injury†resulting from the 1999 work
accident as the injury to the left popliteal artery, apparently on the basis that the
injury to the left popliteal artery was the condition that SAIF accepted soon after
the work accident. On review, the parties do not suggest that the board, in analyzing
the compensability of the proposed surgery, should have taken a different
view of the "compensable injury†in light of our recent decisions in Brown v. SAIF,
262 Or App 640, 325 P3d 834, rev allowed, 356 Or 397 (2014); SAIF v. Carlos-
Macias, 262 Or App 629, 325 P3d 827 (2014); and Easton v. SAIF, 264 Or App 147,
331 P3d 1035 (2014). We therefore identify the compensable injury as the injury
to the left popliteal artery, and, in doing so, do not mean to articulate a different
legal standard for determining compensability than the standard articulated in
Brown and the cases following it.
396 Weiker v. Douglas County School Dist. No. 4
identified that as the condition at issue.2 Employer acknowledges
that "Landry did opine that the recommended surgery
was needed to maintain the patency of the 1999 graft,†but
asserts nonetheless, and without further explanation, that
"the 'condition' being treated by the surgery is peripheral
vascular disease.†Given that definition of the "condition,â€
employer notes that Landry and Duncan agreed that the
arterial disease was caused by arteriosclerosis, not the compensable
injury.
We start with employer's argument. Although
employer describes the primary inquiry under ORS
656.245(1)(a) as identifying the one condition to which the
surgery relates, employer and claimant share the same
understanding of the term "conditions†in that statute:
Claimant identifies the condition by looking to the "purposes
of the newly proposed bypass,†and employer describes
the condition as what the proposed surgery "is to address†or
what "creat[es] the need for†the surgery. The board followed
a similar path, reasoning that it had to "determine the subject
of the proposed surgery†to identify "the 'condition.' â€
All of those descriptions are generally consistent with our
explanation that, under ORS 656.245(1)(a), "the 'conditions'
are the current conditions for which treatment is sought.â€
Swartz, 247 Or App at 525; see also id. at 524 (noting that
the current condition " 'need not be the accepted condition' â€
(quoting SAIF v. Martinez, 219 Or App 182, 191, 182 P3d
873 (2008)).3
2 We note that the board more particularly identified "arteriosclerosis/
atherosclerosis†as the condition "to which the aortobifemoral bypass relates,â€
but the board also endorsed statements by Landry and Duncan that the surgery
would treat claimant's arterial occlusive disease.
3 The parties do not advance—and the board did not rely on—a more specific
definition of the term "conditions†in ORS 656.245(1)(a), which is not defined
by statute. When considering the term "condition†in a related statute, we have
observed that the "ordinary meaning†of that term is the "physical status of
the body†or of a part of the body. See Young v. Hermiston Good Samaritan, 223
Or App 99, 105, 194 P3d 857 (2008) (explaining that "the plain, natural, and
ordinary meaning of the word 'condition' is 'the physical status of the body as a
whole * * * or of one of its parts,' †in considering the term "medical condition†in
ORS 656.267(1) (quoting Webster's Third New Int'l Dictionary 473 (unabridged
ed 2002)). Assuming that particular definition applies here, it does not provide
support for employer's view that "arterial occlusive disease†is the only condition
treated by the surgery.
Cite as 271 Or App 389 (2015) 397
Given that agreed-upon understanding of the term
"conditions,†employer does not offer a coherent answer why
the only condition to be considered here is "arterial occlusive
disease†in the iliac arteries. If we think of "conditionsâ€
as what the proposed surgery is meant "to address,â€
as employer suggests, the record shows that the surgery
would treat multiple conditions. Landry explained that
"[t]he aortobifemoral bypass graft is recommended due to
significant arterial disease in the iliac arteries,†but also
explained that the bypass was recommended "in order to
maintain the patency of the left leg graft, which was placed
as a result of the work injury.†Duncan, too, explained that
"[t]he disease that would be treated by the aortobifemoral
bypass is the progression of her long standing, underlying
arteriosclerosis,†but also offered his view that the surgery
would increase inflow of blood to the "left lower extremity
arterial reconstruction,†and would therefore keep the popliteal
graft open.
That view is consistent with ORS 656.245(1)(a),
which speaks to "conditions†and does not require that particular
medical services can only be "for†a single condition.
Indeed, the Supreme Court has made clear that medical services
may treat a medical condition even if "those services
also provide incidental benefits or help to treat other medical
conditions that were not caused by the compensable injury.â€
Sprague, 346 Or at 675 (first emphasis in original; second
emphasis added). Thus, in Sprague, the court concluded that
the claimant's gastric bypass surgery would treat a current
arthritic knee condition that was caused by an earlier compensable
knee injury, even if that surgery "also treated [his]
morbid obesity as a necessary incident of effectively treating
his knee condition.â€4 Id. The gastric bypass surgery treated
multiple conditions—it treated claimant's obesity (a denied
condition), which, in turn, helped the arthritic knee—but
all that mattered in determining the insurer's responsibility
for that surgery was that it treated a condition, the arthritic
knee, that was caused by the compensable injury.
4 In Sprague, "directed to†and "caused in major part by†were the relevant
standards, under the second sentence of ORS 656.245(1)(a), because the arthritic
knee condition was classified as a consequential condition.
398 Weiker v. Douglas County School Dist. No. 4
As in Sprague, the record here shows that the
proposed bypass surgery would treat multiple conditions.
