Florida v. Clayton Harris

In this case, we consider how a court should determine if the "alert” of a drug-detection dog during a traffic stopprovides probable cause to search a vehicle. The Florida Supreme Court held that the State must in every casepresent an exhaustive set of records, including a log of thedog's performance in the field, to establish the dog's reliability. See 71 So. 3d 756, 775 (2011). We think that demand inconsistent with the "flexible, common-sense standard” of probable cause. Illinois v. Gates, 462 U. S. 213, 239 (1983).

I William Wheetley is a K–9 Officer in the Liberty County, Florida Sheriff 's Office. On June 24, 2006, he was on a routine patrol with Aldo, a German shepherd trained todetect certain narcotics (methamphetamine, marijuana,cocaine, heroin, and ecstasy). Wheetley pulled over respondent Clayton Harris's truck because it had an expired license plate. On approaching the driver's-side door, Wheetley saw that Harris was "visibly nervous,” unable to sit still, shaking, and breathing rapidly. Wheetley alsonoticed an open can of beer in the truck's cup holder. App.

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62. Wheetley asked Harris for consent to search the truck,but Harris refused. At that point, Wheetley retrieved Aldofrom the patrol car and walked him around Harris's truckfor a "free air sniff.” Id., at 63. Aldo alerted at the driver's-side door handle—signaling, through a distinctive set of behaviors, that he smelled drugs there.

Wheetley concluded, based principally on Aldo's alert, that he had probable cause to search the truck. His search did not turn up any of the drugs Aldo was trained to detect. But it did reveal 200 loose pseudoephedrine pills, 8,000 matches, a bottle of hydrochloric acid, two containers of antifreeze, and a coffee filter full of iodine crystals—all ingredients for making methamphetamine. Wheetleyaccordingly arrested Harris, who admitted after proper Miranda warnings that he routinely "cooked” methamphetamine at his house and could not go "more than a fewdays without using” it. Id., at 68. The State charged Harris with possessing pseudoephedrine for use in manufacturing methamphetamine.

While out on bail, Harris had another run-in with Wheetley and Aldo. This time, Wheetley pulled Harris over for a broken brake light. Aldo again sniffed the truck's exterior, and again alerted at the driver's-side door handle. Wheetley once more searched the truck, but onthis occasion discovered nothing of interest.

Harris moved to suppress the evidence found in histruck on the ground that Aldo's alert had not given Wheetley probable cause for a search. At the hearing on that motion, Wheetley testified about both his and Aldo's training in drug detection. See id., at 52–82. In 2004, Wheetley (and a different dog) completed a 160-hour course in narcotics detection offered by the Dothan, Alabama Police Department, while Aldo (and a different handler) completed a similar, 120-hour course given by the Apopka, Florida Police Department. That same year, Aldo received a oneyear certification from Drug Beat, a private company that

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specializes in testing and certifying K–9 dogs. Wheetleyand Aldo teamed up in 2005 and went through another,40-hour refresher course in Dothan together. They alsodid four hours of training exercises each week to maintaintheir skills. Wheetley would hide drugs in certain ve- hicles or buildings while leaving others "blank” to determine whether Aldo alerted at the right places. Id., at 57. According to Wheetley, Aldo's performance in those exercises was "really good.” Id., at 60. The State introduced "Monthly Canine Detection Training Logs” consistent withthat testimony: They showed that Aldo always found hidden drugs and that he performed "satisfactorily” (the higher of two possible assessments) on each day of training. Id., at 109–116.

On cross-examination, Harris's attorney chose not tocontest the quality of Aldo's or Wheetley's training. She focused instead on Aldo's certification and his performance in the field, particularly the two stops of Harris's truck.Wheetley conceded that the certification (which, he noted,Florida law did not require) had expired the year beforehe pulled Harris over. See id., at 70–71. Wheetley also acknowledged that he did not keep complete records of Aldo's performance in traffic stops or other field work;instead, he maintained records only of alerts resulting in arrests. See id., at 71–72, 74. But Wheetley defendedAldo's two alerts to Harris's seemingly narcotics-free truck: According to Wheetley, Harris probably transferred the odor of methamphetamine to the door handle, and Aldo responded to that "residual odor.” Id., at 80.

The trial court concluded that Wheetley had probablecause to search Harris's truck and so denied the motion to suppress. Harris then entered a no-contest plea whilereserving the right to appeal the trial court's ruling. An intermediate state court summarily affirmed. See 989 So. 2d 1214, 1215 (2008) (per curiam).

