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Thoams Lippman v. City of Oakland

Date: 01-22-2018

Case Number: A141865

Judge: Kennedy

Court: California Court of Appeals First Appellate District Division Four on appeal from the Superior Court, Alameda County

Plaintiff's Attorney: John Stuart Claassen and Jan David Breemer

Defendant's Attorney: Barbara Jean Parker and Rosario Perry

Description:
Lippman owns rental property in the City. In 2009 and 2010, the City’s Building

Services Department (Building Services) cited Lippman for blight and substandard living

conditions on the property. He disputed the citations and eventually sought

administrative review.

In April and June 2012, a hearing officer appointed by Building Services heard

Lippman’s appeals. The hearing officer received testimony from Lippman and various

City representatives. After receiving oral testimony and reviewing the relevant notices

and invoices, the hearing officer found that Lippman was (or had been) in violation of

various City ordinances for each of the citations. The hearing officer further found that

the testimony of the witnesses, as well as Lippman, supported a finding that the property

was blighted in 2009 and abatement did not occur until after fees were assessed. The

hearing officer found that the testimony of the witnesses, including Lippman, supported a

finding that the substandard living conditions inside the property had not been abated.

Lippman’s appeals were denied.

After receiving the appeal decisions from the hearing officer, Lippman filed the

underlying writ petition. In the petition, he alleged, among other things, that his appeals

should have been heard before the city council or an appeals board instead of a single

hearing examiner.

The parties briefed the merits of the petition. After hearing the arguments of the

parties, the trial court requested supplemental briefing on one issue—whether there is a

conflict between the Oakland Municipal and Planning Codes (OMPC) section 15.08.410

et seq. and the 2010 Building Code section 1.8.8.1. If a conflict existed, the trial court

asked whether the matter at issue in the petition was a “municipal affair” subject to

regulation by the City or one of “statewide concern” subject to regulation by the state.

The trial court held another hearing and took the matter under submission. After

further consideration, the trial court granted the petition in part. As to the administrative

writ seeking review of the blight citations, the writ was granted, the appeal decision was

set aside, and the City was directed to either refund the fees Lippman paid on these

citations or hold a new administrative hearing on the blight citations only. The City

elected to notice a new administrative hearing on these citations. As to the administrative

writ seeking review of the substandard living conditions citation, the writ was denied.

As to the traditional writ seeking to compel the City to hear administrative appeals

before the city council or an appeals board pursuant to the Building Code, the writ was

denied. The trial court issued a decision stating that, inter alia, “the relevant provisions of

the State Housing Law and State Building Code, although not free of ambiguity, do not

bar a city from authorizing its enforcement agency to resolve such appeals by appointing

a hearing examiner to decide them.” The trial court determined it did not have to reach

the “difficult constitutional question” of whether the underlying issue was a matter of

“statewide concern” where state law would regulate the City’s activity because it found

no conflict existed in the first instance.

Lippman filed this appeal, challenging only the denial of his petition seeking

traditional mandamus. Specifically, his appeal is limited to the issue of whether the

City’s current administrative appeal process for deciding appeals from Building Services

citations conflicts with the Building Code and, if a conflict exists, whether the matter at

issue is a “municipal affair” governed by the City’s municipal code or one of “statewide

concern” governed by the Building Code.

II. DISCUSSION

In determining whether the trial court erred in denying Lippman’s petition for writ

of mandate, we first must determine whether there is a conflict between the City’s

municipal code and the 2010 Building Code. If such a conflict exists, we must decide

whether Lippman’s petition involves a “municipal affair” subject to regulation by the

City or one of “statewide concern” subject to regulation by the state. In resolving these

questions, we are guided by established principles of law.

A. Standard of Review

“ ‘A traditional writ of mandate under Code of Civil Procedure section 1085 is a

method for compelling a public entity to perform a legal and usually ministerial duty.’ ”

(American Federation of State, County & Municipal Employees v. Metropolitan Water

District (2005) 126 Cal.App.4th 247, 261.) “In reviewing a trial court’s judgment on a

petition for writ of ordinary mandate, . . . we exercise our independent judgment on legal

issues, such as the interpretation of statutory . . . provisions.” (Kreeft v. City of

Oakland (1998) 68 Cal.App.4th 46, 53.)

