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United States of America v. Petrona Gaspar-Miguel
Date: 12-24-2021
Case Number: 19-2020
Judge: Mary Beck Briscoe
Court:
UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
On appeal from The United States District Court for the District of New Mexico - Las Cruces
Plaintiff's Attorney: Attorney, with him on the brief), Office of the United States Attorney for the District of
New Mexico, Las Cruces, New Mexico
Defendant's Attorney:
Denver, CO - Best Immigration Lawyer Directory
Denver, CO - Best Immigration Lawyer Directory
Re: MoreLaw National Jury Verdict and Settlement
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Description:
Neither party disputes the relevant facts. See Aplt.'s Br. at 16; Aple.'s Br. at
10. A border patrol agent monitoring the border observed a group of people, of whom
Gaspar was one, cross the border from Mexico into the United States by walking
around a 15-foot high fence. ROA II at 16-17, 19, 20-22, 34. The agent radioed for
assistance, and continued to observe the group as they proceeded further into the
United States. Id. The agent watched the group with binoculars continuously from the
time of their crossing until they were apprehended by other agents. Id. at 21–23.
However, he could not make out any details of the individuals, even to determine
how many there were.
Gaspar was charged with illegal entry without inspection, in violation of 8
U.S.C. § 1325(a). Section 1325(a)(1) provides for criminal punishment of "any alien
who (1) enters or attempts to enter the United States at any time or place other than
as designated by immigration officers . . .†8 U.S.C. § 1325(a)(1) (emphasis added).
A motion hearing and bench trial were held before a magistrate judge, who found
Gaspar guilty on the theory that she had, in fact, "entered†the United States. Gaspar
appealed to the district court and argued her conviction should be overturned because
"she did not 'enter' the United States within the meaning of § 1325(a) because she
Appellate Case: 19-2020 Document: 010110289608 Date Filed: 01/16/2020 Page: 2
3
was under official restraint [through constant surveillance] from the time of her entry
until her arrest.†ROA I at 35.
The district court found that the word "enters†in the immigration context has a
long history of requiring not just physical presence in the country, but also freedom
from official restraint. But the district court declined to hold that continuous
surveillance constituted official restraint and found there was sufficient evidence to
convict Gaspar of violating 8 U.S.C. § 1325(a)(1).
II
The concept of "freedom from official restraint†as a requirement for "entryâ€
in immigration law began in the civil context, as part of the distinction between
excludable and deportable aliens. ROA Vol. I at 212–218; see also United States v.
Argueta-Rosales, 819 F.3d 1149, 1162–63 (9th Cir. 2016) (Bybee, J., concurring in
the judgment only). Excludable aliens, turned away at the border, received few due
process protections; in contrast, deportable aliens, because they could "move freely
within the country and mix with the general population,†had greater procedural and
substantive rights because the Due Process Clause applies to all "persons†within the
United States. Id.
In order to align the rights of aliens who had technically crossed the border but
were not free to move within the general population with the rights of those aliens
turned away at the border, courts created the doctrine of freedom from official
restraint. Id. The doctrine is based on the legal fiction that an entry is not
accomplished until the alien is free from official restraint and can move freely within
Appellate Case: 19-2020 Document: 010110289608 Date Filed: 01/16/2020 Page: 3
4
the country. Id. While the doctrine was more typically discussed in the civil context,
some courts applied it in criminal cases as well. See, e.g., United States v. Vasilatos,
209 F.2d 195, 197 (3d Cir. 19541
) (holding, in the criminal context, that the court
would not "disturb†the official restraint theory of entry).
In 1952, Congress enacted the Immigration and Nationality Act (INA). Pub. L.
No. 82–414, 66 Stat. 163 (June 27, 1952). The INA consolidated statutory authority
over a wide range of immigration issues and laid out a broad definition of the term
"entry.†Id. at 163–67. However, even after the passage of the INA with entry's
broad definition, courts continued to treat "freedom from official restraint†as a
necessary component of "entry.†See, e.g., United States v. Oscar, 496 F.2d 492,
493–94 (9th Cir. 1974); see also United States v. Kavazanjian, 623 F.2d 730, 736,
739 (1st Cir. 1980).
