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FRED ALBERT KAUFFELD V. STATE OF ARKANSAS
Date: 01-23-2019
Case Number: 2019 Ark. App. 29
Judge: N. MARK KLAPPENBACH
Court: ARKANSAS COURT OF APPEALS
Plaintiff's Attorney: Brooke Jackson Gasaway, Ass’t Att’y Gen
Defendant's Attorney: a href=”https://www.johnwesleyhall.com/About/Sarah-Pourhosseini.shtml" target="_new"> Sarah M. Pourhosseini
Description:
Appellant Fred Albert Kauffeld was convicted by a Johnson County jury of second
degree murder, first-degree murder, and residential burglary. Appellant was sentenced to
concurrent prison terms of “0 months,” twenty-eight years, and five years, respectively. The
charges arose from a burglary at the home of Bill Nobles and the death of an auxiliary
sheriff’s deputy who had responded to the call. Appellant’s direct appeal was affirmed by
our court in Kauffeld v. State, 2017 Ark. App. 440, 528 S.W.3d 302. Appellant filed a
petition for postconviction relief pursuant to Arkansas Rule of Criminal Procedure 37
asserting that (1) his two murder convictions violated double jeopardy and (2) his counsel
was ineffective for failing to request a change of venue. The circuit court entered an order
denying appellant’s petition without conducting an evidentiary hearing. Appellant appeals.
2
The State acknowledges that although it was permitted to try appellant on two alternative
theories of murder, only one murder conviction is permissible under the law. We reverse
and remand on the double-jeopardy issue, and we affirm as to the venue issue.
We do not reverse the denial of postconviction relief unless the circuit court’s
findings are clearly erroneous. Johnson v. State, 2018 Ark. 6, at 2, 534 S.W.3d 143, 146. A
finding is clearly erroneous when the appellate court, after reviewing the entire evidence, is
left with the definite and firm conviction that the circuit court made a mistake. Id.
The benchmark for judging a claim of ineffective assistance of counsel must be
whether counsel’s conduct so undermined the proper functioning of the adversarial
process that the trial cannot be relied on as having produced a just result. Strickland v.
Washington, 466 U.S. 668 (1984). Pursuant to Strickland, we assess the effectiveness of
counsel under a two-prong standard. First, a petitioner raising a claim of ineffective
assistance of counsel must show that his counsel’s performance fell below an objective
standard of reasonableness. Mancia v. State, 2015 Ark. 115, 459 S.W.3d 259. A court must
indulge in a strong presumption that counsel’s conduct falls within the wide range of
reasonable professional assistance. Osburn v. State, 2018 Ark. App. 97, 538 S.W.3d 258.
Second, the petitioner must show that counsel’s deficient performance so prejudiced
petitioner’s defense that he was deprived of a fair trial. Id. The petitioner must show there
is a reasonable probability that, but for counsel’s errors, the fact-finder would have had a
reasonable doubt respecting guilt, i.e., the decision reached would have been different
absent the errors. Id. A reasonable probability is a probability sufficient to undermine
3
confidence in the outcome of the trial. Id. Unless a petitioner makes both showings, it
cannot be said that the conviction resulted from a breakdown in the adversarial process
that renders the result unreliable. Id. Additionally, conclusory statements that counsel was
ineffective cannot be the basis for postconviction relief. Id.
Appellant’s first argument relates to a double-jeopardy issue. The State presented
two theories to support its allegation that Kauffeld committed capital murder. One theory
rested on the allegation that he intentionally shot and killed a law enforcement officer
acting in the line of duty, and it resulted in the jury’s finding of guilt on second-degree
murder (count 1). The other theory rested on the allegation that he killed a person in the
course of or in immediate flight from residential burglary, and it resulted in the jury’s
finding of guilt on first-degree murder (count 2). The circuit court received those guilty
verdicts and then moved the trial along to the sentencing phase.
The circuit court instructed the jury that “there will be no sentencing instructions
or verdict forms provided to you” on second-degree murder because that was an
“alternative count” to first-degree murder. The jury was instructed on the possible range of
sentencing for first-degree murder and for residential burglary. The jury deliberated and
returned a sentence of twenty-eight years for first-degree murder and five years for
residential burglary, recommending concurrent sentences. The circuit court accepted those
sentences. The sentencing order, however, reflects three convictions and sentences:
second-degree murder (“0 months”), first-degree murder (twenty-eight years), and
residential burglary (five years).