The Florida Supreme Court reversed, holding that

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Wheetley lacked probable cause to search Harris's vehicleunder the Fourth Amendment. "[W]hen a dog alerts,” thecourt wrote, "the fact that the dog has been trained andcertified is simply not enough to establish probable cause.” 71 So. 3d, at 767. To demonstrate a dog's reliability, theState needed to produce a wider array of evidence:

"[T]he State must present . . . the dog's training andcertification records, an explanation of the meaning ofthe particular training and certification, field performance records (including any unverified alerts), and evidence concerning the experience and training of theofficer handling the dog, as well as any other objectiveevidence known to the officer about the dog's reliability.” Id., at 775.

The court particularly stressed the need for "evidence ofthe dog's performance history,” including records showing"how often the dog has alerted in the field without illegal contraband having been found.” Id., at 769. That data, the court stated, could help to expose such problems as a handler's tendency (conscious or not) to "cue [a] dog toalert” and "a dog's inability to distinguish between resid- ual odors and actual drugs.” Id., at 769, 774. Accordingly,an officer like Wheetley who did not keep full records ofhis dog's field performance could never have the requisite cause to think "that the dog is a reliable indicator of drugs.” Id., at 773.

Judge Canady dissented, maintaining that the major- ity's "elaborate and inflexible evidentiary requirements” went beyond the demands of probable cause. Id., at 775. He would have affirmed the trial court's ruling on thestrength of Aldo's training history and Harris's "fail[ure] to present any evidence challenging” it. Id., at 776.

We granted certiorari, 566 U. S. ___ (2012), and now reverse.

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II A police officer has probable cause to conduct a searchwhen "the facts available to [him] would 'warrant a [person] of reasonable caution in the belief '” that contraband or evidence of a crime is present. Texas v. Brown, 460

U. S. 730, 742 (1983) (plurality opinion) (quoting Carroll v. United States, 267 U. S. 132, 162 (1925)); see Safford Unified School Dist. #1 v. Redding, 557 U. S. 364, 370– 371 (2009). The test for probable cause is not reducible to "precise definition or quantification.” Maryland v. Pringle, 540 U. S. 366, 371 (2003). "Finely tuned standards suchas proof beyond a reasonable doubt or by a preponderanceof the evidence . . . have no place in the [probable-cause] decision.” Gates, 462 U. S., at 235. All we have requiredis the kind of "fair probability” on which "reasonable and prudent [people,] not legal technicians, act.” Id., at 238, 231 (internal quotation marks omitted).

In evaluating whether the State has met this practicaland common-sensical standard, we have consistently looked to the totality of the circumstances. See, e.g., Pringle, 540 U. S., at 371; Gates, 462 U. S., at 232; Brinegar v. United States, 338 U. S. 160, 176 (1949). We have rejected rigid rules, bright-line tests, and mechanistic inquiries in favor of a more flexible, all-things-considered approach. In Gates, for example, we abandoned our old test for assessing the reliability of informants' tips because it haddevolved into a "complex superstructure of evidentiaryand analytical rules,” any one of which, if not complied with, would derail a finding of probable cause. 462 U. S., at 235. We lamented the development of a list of "inflexible, independent requirements applicable in every case.” Id., at 230, n. 6. Probable cause, we emphasized, is "afluid concept—turning on the assessment of probabilitiesin particular factual contexts—not readily, or even use- fully, reduced to a neat set of legal rules.” Id., at 232.

The Florida Supreme Court flouted this established

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approach to determining probable cause. To assess the reliability of a drug-detection dog, the court created a strict evidentiary checklist, whose every item the Statemust tick off.1 Most prominently, an alert cannot establish probable cause under the Florida court's decisionunless the State introduces comprehensive documentationof the dog's prior "hits” and "misses” in the field. (Onewonders how the court would apply its test to a rookiedog.) No matter how much other proof the State offers of the dog's reliability, the absent field performance recordswill preclude a finding of probable cause. That is the antithesis of a totality-of-the-circumstances analysis. It is, indeed, the very thing we criticized in Gates when we overhauled our method for assessing the trustworthinessof an informant's tip. A gap as to any one matter, weexplained, should not sink the State's case; rather, that"deficiency . . . may be compensated for, in determiningthe overall reliability of a tip, by a strong showing as to . . . other indicia of reliability.” Id., at 233. So too here, a finding of a drug-detection dog's reliability cannot dependon the State's satisfaction of multiple, independent evidentiary requirements. No more for dogs than for human informants is such an inflexible checklist the way to prove reliability, and thus establish probable cause.