In 1996, Congress eliminated the definition of the term "entry†from the INA,
in the Illegal Immigration Reform and Immigrant Responsibility Act (IIRIRA). Pub.
L. No. 104-208, 110 Stat. 3009 (1996). Now, for purposes of determining what level
of due process rights to apply to an alien found within the United States, the relevant
distinction has changed. Rather than distinguishing between aliens who are
excludable or aliens who are deportable, the line is drawn between aliens who are
lawfully admitted and those who are not. See 8 U.S.C. § 1101(a)(13)(A). However,
1
Although enacted by the time Vasilatos was decided, the Immigration and
Nationality Act was not in effect when the alleged crime occurred.
Appellate Case: 19-2020 Document: 010110289608 Date Filed: 01/16/2020 Page: 4
5
the INA still makes numerous references to "entry,†including in the new definition
of "admission†itself. Id.
When interpreting "entry,†we must acknowledge Congress is using a term
with a settled meaning. And, if the statute at issue does not dictate otherwise, we
must infer that Congress meant to incorporate the term's settled meaning. See Neder
v. United States, 527 U.S. 1, 21–22 (1999); see also Sekhar v. United States, 570 U.S.
729, 733 (2013). Abiding by this same principle, courts and the Board of Immigration
Appeals (BIA) have continued to interpret "enter,†in a variety of contexts, as only
completed once an individual is "free from official restraint.†See, e.g., Lopez v.
Sessions, 851 F.3d 626, 631 (6th Cir. 2017) ("to 'enter' the country under this
criminal statute [§ 1326(a)], as under entry for special rule cancellation purposes, the
individual must be free from official restraintâ€); United States v. Macias, 740 F.3d
96, 100 (2d Cir. 2014) (noting that, because of the official restraint present, law
enforcement's treatment of the defendant would not have resulted in "entry†under
§ 1326); United States v. Laville, 480 F.3d 187, 198 (3d Cir. 2007) (McKee, J.,
concurring) (noting that entry requires freedom from restraint in order to sustain a
conviction under both §§ 1325 and 1326); and In re Martinez-Serrano, 25 I. & N.
Dec. 151, 153 (BIA 2009) (identifying "freedom from official restraint†as the third
requirement of "entry†under "our precedent decisionsâ€).
III
For purposes of this appeal, we need not address the broader question of
whether "entry†under § 1325(a) requires freedom from official restraint. We
Appellate Case: 19-2020 Document: 010110289608 Date Filed: 01/16/2020 Page: 5
6
conclude, as pertinent here, that continuous surveillance by border patrol agents, by
itself, does not constitute official restraint.
First, the term "official restraint†is not found in § 1325. Thus, we need not
accept, as we might with "enter,†that Congress is employing a term with a settled
meaning, because Congress has not used that term.
Second, the notion that continuous surveillance alone can amount to official
restraint has only recently been applied in the criminal context, where we note
several references to the concept in Ninth Circuit cases. See United States v.
Pacheco-Medina, 212 F.3d 1162, 1166 (9th Cir. 2000) (citing In re Pierre, 14 I. & N.
Dec. 467 (BIA 1973)); see also United States v. Gonzalez-Torres, 309 F.3d 594, 597
(9th Cir. 2002) (holding, under very similar facts, that continuous surveillance of a
group entering meant the defendant was never free from official restraint and
overturning the defendant's conviction under § 1325) and United States v. RuizLopez, 234 F.3d 445, 449 (9th Cir. 2000).
Third, practical and policy concerns support our treating continuous
surveillance differently from other forms of official restraint. From a common-sense
viewpoint, that continuous surveillance could be thought of as "restraint†is illogical.
If the alien does not know that he is under surveillance, it is difficult to perceive how
that surveillance can be said to have prevented that alien from moving "at large and
at will within the United States.†Cf. In re Pierre, 14 I. & N. Dec. at 469 (citing
Chow Chok, 161 Fed. 630); accord Pacheco-Medina, 212 F.3d at 1164. Additionally,
as seen in the Ninth Circuit case law, parsing what should or should not qualify as
Appellate Case: 19-2020 Document: 010110289608 Date Filed: 01/16/2020 Page: 6
7
"surveillance†and how continuous it must be can lead to distinctions so fine as to
become meaningless, if not arbitrary. See United States v. Cruz-Escoto, 476 F.3d
1081, 1087 (9th Cir. 2007) (holding the defendant free from official restraint,
because he was not observed at all times after crossing the border); United States v.