In interpreting a statute, “[w]e begin as always ‘with the fundamental premise that

the objective of statutory interpretation is to ascertain and effectuate legislative intent.’

[Citation.] To discover that intent we first look to the words of the statute, giving them

their usual and ordinary meaning. [Citations.] ‘Where the words of the statute are clear,

we may not add to or alter them to accomplish a purpose that does not appear on the face

of the statute or from its legislative history.’ ” (Trope v. Katz (1995) 11 Cal.4th 274,

280.)

B. Principles of Local Government Law

Oakland is a charter city for purposes of “home rule” authority. (Cal. Const.,

art. XI, § 5, subd. (a).) A charter city “ ‘ha[s] exclusive power to legislate over

“municipal affairs.” ’ ” (Cawdrey v. City of Redondo Beach (1993) 15 Cal.App.4th 1212,

1218, citing Fisher v. City of Berkeley (1984) 37 Cal.3d 644, 704.) The home rule

represents “an ‘affirmative constitutional grant to charter cities of “all powers appropriate

for a municipality to possess . . .” and [includes] the important corollary that “so far as

‘municipal affairs’ are concerned,” charter cities are “supreme and beyond the reach of

legislative enactment.” ’ ” (State Building & Construction Trades Council of California

v. City of Vista (2012) 54 Cal.4th 547, 556 (State Building).) But “as to matters of

statewide concern, charter cities remain subject to state law. (Bishop v. City of San

Jose (1969) 1 Cal.3d 56, 61–62 [citations].)” (Sonoma County Organization of Public

Employees v. County of Sonoma (1979) 23 Cal.3d 296, 315–316.)

The relevant case law has identified the steps we must take in resolving this

controversy. “First, a court must determine whether there is a genuine conflict between a

state statute and a municipal ordinance. [Citations.] Only after concluding there is an

actual conflict should a court proceed with the second question; i.e., does the local

legislation impact a municipal or statewide concern?” (Barajas v. City of

Anaheim (1993) 15 Cal.App.4th 1808, 1813; see also Associated Builders & Contractors,

Inc. v. San Francisco Airports Com. (1999) 21 Cal.4th 352, 364; Rider v. City of San

Diego (1998) 18 Cal.4th 1035, 1054.) Finally, if a genuine conflict is presented and the

state statute qualifies as a matter of statewide concern, “we next consider whether it is

both (i) reasonably related to the resolution of that concern, and (ii) ‘narrowly tailored’ to

limit incursion into legitimate municipal interests.” (Johnson v. Bradley (1992) 4 Cal.4th

389, 404, 406, fn. 17.)

C. The municipal code conflicts with the Building Code.

Lippman argues the City’s appeals process before a single hearing officer conflicts

with the procedures set forth in the Building Code. We agree.

1. State Law

The State Housing Law (Health & Saf. Code, § 17910 et seq.) provides statewide

construction and occupancy standards for buildings used for human habitation. The State

Housing Law incorporates into state law the Building Code, as well as various uniform

codes, including the Uniform Housing Code. (Id. § 17922.) The State Housing Law, the

building standards published in the Building Code, and rules and regulations promulgated

therein “apply in all parts of the state” to apartment houses, hotels, motels, and dwellings,

and buildings and structures accessory thereto. (Id. § 17950.)

At issue in this appeal is section 1.8.8 of the 2010 Building Code, entitled

“APPEALS BOARD,” and it provides as follows:

“1.8.8.1 General. Every city, county, or city and county shall establish a process

to hear and decide appeals of orders, decisions and determinations made by the enforcing

agency relative to the application and interpretation of this code and other regulations

governing use, maintenance and change of occupancy. The governing body of any city,

county, or city and county may establish a local appeals board and a housing appeals

board to serve this purpose. Members of the appeals board(s) shall not be employees of

the enforcing agency and shall be knowledgeable in the applicable building codes,

regulations and ordinances as determined by the governing body of the city, county, or

city and county.

