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State of New Mexico v. Steven A. Maxwell
Date: 09-12-2013
Case Number: D-101-CR-201200002
Judge: Mary L. Marlowe
Court: First District Court, Santa Fe County, New Mexico
Plaintiff's Attorney: Patrick C. McNertney and Jerome Marshak
Defendant's Attorney: Aaron J. Bolano and Joseph M. Campbell
Description:
The State of New Mexico charged Steven A. Maxwell with:
D 1 1 6 30-16-06 Fraud (Over $20,000) F2 07/01/2007 Not Guilty Conviction 09/12/2013
D 1 2 3 30-16-10(D) Forgery - Issue or Transfer (Will or Title to Any Real Property) F3 07/01/2007 Not Guilty Acquitted 09/12/2013
D 1 3 3 58-13B-39 Violation of the New Mexico Securities Act F3 10/29/2007 Not Guilty Consolidated 09/12/2013
D 1 4 3 58-13B-03(A) Unlicensed Broker Dealer or Sales Representative F3 10/29/2007 Not Guilty Conviction 09/12/2013
D 1 5 3 30-16-06 Fraud (Over $20,000) F2 09/15/2007 Not Guilty Conviction 09/12/2013
D 1 6 3 58-13B-39 Violation of the New Mexico Securities Act F3 12/01/2007 Not Guilty Consolidated 09/12/2013
D 1 7 2 58-13B-20 Sale of Unregistered Securities F4 12/01/2007 Not Guilty Dismissed by Prosecutor / Nolle Prosequi 04/05/2013
D 1 8 3 58-13B-03(A) Unlicensed Broker Dealer or Sales Representative F3 12/01/2007 Not Guilty Conviction 09/12/2013
D 1 9 3 30-16-06 Fraud (Over $20,000) F2 12/01/2007 Not Guilty Conviction 09/12/2013
D 1 10 3 30-16-06 Fraud (Over $2500) F3 03/10/2008 Not Guilty Conviction 09/12/2013
D 1 11 3 58-13B-39 Violation of the New Mexico Securities Act F3 05/09/2008 Not Guilty Conviction 09/12/2013
D 1 12 2 58-13B-20 Sale of Unregistered Securities F4 05/09/2008 Not Guilty Dismissed by Prosecutor / Nolle Prosequi 04/05/2013
D 1 13 3 58-13B-03(A) Unlicensed Broker Dealer or Sales Representative F3 05/09/2008 Not Guilty Conviction 09/12/2013
D 1 14 2 30-16-06 Fraud (Over $2500) F3 05/09/2008 Not Guilty Dismissed by Prosecutor / Nolle Prosequi 04/05/2013
D 1 15 2 30-51-04 Money Laundering - (Over $100,000) F2 10/29/2007 Not Guilty Dismissed by Prosecutor / Nolle Prosequi 04/05/2013
D 1 16 2 30-51-04 Money Laundering - (Over $50,000; Under $100,000) F3 07/01/2007 Not Guilty Dismissed by Prosecutor / Nolle Prosequi 04/05/2013
D 1 17 2 30-42-04(A) Conspiracy to Commit Racketeering (Use or Invest) F3 06/01/2007 Not Guilty Dismissed by Prosecutor / Nolle Prosequi 04/05/2013
D 1 18 2 30-42-04(A) Racketeering (Use or Invest) F2 06/01/2007 Not Guilty Dismissed by Prosecutor / Nolle Prosequi 04/05/2013
D 1 1 6 30-16-06 Fraud (Over $20,000) F2 07/01/2007 Not Guilty Conviction 09/12/2013
D 1 2 3 30-16-10(D) Forgery - Issue or Transfer (Will or Title to Any Real Property) F3 07/01/2007 Not Guilty Acquitted 09/12/2013
D 1 3 3 58-13B-39 Violation of the New Mexico Securities Act F3 10/29/2007 Not Guilty Consolidated 09/12/2013
D 1 4 3 58-13B-03(A) Unlicensed Broker Dealer or Sales Representative F3 10/29/2007 Not Guilty Conviction 09/12/2013
D 1 5 3 30-16-06 Fraud (Over $20,000) F2 09/15/2007 Not Guilty Conviction 09/12/2013
D 1 6 3 58-13B-39 Violation of the New Mexico Securities Act F3 12/01/2007 Not Guilty Consolidated 09/12/2013
D 1 7 2 58-13B-20 Sale of Unregistered Securities F4 12/01/2007 Not Guilty Dismissed by Prosecutor / Nolle Prosequi 04/05/2013
D 1 8 3 58-13B-03(A) Unlicensed Broker Dealer or Sales Representative F3 12/01/2007 Not Guilty Conviction 09/12/2013
D 1 9 3 30-16-06 Fraud (Over $20,000) F2 12/01/2007 Not Guilty Conviction 09/12/2013
D 1 10 3 30-16-06 Fraud (Over $2500) F3 03/10/2008 Not Guilty Conviction 09/12/2013
D 1 11 3 58-13B-39 Violation of the New Mexico Securities Act F3 05/09/2008 Not Guilty Conviction 09/12/2013
D 1 12 2 58-13B-20 Sale of Unregistered Securities F4 05/09/2008 Not Guilty Dismissed by Prosecutor / Nolle Prosequi 04/05/2013
D 1 13 3 58-13B-03(A) Unlicensed Broker Dealer or Sales Representative F3 05/09/2008 Not Guilty Conviction 09/12/2013
D 1 14 2 30-16-06 Fraud (Over $2500) F3 05/09/2008 Not Guilty Dismissed by Prosecutor / Nolle Prosequi 04/05/2013
D 1 15 2 30-51-04 Money Laundering - (Over $100,000) F2 10/29/2007 Not Guilty Dismissed by Prosecutor / Nolle Prosequi 04/05/2013
D 1 16 2 30-51-04 Money Laundering - (Over $50,000; Under $100,000) F3 07/01/2007 Not Guilty Dismissed by Prosecutor / Nolle Prosequi 04/05/2013
D 1 17 2 30-42-04(A) Conspiracy to Commit Racketeering (Use or Invest) F3 06/01/2007 Not Guilty Dismissed by Prosecutor / Nolle Prosequi 04/05/2013
D 1 18 2 30-42-04(A) Racketeering (Use or Invest) F2 06/01/2007 Not Guilty Dismissed by Prosecutor / Nolle Prosequi 04/05/2013
Outcome:
See above
Plaintiff's Experts:
Defendant's Experts:
Comments:
About This Case
What was the outcome of State of New Mexico v. Steven A. Maxwell?
The outcome was: See above
Which court heard State of New Mexico v. Steven A. Maxwell?
This case was heard in First District Court, Santa Fe County, New Mexico, NM. The presiding judge was Mary L. Marlowe.
Who were the attorneys in State of New Mexico v. Steven A. Maxwell?
Plaintiff's attorney: Patrick C. McNertney and Jerome Marshak. Defendant's attorney: Aaron J. Bolano and Joseph M. Campbell.
When was State of New Mexico v. Steven A. Maxwell decided?
This case was decided on September 12, 2013.