4
In his Rule 37 petition, appellant argued to the circuit court that the two murder
convictions violate the rule against double jeopardy. Collateral attacks on a judgment are
cognizable in a postconviction challenge to determine whether a judgment was void
because it violated fundamental constitutional rights. Jackson v. State, 2013 Ark. 19.
Appellant argued that the first-degree murder conviction should be vacated because it was
count 2, and thus second in time to second-degree murder in count 1. The State
responded that having both convictions on the sentencing order was a violation of the
double-jeopardy clause but was merely a clerical error that required correction by
eliminating the erroneous conviction and “0” sentence for second-degree murder. The
circuit court determined that the jury did not consider multiple punishments for the same
homicide, appellant was sentenced only on first-degree murder, and he was not subjected
to multiple punishments. The circuit court found that the “entry of ‘0’ months in the
sentencing order amounts to a clerical error and shall be corrected by entry of an order
Nunc Pro Tunc.” No such corrected sentencing order is present in the record before us.
A double-jeopardy argument constitutes an attack on a judgment cognizable in a
postconviction challenge because it concerns violation of a fundamental constitutional
right. Jackson, supra. A defendant cannot object to a double-jeopardy violation until he has
actually been convicted of the multiple offenses, because it is not a violation of the
prohibition against double jeopardy for the State to charge and prosecute on multiple and
overlapping charges. Brown v. State, 347 Ark. 308, 65 S.W.3d 394 (2001). It is only after
the jury returns guilty verdicts on both offenses that the circuit court would be required to
5
determine whether convictions could be entered as to both based on the same conduct. Id.
In this case, the circuit court did make that determination, finding that only a single
punishment could be entered for committing only one murder.
The disagreement here is as to the proper remedy for the mistake evident on the
sentencing order. Appellant argues on appeal that we must vacate the first-degree murder
conviction that resulted in the twenty-eight-year sentence and remand for resentencing on
the second-degree murder conviction. Appellant provides no supportive or persuasive
authority to support his “timing” theory, and he acknowledges that he could not find any
such supportive authority. It was obvious to the circuit court, and it is likewise obvious to
our court, that the entry of a conviction and sentence on second-degree murder was a mere
clerical error.
A true clerical error is one that arises not from an exercise of the court’s judicial
discretion but from a mistake on the part of its officers. Lewis v. State, 2017 Ark. 211, 521
S.W.3d 466. The State proceeded on two theories of murder, but the jury considered
punishment only as to first-degree murder. The jury rendered a sentence only as to first
degree murder, not second-degree murder. We reverse the circuit court’s order denying
postconviction relief and remand for the circuit court to enter a proper sentencing order
that correctly reflects that appellant was convicted of and sentenced for the commission of
first-degree murder and residential burglary.
For his second point on appeal, appellant asserts that his trial counsel was
ineffective for failing to file a motion seeking a change of venue. He maintains that
6
extensive pretrial publicity prevented him from receiving a fair trial in Johnson County.
Specifically, he alleges that there were at least nineteen newspaper articles published, there
was repeated television coverage, and there were Facebook posts about this case, which
painted the deputy in glowing terms and appellant in negative terms. This extensive
pretrial publicity, he argues, tainted the jury pool and deprived him of a fair trial.
Appellant contends that he asked his counsel to seek a change of venue, but his counsel
replied that “he traded that issue for the State taking the death penalty off the table.”
Appellant asserts that “Conway or Faulkner counties would have been a more neutral
forum.” Appellant argues that his counsel was ineffective for failing to request a change of
venue, entitling him to a new trial. We disagree.
As a general rule, the decision whether to seek a change of venue is largely a matter
of trial strategy and is therefore not an issue to be debated under our postconviction rule.
Huls v. State, 301 Ark. 572, 785 S.W.2d 467 (1990). Furthermore, to establish that the
failure to seek a change in venue amounted to ineffective assistance of counsel, a petitioner
must offer some basis on which to conclude that an impartial jury was not empaneled. Id.
Appellant has failed in that regard. A defendant is not entitled to a jury totally ignorant of
the facts of a case, and he is not entitled to a perfect trial, only a fair one. Van Winkle v.
State, 2016 Ark. 98, 486 S.W.3d 778. Jurors are presumed unbiased, and the burden of
demonstrating actual bias is on the petitioner. Huls, supra.