“Where no such appeals boards or agencies have been established, the governing

body of the city, county, or city and county shall serve as the local appeals board or

housing appeals board as specified in California Health and Safety Code Sections

17920.5 and 17920.6.[2]

“1.8.8.2 Definitions. The following terms shall for the purposes of this section

have the meaning shown.

“HOUSING APPEALS BOARD. The board or agency of a city, county or city

and county which is authorized by the governing body of the city, county or city and

county to hear appeals regarding the requirements of the city, county or city and county

relating to the use, maintenance and change of occupancy of buildings and structures,

including requirements governing alteration, additions, repair, demolition and moving. In

any area in which there is no such board or agency, “Housing appeals board” means the

local appeals board having jurisdiction over the area.

“LOCAL APPEALS BOARD. The board or agency of a city, county or city and

county which is authorized by the governing body of the city, county or city and county

to hear appeals regarding the building requirements of the city, county or city and county.

In any area in which there is no such board or agency, “Local appeals board” means the

governing body of the city, county or city and county having jurisdiction over the area.

“1.8.8.3 Appeals. Except as otherwise provided in law, any person, firm or

corporation adversely affected by a decision, order or determination by a city, county or

city and county relating to the application of building standards published in the

2 Health and Safety Code section 17920.5 defines a “local appeals board” in terms

identical to Building Code section 1.8.8.2. Health and Safety Code section 17920.6

defines “housing appeals board” as “the board or agency of a city or county which is

authorized by the governing body of the city or county to hear appeals regarding the

requirements of the city or county relating to the use, maintenance, and change of

occupancy of hotels, motels, lodginghouses, apartment houses, and dwellings, or portions

thereof, and buildings and structures accessory thereto, including requirements governing

alteration, additions, repair, demolition, and moving of such buildings if also authorized

to hear such appeals. In any area in which [there] is not such a board or agency, ‘housing

appeals board’ means the local appeals board having jurisdiction over such area.”



California Building Standards Code, or any other applicable rule or regulation adopted by

the Department of Housing and Community Development, or any lawfully enacted

ordinance by a city, county or city and county, may appeal the issue for resolution to the

local appeals board or housing appeals board as appropriate.

“The local appeals board shall hear appeals relating to new building construction

and the housing appeals board shall hear appeals relating to existing buildings.” (2010

Building Code, § 1.8.8.)

2. Oakland Municipal and Planning Codes

The City’s municipal code authorizes the city manager to set standards and

procedures for holding administrative hearings “to adjudicate the issuance of

administrative citations . . . .” (OMPC, § 1.12.080(A).) The municipal code

further states, “In all instances, the determination regarding administrative

citations resulting from the administrative hearing shall be final and conclusive.”

(OMPC, § 1.12.080(C).)

Municipal code section 15.04.1.125 states that a property owner may

request an administrative hearing with a “Hearing Examiner” in order to “hear

and decide appeals of orders, decisions, or determinations made by the Building

Official relative to the application and interpretation of the non-administrative

(technical) requirements of this Code . . . .” (OMPC, § 15.04.1.125(A); former

OMPC, § 15.04.025(A).)

Municipal code sections 15.08.410 et seq. outline the specific

administrative hearing procedures used for building maintenance code violations.

They establish the process for requesting a hearing, scheduling a hearing before

the “Hearing Examiner,” and determining what matters or issues will be

considered. (OMPC, §§ 15.08.410, 15.08.420, 15.08.430.) When a property

owner requests an appeal from a decision of the Building Official, the Building

Official is required to fix the date, time, and place for the hearing of the appeal by

the Hearing Examiner. (OMPC, § 15.08.410(B).) “Decisions made and

determinations rendered by the Hearing Examiner shall be in all cases final and

conclusive.” (OMPC, § 15.08.450.)

3. Analysis

The City contends there is no conflict between the municipal code and the

Building Code, as the latter requires only the establishment of “process” to hear and

decide appeals, which does not require an “appeals board.” We disagree.