Vela-Robles, 397 F.3d 786, 789 (9th Cir. 2005) (holding that triggering a seismic
sensor is not surveillance for purposes of official restraint); United States v.
Hernandez-Herrera, 273 F.3d 1213, 1218–19 (9th Cir. 2001) (holding that
"persistent tracking†is not official restraint); see also Argueta-Rosales, 819 F.3d at
1162–63 (Bybee, J. concurring in the judgment only) ("our understanding of when an
alien is 'free from official restraint' has reached an absurd positionâ€).
As a general matter, treating continuous surveillance as official restraint in
turn treats aliens who take exactly the same actions with exactly the same intent as
committing different versions of a crime: attempted entry, versus entry. See also
ROA Vol. I at 225, 227 ("[w]hen police set up sting operations to catch car thieves,
clandestinely surveilling the 'bait car' throughout the operation, an individual who
successfully steals the bait car is not somehow innocent of the crime simply because
law enforcement watched the entire sequence of events unfoldâ€). Further, depending
on the exact contours of "continuous surveillance,†there is also the potential for
perverse incentives for law enforcement agents to "look away†to avoid the
application of "continuous surveillance.â€
Denver, CO - Immigration lawyer represented defendant with a illegal entry without inspection charge.
Neither party disputes the relevant facts. See Aplt.'s Br. at 16; Aple.'s Br. at
10. A border patrol agent monitoring the border observed a group of people, of whom
Gaspar was one, cross the border from Mexico into the United States by walking
around a 15-foot high fence. ROA II at 16-17, 19, 20-22, 34. The agent radioed for
assistance, and continued to observe the group as they proceeded further into the
United States. Id. The agent watched the group with binoculars continuously from the
time of their crossing until they were apprehended by other agents. Id. at 21–23.
However, he could not make out any details of the individuals, even to determine
how many there were.
Gaspar was charged with illegal entry without inspection, in violation of 8
U.S.C. § 1325(a). Section 1325(a)(1) provides for criminal punishment of "any alien
who (1) enters or attempts to enter the United States at any time or place other than
as designated by immigration officers . . .†8 U.S.C. § 1325(a)(1) (emphasis added).
A motion hearing and bench trial were held before a magistrate judge, who found
Gaspar guilty on the theory that she had, in fact, "entered†the United States. Gaspar
appealed to the district court and argued her conviction should be overturned because
"she did not 'enter' the United States within the meaning of § 1325(a) because she
Appellate Case: 19-2020 Document: 010110289608 Date Filed: 01/16/2020 Page: 2
3
was under official restraint [through constant surveillance] from the time of her entry
until her arrest.†ROA I at 35.
The district court found that the word "enters†in the immigration context has a
long history of requiring not just physical presence in the country, but also freedom
from official restraint. But the district court declined to hold that continuous
surveillance constituted official restraint and found there was sufficient evidence to
convict Gaspar of violating 8 U.S.C. § 1325(a)(1).
II
The concept of "freedom from official restraint†as a requirement for "entryâ€
in immigration law began in the civil context, as part of the distinction between
excludable and deportable aliens. ROA Vol. I at 212–218; see also United States v.
Argueta-Rosales, 819 F.3d 1149, 1162–63 (9th Cir. 2016) (Bybee, J., concurring in
the judgment only). Excludable aliens, turned away at the border, received few due
process protections; in contrast, deportable aliens, because they could "move freely
within the country and mix with the general population,†had greater procedural and
substantive rights because the Due Process Clause applies to all "persons†within the
United States. Id.
In order to align the rights of aliens who had technically crossed the border but
were not free to move within the general population with the rights of those aliens
turned away at the border, courts created the doctrine of freedom from official
restraint. Id. The doctrine is based on the legal fiction that an entry is not
accomplished until the alien is free from official restraint and can move freely within
Appellate Case: 19-2020 Document: 010110289608 Date Filed: 01/16/2020 Page: 3
4
the country. Id. While the doctrine was more typically discussed in the civil context,
some courts applied it in criminal cases as well. See, e.g., United States v. Vasilatos,
209 F.2d 195, 197 (3d Cir. 19541
) (holding, in the criminal context, that the court
would not "disturb†the official restraint theory of entry).