Appellant does not argue that the jury that tried him was not impartial. In fact, the
record demonstrates that the circuit court inquired of the potential jurors whether anyone
7
had heard about this case in any form of media or by word of mouth. The circuit court
instructed the potential jurors that although they were not expected to be totally ignorant
of the alleged facts of the case, they were expected to put that completely aside, give
appellant a fair trial, and follow the law as provided in the jury instructions. The potential
jurors agreed that they were able to abide that instruction. The record reflects that
appellant’s counsel also asked the potential jurors about any exposure to pretrial publicity
and whether they could give appellant a fair trial based only on the evidence. The jurors
who were seated after voir dire were satisfactory to both the State and the defense. There is
no evidence that the members of this jury were biased against appellant and unable to hear
the evidence impartially. Appellant has failed to carry the burden to establish ineffective
assistance of counsel based on the failure to seek a change in venue.
Appellant Fred Albert Kauffeld was convicted by a Johnson County jury of second
degree murder, first-degree murder, and residential burglary. Appellant was sentenced to
concurrent prison terms of “0 months,” twenty-eight years, and five years, respectively. The
charges arose from a burglary at the home of Bill Nobles and the death of an auxiliary
sheriff’s deputy who had responded to the call. Appellant’s direct appeal was affirmed by
our court in Kauffeld v. State, 2017 Ark. App. 440, 528 S.W.3d 302. Appellant filed a
petition for postconviction relief pursuant to Arkansas Rule of Criminal Procedure 37
asserting that (1) his two murder convictions violated double jeopardy and (2) his counsel
was ineffective for failing to request a change of venue. The circuit court entered an order
denying appellant’s petition without conducting an evidentiary hearing. Appellant appeals.
2
The State acknowledges that although it was permitted to try appellant on two alternative
theories of murder, only one murder conviction is permissible under the law. We reverse
and remand on the double-jeopardy issue, and we affirm as to the venue issue.
We do not reverse the denial of postconviction relief unless the circuit court’s
findings are clearly erroneous. Johnson v. State, 2018 Ark. 6, at 2, 534 S.W.3d 143, 146. A
finding is clearly erroneous when the appellate court, after reviewing the entire evidence, is
left with the definite and firm conviction that the circuit court made a mistake. Id.
The benchmark for judging a claim of ineffective assistance of counsel must be
whether counsel’s conduct so undermined the proper functioning of the adversarial
process that the trial cannot be relied on as having produced a just result. Strickland v.
Washington, 466 U.S. 668 (1984). Pursuant to Strickland, we assess the effectiveness of
counsel under a two-prong standard. First, a petitioner raising a claim of ineffective
assistance of counsel must show that his counsel’s performance fell below an objective
standard of reasonableness. Mancia v. State, 2015 Ark. 115, 459 S.W.3d 259. A court must
indulge in a strong presumption that counsel’s conduct falls within the wide range of
reasonable professional assistance. Osburn v. State, 2018 Ark. App. 97, 538 S.W.3d 258.
Second, the petitioner must show that counsel’s deficient performance so prejudiced
petitioner’s defense that he was deprived of a fair trial. Id. The petitioner must show there
is a reasonable probability that, but for counsel’s errors, the fact-finder would have had a
reasonable doubt respecting guilt, i.e., the decision reached would have been different
absent the errors. Id. A reasonable probability is a probability sufficient to undermine
3
confidence in the outcome of the trial. Id. Unless a petitioner makes both showings, it
cannot be said that the conviction resulted from a breakdown in the adversarial process
that renders the result unreliable. Id. Additionally, conclusory statements that counsel was
ineffective cannot be the basis for postconviction relief. Id.
Appellant’s first argument relates to a double-jeopardy issue. The State presented
two theories to support its allegation that Kauffeld committed capital murder. One theory
rested on the allegation that he intentionally shot and killed a law enforcement officer
acting in the line of duty, and it resulted in the jury’s finding of guilt on second-degree
murder (count 1). The other theory rested on the allegation that he killed a person in the
course of or in immediate flight from residential burglary, and it resulted in the jury’s
finding of guilt on first-degree murder (count 2). The circuit court received those guilty
verdicts and then moved the trial along to the sentencing phase.
The circuit court instructed the jury that “there will be no sentencing instructions
or verdict forms provided to you” on second-degree murder because that was an
“alternative count” to first-degree murder. The jury was instructed on the possible range of
sentencing for first-degree murder and for residential burglary. The jury deliberated and
returned a sentence of twenty-eight years for first-degree murder and five years for
residential burglary, recommending concurrent sentences. The circuit court accepted those
sentences. The sentencing order, however, reflects three convictions and sentences:
second-degree murder (“0 months”), first-degree murder (twenty-eight years), and
residential burglary (five years).