“The fundamental task of statutory construction is to ascertain legislative intent so

as to effectuate the purpose of the law.” (People v. Mejia (2012) 211 Cal.App.4th 586,

611.) In doing so, courts should look to the plain meaning of the statutory language.

(Ibid.) Where the intent is clear from the language itself, the court will not look beyond

the plain meaning. (Stephens v. County of Tulare (2006) 38 Cal.4th 793, 802.) Where

there are conflicting interpretations, courts should avoid interpreting statutes in a way that

“has the effect of making statutory language null and void . . . .” (Office of Inspector

General v. Superior Court (2010) 189 Cal.App.4th 695, 708.)

We read the plain language of Building Code section 1.8.8.1 as mandating that

local governments establish an appellate process, which may be satisfied in one of three

ways: (1) by creating a local appeals board for new construction and a housing appeals

board for existing buildings; (2) by creating an agency authorized to hear such appeals; or

(3) by having the governing body of the city serve as the local appeals board or housing

appeals board. Notably, however, the Building Code does not contemplate an appeal

before a single hearing officer. Rather, the Building Code refers to an “appeals board.”

(Building Code, § 1.8.8.1.) A “local appeals board” is defined as “the board or agency of

a city or county which is authorized by the governing body of the city or county to hear

appeals regarding the building requirements of the city or county.” (Health & Saf. Code,

§ 17920.5, italics added; see also Building Code, § 1.8.8.2.) The Building Code section

explains, “In any area in which there is no such board or agency, ‘Local appeals board’

means the governing body of the city, county or city and county having jurisdiction over

the area.” (Building Code, § 1.8.8.2; see also Health & Saf. Code, § 17920.5.) Thus, a

city council or board of supervisors may be considered the local appeals board. Further,

the local appeals board or governing body may act as the “housing appeals board.”

(Building Code, § 1.8.8.2; Health & Saf. Code, § 17920.6.) Consequently, at minimum,

there is a mandatory duty to establish a local appeals board or an agency authorized to

hear appeals. And, if no such board or agency exists, the governing body shall act as the

local appeals board.

Prior versions of the Building Code support this interpretation. Up until 2010, the

Building Code provided, “Every city, county or city and county shall establish a local

appeals board and a housing appeals board. The local appeals board and housing

appeals board shall each be comprised of at least five voting members that shall serve at

the pleasure of the city, county or city and county. Appointments shall not be employees

of the jurisdiction and shall consist of members who are qualified and specifically

knowledgeable in the California Building Standards Codes [sic] and applicable local

ordinances.” (See 2007 Building Code, § 108.8.1, italics added; see also 2001 Building

Code, § 105.1 [“there shall be and is hereby created a board of appeals consisting of

members who are qualified by experience and training”]; 1998 Building Code, § 105.1

[same].)3

The 2010 Building Code differs from former versions in three respects. The 2010

Building Code provides that every city “shall establish a process to hear and decide

appeals” instead of stating that every city “shall establish a local appeals board and a

housing appeals board.” (Compare 2010 Building Code, § 1.8.8.1, italics added, with

2007 Building Code, § 108.1; 2001 Building Code, § 105.1; 1998 Building Code,

§ 105.1.) The 2010 Building Code no longer specifies the minimum number of voting

members of the appeal boards, but does state that members “shall not be employees of the

enforcing agency. . . .” (2010 Building Code, § 1.8.8.1.) The 2010 Building Code also

3 Appendix B of the 2010 Building Code contains similar language pertaining to

the qualifications of members of an appeals board. (2010 Building Code, appen. B at

p. 675.) However, the provisions in this appendix are not mandatory unless specifically

referenced in the adopting ordinance. According to the Matrix Adoption Table,

Appendix B was not adopted by the state agencies. (Id. at p. 673.)



mandates: “Where no such appeals boards or agencies have been established, the

governing body of the city, county, or city and county shall serve as the local appeals

board or housing appeals board as specified in California Health and Safety Code

Sections 17920.5 and 17920.6.” (2010 Building Code, § 1.8.8.1.) In our view, these

amendments clarify that the “process” that is contemplated requires review by an appeals

board, an agency, or a governing body.