In 1952, Congress enacted the Immigration and Nationality Act (INA). Pub. L.
No. 82–414, 66 Stat. 163 (June 27, 1952). The INA consolidated statutory authority
over a wide range of immigration issues and laid out a broad definition of the term
"entry.†Id. at 163–67. However, even after the passage of the INA with entry's
broad definition, courts continued to treat "freedom from official restraint†as a
necessary component of "entry.†See, e.g., United States v. Oscar, 496 F.2d 492,
493–94 (9th Cir. 1974); see also United States v. Kavazanjian, 623 F.2d 730, 736,
739 (1st Cir. 1980).
In 1996, Congress eliminated the definition of the term "entry†from the INA,
in the Illegal Immigration Reform and Immigrant Responsibility Act (IIRIRA). Pub.
L. No. 104-208, 110 Stat. 3009 (1996). Now, for purposes of determining what level
of due process rights to apply to an alien found within the United States, the relevant
distinction has changed. Rather than distinguishing between aliens who are
excludable or aliens who are deportable, the line is drawn between aliens who are
lawfully admitted and those who are not. See 8 U.S.C. § 1101(a)(13)(A). However,
1
Although enacted by the time Vasilatos was decided, the Immigration and
Nationality Act was not in effect when the alleged crime occurred.
Appellate Case: 19-2020 Document: 010110289608 Date Filed: 01/16/2020 Page: 4
5
the INA still makes numerous references to "entry,†including in the new definition
of "admission†itself. Id.
When interpreting "entry,†we must acknowledge Congress is using a term
with a settled meaning. And, if the statute at issue does not dictate otherwise, we
must infer that Congress meant to incorporate the term's settled meaning. See Neder
v. United States, 527 U.S. 1, 21–22 (1999); see also Sekhar v. United States, 570 U.S.
729, 733 (2013). Abiding by this same principle, courts and the Board of Immigration
Appeals (BIA) have continued to interpret "enter,†in a variety of contexts, as only
completed once an individual is "free from official restraint.†See, e.g., Lopez v.
Sessions, 851 F.3d 626, 631 (6th Cir. 2017) ("to 'enter' the country under this
criminal statute [§ 1326(a)], as under entry for special rule cancellation purposes, the
individual must be free from official restraintâ€); United States v. Macias, 740 F.3d
96, 100 (2d Cir. 2014) (noting that, because of the official restraint present, law
enforcement's treatment of the defendant would not have resulted in "entry†under
§ 1326); United States v. Laville, 480 F.3d 187, 198 (3d Cir. 2007) (McKee, J.,
concurring) (noting that entry requires freedom from restraint in order to sustain a
conviction under both §§ 1325 and 1326); and In re Martinez-Serrano, 25 I. & N.
Dec. 151, 153 (BIA 2009) (identifying "freedom from official restraint†as the third
requirement of "entry†under "our precedent decisionsâ€).
III
For purposes of this appeal, we need not address the broader question of
whether "entry†under § 1325(a) requires freedom from official restraint. We
Appellate Case: 19-2020 Document: 010110289608 Date Filed: 01/16/2020 Page: 5
6
conclude, as pertinent here, that continuous surveillance by border patrol agents, by
itself, does not constitute official restraint.
First, the term "official restraint†is not found in § 1325. Thus, we need not
accept, as we might with "enter,†that Congress is employing a term with a settled
meaning, because Congress has not used that term.
Second, the notion that continuous surveillance alone can amount to official
restraint has only recently been applied in the criminal context, where we note
several references to the concept in Ninth Circuit cases. See United States v.
Pacheco-Medina, 212 F.3d 1162, 1166 (9th Cir. 2000) (citing In re Pierre, 14 I. & N.
Dec. 467 (BIA 1973)); see also United States v. Gonzalez-Torres, 309 F.3d 594, 597
(9th Cir. 2002) (holding, under very similar facts, that continuous surveillance of a
group entering meant the defendant was never free from official restraint and
overturning the defendant's conviction under § 1325) and United States v. RuizLopez, 234 F.3d 445, 449 (9th Cir. 2000).