Making matters worse, the decision below treats recordsof a dog's field performance as the gold standard in evi——————

1By the time of oral argument in this case, even Harris declined to defend the idea that the Fourth Amendment compels the State to produce each item of evidence the Florida Supreme Court enumerated.See Tr. of Oral Arg. 29–30 ("I don't believe the Constitution requires [that list]”). Harris instead argued that the court's decision, although"look[ing] rather didactic,” in fact did not impose any such requirement. Id., at 29; see id., at 31 ("[I]t's not a specific recipe that can't be de-viated from”). But in reading the decision below as establishing a mandatory checklist, we do no more than take the court at its (oft-repeated)word. See, e.g., 71 So. 3d 756, 758, 759, 771, 775 (Fla. 2011) (holdingthat the State "must” present the itemized evidence).

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dence, when in most cases they have relatively limitedimport. Errors may abound in such records. If a dogon patrol fails to alert to a car containing drugs, the mistake usually will go undetected because the officer will not initiate a search. Field data thus may not capture a dog's false negatives. Conversely (and more relevant here), if the dog alerts to a car in which the officer finds no narcotics, the dog may not have made a mistake at all. The dogmay have detected substances that were too well hidden orpresent in quantities too small for the officer to locate. Or the dog may have smelled the residual odor of drugs previously in the vehicle or on the driver's person.2 Field data thus may markedly overstate a dog's real false positives. By contrast, those inaccuracies—in either direction—do not taint records of a dog's performance in standard training and certification settings. There, the designers of anassessment know where drugs are hidden and where they are not—and so where a dog should alert and where he

——————

2See U. S. Dept. of Army, Military Working Dog Program 30 (Pamphlet 190–12, 1993) ("The odor of a substance may be present in enoughconcentration to cause the dog to respond even after the substance has been removed. Therefore, when a detector dog responds and no drugor explosive is found, do not assume the dog has made an error”);

S. Bryson, Police Dog Tactics 257 (2d ed. 2000) ("Four skiers toke up inthe parking lot before going up the mountain. Five minutes later a narcotic detector dog alerts to the car. There is no dope inside. However, the dog has performed correctly”). The Florida Supreme Court treated a dog's response to residual odor as an error, referring to the "inability to distinguish between [such] odors and actual drugs” as a"facto[r] that call[s] into question Aldo's reliability.” 71 So. 3d, at 773– 774; see supra, at 4. But that statement reflects a misunderstanding.A detection dog recognizes an odor, not a drug, and should alert whenever the scent is present, even if the substance is gone (just as a policeofficer's much inferior nose detects the odor of marijuana for some timeafter a joint has been smoked). In the usual case, the mere chance that the substance might no longer be at the location does not matter; a well-trained dog's alert establishes a fair probability—all that is required for probable cause—that either drugs or evidence of a drugcrime (like the precursor chemicals in Harris's truck) will be found.

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should not. The better measure of a dog's reliability thus comes away from the field, in controlled testingenvironments.3

For that reason, evidence of a dog's satisfactory performance in a certification or training program can itself provide sufficient reason to trust his alert. If a bona fide organization has certified a dog after testing his reliabilityin a controlled setting, a court can presume (subject to any conflicting evidence offered) that the dog's alert provides probable cause to search. The same is true, even in the absence of formal certification, if the dog has recently and successfully completed a training program that evaluatedhis proficiency in locating drugs. After all, law enforcement units have their own strong incentive to use effective training and certification programs, because only accuratedrug-detection dogs enable officers to locate contraband without incurring unnecessary risks or wasting limited time and resources.

A defendant, however, must have an opportunity tochallenge such evidence of a dog's reliability, whether bycross-examining the testifying officer or by introducing his own fact or expert witnesses. The defendant, for example,may contest the adequacy of a certification or training program, perhaps asserting that its standards are too lax or its methods faulty. So too, the defendant may examinehow the dog (or handler) performed in the assessmentsmade in those settings. Indeed, evidence of the dog's (orhandler's) history in the field, although susceptible to the kind of misinterpretation we have discussed, may sometimes be relevant, as the Solicitor General acknowledged

—————— 3See K. Furton, J. Greb, & H. Holness, Florida Int'l Univ., The Scientific Working Group on Dog and Orthogonal Detector Guidelines 1, 61–62, 66 (2010) (recommending as a "best practice” that a dog's reliabilityshould be assessed based on "the results of certification and proficiencyassessments,” because in those "procedure[s] you should know whether you have a false positive,” unlike in "most operational situations”).