Nevertheless, the City maintains that its process for handling appeals does not

conflict with state law because the references to an “agency” in the State Housing Law

and the Building Code suggest that the reviewing body need not be an entity distinct from

its enforcement agency. The City argues that nothing in the State Housing Law or

Building Code indicates that an agency authorized to hear appeals cannot be the

enforcement agency itself. However, the plain language of the 2010 Building Code

prohibits employees of the enforcing agency from serving as members of the appeals

board. (2010 Building Code, § 1.8.8.1.) The City contends that because the Hearing

Officer is not an employee of the enforcing agency, there is no conflict. The City’s

position appears to be that the enforcing agency is authorized to hear appeals so long as it

does not utilize any of its employees. This argument not only requires a strained

interpretation of the statutory scheme as a whole, it also requires that we read the word

“agency” to mean the enforcement agency acting through a non-employee of that agency.

This would violate “ ‘the cardinal rule of statutory construction that courts must not add

provisions to statutes. [Citations.] This rule has been codified in California as [Code of

Civil Procedure] section 1858, which provides that a court must not “insert what has been

omitted” from a statute.’ ” (People v. Guzman (2005) 35 Cal.4th 577, 587.) We decline

the invitation to construe the reference to an “agency” in section 1.8.8.1 to include a

single hearing examiner selected by the very enforcement agency whose decision is being

appealed.

In fact, the legislative history indicates the exact opposite—that an appeal should

exist outside the enforcement agency. In 1961, the Legislature repealed the State

Housing Act (former Health and Safety Code sections 15000–17902) and enacted the

existing State Housing Law. (See 41 Ops.Cal.Atty.Gen. 182, 183 (1963); Assem. Bill

No. 787 (1961 Reg. Sess.) § 7 et seq.) The 1961 legislation created two new procedures:

review by a local appeals board and review by a state housing appeals board.

(41 Ops.Cal.Atty.Gen. 182, 183 (1963).) Although there was some initial confusion

regarding the relationship between the local appeals board and the state appeals board,

Assembly Bill No. 787 expressly and consistently differentiated between the appeals

boards and the enforcement agencies. (See Assem. Bill No. 787 (1961 Reg. Sess.) as

introduced Jan. 25, 1961; Alexander H. Pope, bill mem. to Governor Brown (1961 Reg.

Sess.) July 14, 1961, Governor’s chaptered bill files, ch. 1844, pp. 1–3; Stats. 1961

ch. 1844, § 7 et seq., pp. 3919–3927.) The bill provided for “local agency appeal bodies”

that were separate from the “enforcement agencies,” which were authorized to inspect

buildings and issue citations. (See Alexander H. Pope, bill mem. to Governor Brown

(1961 Reg. Sess.) July 14, 1961, Governor’s chaptered bill files, ch. 1844, pp. 1, 3;

Stats. 1961, ch. 1844, § 8, pp. 3920, 3923–3924.) The intent to have separate reviewing

and enforcing bodies is clearly reflected in the 1977 amendments to the State Housing

Law, which added, among other things, a housing appeals board. (Sen. Bill No. 1072

(1977 Reg. Sess.) § 2 et seq.). In recommending Senate Bill No. 1072, the Department of

Housing and Community Development reported that “[s]ome accessible appeal . . .

should exist outside the enforcement agency.” (Cal. Dept. of Housing and Community

Development, Enrolled Bill Rept. on Sen. Bill No. 1072 (1977 Reg. Sess.), Sept. 13,

1977, p. 2.) It was further reported that the “bill represent[ed] a sound step towards

making the building codes less arbitrary and more responsive to the shelter needs of

California’s citizens.” (Ibid.)

The City’s process of authorizing an appeal to a single hearing officer appointed

by the enforcement agency is contrary to the plain language of the State Housing Law

and the Building Code and is inconsistent with the legislative intent. Accordingly, we

conclude the municipal code conflicts with state law to the extent it provides for an

appeals process inconsistent with the mechanism mandated by the Building Code and

State Housing Law.