Third, practical and policy concerns support our treating continuous
surveillance differently from other forms of official restraint. From a common-sense
viewpoint, that continuous surveillance could be thought of as "restraint†is illogical.
If the alien does not know that he is under surveillance, it is difficult to perceive how
that surveillance can be said to have prevented that alien from moving "at large and
at will within the United States.†Cf. In re Pierre, 14 I. & N. Dec. at 469 (citing
Chow Chok, 161 Fed. 630); accord Pacheco-Medina, 212 F.3d at 1164. Additionally,
as seen in the Ninth Circuit case law, parsing what should or should not qualify as
Appellate Case: 19-2020 Document: 010110289608 Date Filed: 01/16/2020 Page: 6
7
"surveillance†and how continuous it must be can lead to distinctions so fine as to
become meaningless, if not arbitrary. See United States v. Cruz-Escoto, 476 F.3d
1081, 1087 (9th Cir. 2007) (holding the defendant free from official restraint,
because he was not observed at all times after crossing the border); United States v.
Vela-Robles, 397 F.3d 786, 789 (9th Cir. 2005) (holding that triggering a seismic
sensor is not surveillance for purposes of official restraint); United States v.
Hernandez-Herrera, 273 F.3d 1213, 1218–19 (9th Cir. 2001) (holding that
"persistent tracking†is not official restraint); see also Argueta-Rosales, 819 F.3d at
1162–63 (Bybee, J. concurring in the judgment only) ("our understanding of when an
alien is 'free from official restraint' has reached an absurd positionâ€).
As a general matter, treating continuous surveillance as official restraint in
turn treats aliens who take exactly the same actions with exactly the same intent as
committing different versions of a crime: attempted entry, versus entry. See also
ROA Vol. I at 225, 227 ("[w]hen police set up sting operations to catch car thieves,
clandestinely surveilling the 'bait car' throughout the operation, an individual who
successfully steals the bait car is not somehow innocent of the crime simply because
law enforcement watched the entire sequence of events unfoldâ€). Further, depending
on the exact contours of "continuous surveillance,†there is also the potential for
perverse incentives for law enforcement agents to "look away†to avoid the
application of "continuous surveillance.â€
Outcome:
We conclude that even if we assume, arguendo, that “entry†under
§ 1325(a)(1) requires freedom from official restraint, continuous surveillance by
itself does not constitute official restraint. The judgment of the district court is
AFFIRMED.
§ 1325(a)(1) requires freedom from official restraint, continuous surveillance by
itself does not constitute official restraint. The judgment of the district court is
AFFIRMED.
Plaintiff's Experts:
Defendant's Experts:
Comments:
About This Case
What was the outcome of United States of America v. Petrona Gaspar-Miguel?
The outcome was: We conclude that even if we assume, arguendo, that “entry†under § 1325(a)(1) requires freedom from official restraint, continuous surveillance by itself does not constitute official restraint. The judgment of the district court is AFFIRMED.
Which court heard United States of America v. Petrona Gaspar-Miguel?
This case was heard in <center><h4><b> UNITED STATES COURT OF APPEALS FOR THE TENTH CIRCUIT </b> <br> <font color="green"><i>On appeal from The United States District Court for the District of New Mexico - Las Cruces </i></font></center></h4>, CO. The presiding judge was Mary Beck Briscoe.
Who were the attorneys in United States of America v. Petrona Gaspar-Miguel?
Plaintiff's attorney: Attorney, with him on the brief), Office of the United States Attorney for the District of New Mexico, Las Cruces, New Mexico. Defendant's attorney: Denver, CO - Best Immigration Lawyer Directory Tell MoreLaw About Your Litigation Successes and MoreLaw Will Tell the World. Re: MoreLaw National Jury Verdict and Settlement Counselor: MoreLaw collects and publishes civil and criminal litigation information from the state and federal courts nationwide. Publication is free and access to the information is free to the public. MoreLaw will publish litigation reports submitted by you free of charge Info@MoreLaw.com - 855-853-4800.
When was United States of America v. Petrona Gaspar-Miguel decided?
This case was decided on December 24, 2021.