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at oral argument. See Tr. of Oral Arg. 23–24 ("[T]hedefendant can ask the handler, if the handler is on the stand, about field performance, and then the court can give that answer whatever weight is appropriate”). And even assuming a dog is generally reliable, circumstancessurrounding a particular alert may undermine the case for probable cause—if, say, the officer cued the dog (consciously or not), or if the team was working under un- familiar conditions.

In short, a probable-cause hearing focusing on a dog'salert should proceed much like any other. The court should allow the parties to make their best case, consistent with the usual rules of criminal procedure. And the court should then evaluate the proffered evidence todecide what all the circumstances demonstrate. If the State has produced proof from controlled settings that a dog performs reliably in detecting drugs, and the defendant has not contested that showing, then the court shouldfind probable cause. If, in contrast, the defendant has challenged the State's case (by disputing the reliability of the dog overall or of a particular alert), then the court should weigh the competing evidence. In all events, the court should not prescribe, as the Florida Supreme Courtdid, an inflexible set of evidentiary requirements. The question—similar to every inquiry into probable cause—is whether all the facts surrounding a dog's alert, viewed through the lens of common sense, would make a reason- ably prudent person think that a search would reveal con- traband or evidence of a crime. A sniff is up to snuff when it meets that test.

III And here, Aldo's did. The record in this case amply supported the trial court's determination that Aldo's alert gave Wheetley probable cause to search Harris's truck.The State, as earlier described, introduced substantial

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evidence of Aldo's training and his proficiency in finding drugs. See supra, at 2–3. The State showed that two years before alerting to Harris's truck, Aldo had successfully completed a 120-hour program in narcotics detection, and separately obtained a certification from an independent company. And although the certification expired aftera year, the Sheriff 's Office required continuing training for Aldo and Wheetley. The two satisfied the requirements of another, 40-hour training program one year prior to the search at issue. And Wheetley worked with Aldofor four hours each week on exercises designed to keeptheir skills sharp. Wheetley testified, and written recordsconfirmed, that in those settings Aldo always performed at the highest level.

Harris, as also noted above, declined to challenge in the trial court any aspect of Aldo's training. See supra, at 3. To be sure, Harris's briefs in this Court raise questions about that training's adequacy—for example, whether the programs simulated sufficiently diverse environments andwhether they used enough blind testing (in which thehandler does not know the location of drugs and so cannot cue the dog). See Brief for Respondent 57–58. Similarly,Harris here queries just how well Aldo performed in controlled testing. See id., at 58. But Harris never voiced those doubts in the trial court, and cannot do so for the first time here. See, e.g., Rugendorf v. United States, 376

U. S. 528, 534 (1964). As the case came to the trial court,Aldo had successfully completed two recent drug-detectioncourses and maintained his proficiency through weeklytraining exercises. Viewed alone, that training record—with or without the prior certification—sufficed to establish Aldo's reliability. See supra, at 8–9.

And Harris's cross-examination of Wheetley, which focused on Aldo's field performance, failed to rebut the State's case. Harris principally contended in the trialcourt that because Wheetley did not find any of the sub11

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stances Aldo was trained to detect, Aldo's two alerts must have been false. See Brief for Respondent 1; App. 77–80.But we have already described the hazards of inferring too much from the failure of a dog's alert to lead to drugs, see supra, at 7; and here we doubt that Harris's logic doesjustice to Aldo's skills. Harris cooked and used methamphetamine on a regular basis; so as Wheetley later surmised, Aldo likely responded to odors that Harris had transferred to the driver's-side door handle of his truck. See supra, at 3. A well-trained drug-detection dog should alert to such odors; his response to them might appeara mistake, but in fact is not. See n. 2, supra. And still more fundamentally, we do not evaluate probable cause inhindsight, based on what a search does or does not turn up. See United States v. Di Re, 332 U. S. 581, 595 (1948).For the reasons already stated, Wheetley had good causeto view Aldo as a reliable detector of drugs. And no specialcircumstance here gave Wheetley reason to discount Aldo'susual dependability or distrust his response to Harris's truck.



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See: http://www.supremecourt.gov/opinions/12pdf/11-817_5if6.pdf

Because training records established Aldo’s reliability in detecting drugs and Harris failed to undermine that showing, we agree with the trial court that Wheetley had probable cause to search Harris’s truck. We accordinglyreverse the judgment of the Florida Supreme Court.

It is so ordered.