D. There is a statewide interest in uniform building codes.

The City contends that its right to “home rule” overrides the Building Code and its

related statutory scheme. We disagree.

“[T]he constitutional concept of municipal affairs is not a fixed or static quantity.

It changes with the changing conditions upon which it is to operate. What may at one

time have been a matter of local concern may at a later time become a matter of state

concern controlled by the general laws of the state.” (Pac. Tel. & Tel. Co. v. City &

County of S.F. (1959) 51 Cal.2d 766, 771.) “Some portions of a local matter may

ultimately become of general state interest.” (Weekes v. City of Oakland (1978) 21

Cal.3d 386, 423.)

“There must always be doubt whether a matter which is of concern to both

municipalities and the state is of sufficient statewide concern to justify a new legislative

intrusion into an area traditionally regarded as ‘strictly a municipal affair.’ Such doubt,

however, ‘must be resolved in favor of the legislative authority of the state.’ ” (Baggett

v. Gates (1982) 32 Cal.3d 128, 140 (Baggett).)

“[T]he question whether in a particular case the home rule provisions of the

California Constitution bar the application of state law to charter cities turns ultimately

on the meaning and scope of the state law in question and the relevant state constitutional

provisions. Interpreting that law and those provisions presents a legal question, not a

factual one.” (State Building, supra, 54 Cal.4th at p. 558.)4

“Until the 1970’s, every city and county in California adopted its own building

code, unfettered by mandated state standards or state control. (City of Bakersfield

v. Miller (1966) 64 Cal.2d 93, 97 [citations].) In 1970, the Legislature put an end to all

that by declaring a statewide interest in uniform building codes (Stats. 1970, ch. 1436,

§ 7, p. 2785) and otherwise expressing an intent to generally preempt the field. (Baum

Electric Co. v. City of Huntington Beach (1973) 33 Cal.App.3d 573, 577 [citation]; see

4 In this regard, Lippman’s reliance on the grand jury report allegedly criticizing

the City’s appeals process is misplaced. On Lippman’s request, we took judicial notice

of the 2011 grand jury report, but we did not make a determination as to its relevance.



also Danville Fire Protection Dist. v. Duffel Financial & Constr. Co. (1976) 58

Cal.App.3d 241, 248 [citation].) But that is not to say that local authorities may never

adopt ordinances which vary from the uniform codes.” (ABS Institute v. City of

Lancaster (1994) 24 Cal.App.4th 285, 288.)

That the Legislature intended to preempt this field generally is illustrated by the

fact that it carefully specified the limited circumstances under which local authorities

may adopt ordinances that vary from the state statutes and regulations. As the court in

Briseno v. City of Santa Ana (1992) 6 Cal.App.4th 1378 (Briseno) explained, we may

infer the Legislature intended to occupy the field “because it has prescribed the manner in

which local authorities can adopt ordinances which vary from the uniform codes.” (Id. at

p. 1382.) For example, Health and Safety Code section 17958.5 allows local

governments to amend the uniform codes by enacting more restrictive ordinances if they

are justified by local climatic, geological, or topographical conditions. “[I]t makes little

sense to prescribe a narrow set of circumstances in which local entities can override state

law if those entities are already free to [do so] with impunity.” (Briseno, at p. 1383.)

Because the state has delineated specifically where and in what manner local

authorities may “adopt ordinances which vary from the uniform codes,” we conclude the

Legislature intended to preempt local government’s power to legislate in the field of

housing building standards, except as specifically permitted by state statutes. (Briseno,

supra, 6 Cal.App.4th at pp. 1382–1383; see Health & Saf. Code, §§ 17958.5, 17958.7,

subd. (a) [permitting localities to amend building standards based on local climatic,

geological, or topographical conditions, but requiring local governments to make specific

findings to do so]; Health & Saf. Code, § 17922, subd. (c) [reserving to local jurisdictions

power over “local use zone requirements, local fire zones, building setback, side and rear

yard requirements, and property line requirements”]; Health & Saf. Code, § 17951,

subd. (e)(2) [allowing local governments to approve alternate material or methods of

construction provided that the alternate has been approved by the state and is “for the

purpose intended, at least the equivalent of that prescribed in the California Building

Standards Code”].)