The surgery would resolve the blockages and narrowing
in the iliac arteries (the occlusive disease in those arteries,
a denied condition) and would, in turn, resolve the
suboptimal flow to the popliteal graft in the left leg, which
created a risk that that graft would occlude. Employer is
therefore wrong to focus only on the occlusive disease in the
arteries—which the parties agree was caused by arteriosclerosis,
not the compensable injury—as the end of the
inquiry under ORS 656.245(1)(a). To the extent that the
board endorsed employer's view that the surgery must relate
to a single condition under ORS 656.245(1)(a), that view was
error. Even if the surgery treated the artery occlusive disease,
which was not causally related to the injury, employer
may still be responsible for medical services to treat the suboptimal
flow to the left popliteal graft, if that condition is
caused in material part by the compensable injury.
The problem for claimant is that there is no evidence
in the record showing that the lack of inflow to the left popliteal
graft and the associated risk of occlusion in the graft
were caused, in material part, by the traumatic injury in
the popliteal artery. Although the popliteal graft was placed
to repair the traumatic blockage in the popliteal artery, the
evidence showed that that graft fully resolved the traumatic
occlusion and was open at the time of the proposed surgery.
The current state of affairs—the reduction in blood flowing
to the graft—was caused by blockages and narrowing
in upstream arteries, which were the result of a buildup of
plaque in those arteries (i.e., arteriosclerosis). Thus, unlike
in Sprague, where one of the conditions treated by the medical
services was caused by the compensable injury, here
the medical evidence shows that the surgery would treat
conditions that had no causal connection to the compensable
injury. For that reason, the board correctly determined
"that the medical evidence is not sufficient to establish that
the proposed aortobifemoral bypass is 'for conditions caused
in material part by the injury.' â€
That brings us to claimant's argument on review.
Claimant attempts to avoid the result reached by the board
by identifying the condition at issue as "the grafted popliteal
Cite as 271 Or App 389 (2015) 399
artery,†noting that it is "undisputed†that the traumatic
blockage of the popliteal artery caused the grafted popliteal
artery, in that the surgical placement of the graft would not
have occurred but for the traumatic blockage. Even if we
assume that the existence of the popliteal graft is a "conditionâ€
caused by the injury,5 the problem is with claimant's
further assertion that the "proposed aortobifemoral bypass
is for the grafted popliteal artery.†As the board observed,
the left popliteal graft did not require repair—the graft
remained open as of 2009—and thus the surgery did not
effect a change of that graft itself. Both doctors explained
that it was the lack of "inflow†to the popliteal graft—the
lack of blood coming from upstream arteries—and the corresponding
risk of a blockage in that graft, that demanded
treatment. Claimant recognizes as much on review, noting
that the bypass operation was intended to "increase the
vascular flow to prevent occlusion of the grafted popliteal
artery.†It follows that, even if we agree that the popliteal
graft was a condition caused by the injury, substantial evidence
supports the board's determination that the surgery
was not for that condition.6
In sum, the board correctly determined that the
proposed aortobifemoral bypass was not "for†any "conditions
caused in material part by†the traumatic occlusion of
the left popliteal artery. If we start by considering the "left
popliteal graft†itself as the "condition†caused by the injury,
5 Claimant's argument suggests that a condition is merely a part of the
body—here, the graft itself—rather than the current status of a part of the body.
That view conflicts with the ordinary meaning of condition and does not align
with the way we and the Supreme Court have described "conditions†under ORS
656.245(1)(a). See, e.g., Sprague, 346 Or at 672 (condition was arthritis in the
knee); Arms, 268 Or App at 768 (condition was degeneration of C6-7 level of spine);
Swartz, 247 Or App at 525 (condition was ongoing low back pain); Martinez, 219
Or App at 184-85 (condition was death of bone tissue in knee).
6 Claimant does not argue that the lack of flow to the popliteal graft is a
consequential condition, meaning that the current condition is a consequence of
the various surgical procedures performed in 1999, which was a consequence of
the compensable 1999 injury. See, e.g., Sprague, 346 Or at 672 (classifying the
claimant's current condition, an arthritic knee, as a "consequential conditionâ€
because the medical evidence showed that the claimant's arthritic knee was a
consequence of a surgery on the knee to repair a torn meniscus, which in turn
was performed as a consequence of a compensable injury, the torn meniscus).
Accordingly, we do not consider any possible causal link between the lack of flow
to the popliteal graft and the surgical procedures performed in 1999.
400 Weiker v. Douglas County School Dist. No. 4
as claimant proposes, the record shows that the bypass surgery
did not address any defect in that graft. And if we start
by considering what the surgery was for, as employer advocates,
the record shows that the bypass surgery would treat
the blockages in the iliac arteries and improve inflow to the
popliteal graft in the left leg, but neither of those conditions
was caused in material part by the traumatic occlusion of
the popliteal artery.
About This Case
What was the outcome of Dianne R. Weiker v. Douglas County School District No. 4?
The outcome was: Affirmed.
Which court heard Dianne R. Weiker v. Douglas County School District No. 4?
This case was heard in Oregon Court of Appeals on appeal from the Workers' Compensation Board, OR. The presiding judge was Sercombe.
Who were the attorneys in Dianne R. Weiker v. Douglas County School District No. 4?
Plaintiff's attorney: Phil Lebenbaum argued the cause for petitioner. With him on the briefs was Hollander, Lebenbaum & Gannicott.. Defendant's attorney: Rebecca Watkins argued the cause for respondent. On the brief were Deborah L. Sather, Lauren Oda, and Sather, Byerly & Holloway, LLP..
When was Dianne R. Weiker v. Douglas County School District No. 4 decided?
This case was decided on May 28, 2015.