“It is true that the power granted to the local authorities by the state in this area is

broad; however, because the state has preempted this area, that authority must be

exercised pursuant to a specific statutory grant of authority, not pursuant to the local

government’s general police power.” (Building Industry Association v. City of

Livermore (1996) 45 Cal.App.4th 719, 726.) Accordingly, we conclude the Building

Code and related provisions in the State Housing Law are general laws of statewide

concern that are applicable to the City.

E. The appellate process set forth in the Building Code is narrowly tailored

to ensure uniform application of state law.

The last step in our analysis is to compare the scope of the statute to the statewide

concerns sought to be addressed. The California Supreme Court has summarized this

step as ensuring that the “ ‘the sweep of the state’s protective measures may be no

broader than its interest.’ ” (California Fed. Savings & Loan Assn. v. City of Los

Angeles (1991) 54 Cal.3d 1, 25 (Cal. Fed.).) In other words, to be sufficiently narrowly

tailored, the state law must be reasonably related to the issue at hand and limit the

incursion into a city’s municipal interest. (Id. at p. 24.)

In determining the sweep of a state law, the California Supreme Court has

“ ‘emphasize[d] that there is a clear distinction between the substance of a[n] . . . issue

and the procedure by which it is resolved.’ ” (County of Riverside v. Superior

Court (2003) 30 Cal.4th 278, 289 (Riverside) [explaining that employee salaries are

municipal affairs, but the process of fixing such salaries is a matter of statewide

concern].) One appellate court has described the distinction as this: “A procedural

(state) law leaves the ultimate decision making authority . . . in the hands of the charter

county and thus can be applied to it.” (Dimon v. County of Los Angeles (2008) 166

Cal.App.4th 1276, 1289–1290.) “A substantive law, on the other hand, takes away a

charter county’s ability to establish local [laws].” (Id. at p. 1290.)

For example, in Baggett, supra, 32 Cal.3d 128, the California Supreme Court held

that state law requiring an administrative appeal for police officers was applicable to the

city. (Id. at pp. 140–141.) Although the Baggett court found that the state law impinged

on the city’s “implied power to determine the manner in which its employees may be

removed,” the impingement was not sufficient to render the state law unconstitutional.

(Id. at p. 138.) With regard to the state law, the court found that “the total effect of this

legislation is not to deprive local governments of the right to manage and control their

police departments but to secure basic rights and protections to a segment of public

employees who were thought unable to secure them for themselves.” (Id. at p. 140.)

Similarly, in People ex rel. Seal Beach Police Officers Assn. v. City of Seal Beach (1984)

36 Cal.3d 591, 597 (Seal Beach), the case concluded a state law setting forth dispute

resolution procedures was applicable to city employees. In Seal Beach, the court found

no conflict between the city’s constitutional powers and the limited state regulation. (Id.

at p. 601.)

Conversely, in Riverside, supra, 30 Cal.4th 278, the California Supreme Court

held that a state law requiring the county to enter into mandatory arbitration with the

union representing its employees violated the county’s home rule authority as it was a

substantive law permitting an arbitration panel rather than the governing body to establish

local salaries. (Id. at p. 289.) Distinguishing its prior decision in Baggett, the court

explained that the state law at issue in Baggett was constitutional because it was limited

to “providing procedural safeguards” and did not interfere with “ ‘the setting of peace

officers’ compensation.’ ” (Id. at p. 288.)

The California Supreme Court in Riverside also cited with approval its decision in

Seal Beach, supra, 36 Cal.3d 591, explaining that “the law in question did not establish a

binding process but merely imposed procedural requirements. ‘While the Legislature

established a procedure for resolving disputes regarding wages, hours and other

conditions of employment, it did not attempt to establish standards for the wages, hours

and other terms and conditions themselves.’ (Id. at p. 597.)” (Riverside, supra, 30

Cal.4th at pp. 288–289.)

The City contends Baggett and Riverside are not controlling because the impact of

the instant case is “far less widespread” than matters of public employee labor disputes.

In support of this assertion, the City avers no one other than Lippman “is affected by the

problems on Lippman’s property.” While the conditions leading to Lippman’s citations

are indeed a local issue, the fairness of the procedure used to resolve citations generally is

a matter of statewide concern. Although there are no cases specifically addressing this

issue, we conclude that, just as a state has an interest in securing “basic rights and

protections” to public employees (Baggett, supra, 32 Cal.3d at p. 140), it also has an

interest in protecting the basic rights of property owners. Thus, contrary to the City’s

contention, it is a “ ‘sensible and appropriate’ ” allocation of state power to require

compliance with the Building Code’s appeals board requirement. (See Cal. Fed., supra,

54 Cal.3d at p. 17.)

The City further contends the Building Code’s appellate requirements should not

apply to the City because the property owners have other judicial safeguards in place that

protect them from local abuse. Recently, a different panel of this division rejected a

similar argument. In Morgado v. City and County of San Francisco (2017) 13

Cal.App.5th 1, 15, the city argued it was not required to comply with state law regarding

administrative appeals brought by its police officers because, it claimed, the rights and

protections it provided in its existing disciplinary scheme exceeded those in some other

cities. Citing Baggett, supra, 32 Cal.3d at p. 135, we explained that a municipality was

not exempt from state law “based on the asserted fairness of its disciplinary procedure as

a whole.” (Morgado, at p. 16.)

Finally, the City concedes any doubt whether a regulation relates to a municipal or

state matter must be resolved in favor of the state, but it cautions that, “to the extent

‘difficult choices’ between . . . municipal and state governments can be ‘forestalled,’ they

‘ought to be.’ ” The City adds that “ ‘courts can avoid making such unnecessary choices

by carefully insuring that the purported conflict is in fact a genuine one, unresolvable

short of choosing between one enactment and the other.’ ([Cal. Fed.], 54 Cal.3d 1, 16–

17 (1991).)” We have already concluded, however, that the City’s procedures do conflict

with the Building Code because they deprive property owners of the basic procedural

protections afforded by an appeals board or governing body.

For the foregoing reasons, we reject the City’s “home rule” argument. We

conclude section 1.8.8 of the Building Code is a general law seeking to assure fair

resolution of appeals affecting property owners, even though it may impinge upon the

City’s control to the limited extent that it requires appeals to be heard by an appeals

board, an authorized agency, or its governing body, rather than by a single hearing officer

appointed by the enforcement agency.
Outcome:
The judgment denying the petition for writ of mandate is reversed. On remand,

the trial court is directed to issue a writ of mandate compelling the City to establish an appeals board or authorized agency to hear appeals or provide for an appeal to its governing body as required by section 1.8.8 of the Building Code. Lippman is entitled to costs on appeal.
Plaintiff's Experts:
Defendant's Experts:
Comments:

About This Case

What was the outcome of Thoams Lippman v. City of Oakland?

The outcome was: The judgment denying the petition for writ of mandate is reversed. On remand, the trial court is directed to issue a writ of mandate compelling the City to establish an appeals board or authorized agency to hear appeals or provide for an appeal to its governing body as required by section 1.8.8 of the Building Code. Lippman is entitled to costs on appeal.

Which court heard Thoams Lippman v. City of Oakland?

This case was heard in California Court of Appeals First Appellate District Division Four on appeal from the Superior Court, Alameda County, CA. The presiding judge was Kennedy.

Who were the attorneys in Thoams Lippman v. City of Oakland?

Plaintiff's attorney: John Stuart Claassen and Jan David Breemer. Defendant's attorney: Barbara Jean Parker and Rosario Perry.

When was Thoams Lippman v. City of Oakland decided?

This case was decided on January 22, 2018.