4
In his Rule 37 petition, appellant argued to the circuit court that the two murder
convictions violate the rule against double jeopardy. Collateral attacks on a judgment are
cognizable in a postconviction challenge to determine whether a judgment was void
because it violated fundamental constitutional rights. Jackson v. State, 2013 Ark. 19.
Appellant argued that the first-degree murder conviction should be vacated because it was
count 2, and thus second in time to second-degree murder in count 1. The State
responded that having both convictions on the sentencing order was a violation of the
double-jeopardy clause but was merely a clerical error that required correction by
eliminating the erroneous conviction and “0” sentence for second-degree murder. The
circuit court determined that the jury did not consider multiple punishments for the same
homicide, appellant was sentenced only on first-degree murder, and he was not subjected
to multiple punishments. The circuit court found that the “entry of ‘0’ months in the
sentencing order amounts to a clerical error and shall be corrected by entry of an order
Nunc Pro Tunc.” No such corrected sentencing order is present in the record before us.
A double-jeopardy argument constitutes an attack on a judgment cognizable in a
postconviction challenge because it concerns violation of a fundamental constitutional
right. Jackson, supra. A defendant cannot object to a double-jeopardy violation until he has
actually been convicted of the multiple offenses, because it is not a violation of the
prohibition against double jeopardy for the State to charge and prosecute on multiple and
overlapping charges. Brown v. State, 347 Ark. 308, 65 S.W.3d 394 (2001). It is only after
the jury returns guilty verdicts on both offenses that the circuit court would be required to
5
determine whether convictions could be entered as to both based on the same conduct. Id.
In this case, the circuit court did make that determination, finding that only a single
punishment could be entered for committing only one murder.
The disagreement here is as to the proper remedy for the mistake evident on the
sentencing order. Appellant argues on appeal that we must vacate the first-degree murder
conviction that resulted in the twenty-eight-year sentence and remand for resentencing on
the second-degree murder conviction. Appellant provides no supportive or persuasive
authority to support his “timing” theory, and he acknowledges that he could not find any
such supportive authority. It was obvious to the circuit court, and it is likewise obvious to
our court, that the entry of a conviction and sentence on second-degree murder was a mere
clerical error.
A true clerical error is one that arises not from an exercise of the court’s judicial
discretion but from a mistake on the part of its officers. Lewis v. State, 2017 Ark. 211, 521
S.W.3d 466. The State proceeded on two theories of murder, but the jury considered
punishment only as to first-degree murder. The jury rendered a sentence only as to first
degree murder, not second-degree murder. We reverse the circuit court’s order denying
postconviction relief and remand for the circuit court to enter a proper sentencing order
that correctly reflects that appellant was convicted of and sentenced for the commission of
first-degree murder and residential burglary.
For his second point on appeal, appellant asserts that his trial counsel was
ineffective for failing to file a motion seeking a change of venue. He maintains that
6
extensive pretrial publicity prevented him from receiving a fair trial in Johnson County.
Specifically, he alleges that there were at least nineteen newspaper articles published, there
was repeated television coverage, and there were Facebook posts about this case, which
painted the deputy in glowing terms and appellant in negative terms. This extensive
pretrial publicity, he argues, tainted the jury pool and deprived him of a fair trial.
Appellant contends that he asked his counsel to seek a change of venue, but his counsel
replied that “he traded that issue for the State taking the death penalty off the table.”
Appellant asserts that “Conway or Faulkner counties would have been a more neutral
forum.” Appellant argues that his counsel was ineffective for failing to request a change of
venue, entitling him to a new trial. We disagree.
As a general rule, the decision whether to seek a change of venue is largely a matter
of trial strategy and is therefore not an issue to be debated under our postconviction rule.
Huls v. State, 301 Ark. 572, 785 S.W.2d 467 (1990). Furthermore, to establish that the
failure to seek a change in venue amounted to ineffective assistance of counsel, a petitioner
must offer some basis on which to conclude that an impartial jury was not empaneled. Id.
Appellant has failed in that regard. A defendant is not entitled to a jury totally ignorant of
the facts of a case, and he is not entitled to a perfect trial, only a fair one. Van Winkle v.
State, 2016 Ark. 98, 486 S.W.3d 778. Jurors are presumed unbiased, and the burden of
demonstrating actual bias is on the petitioner. Huls, supra.
Appellant does not argue that the jury that tried him was not impartial. In fact, the
record demonstrates that the circuit court inquired of the potential jurors whether anyone
7
had heard about this case in any form of media or by word of mouth. The circuit court
instructed the potential jurors that although they were not expected to be totally ignorant
of the alleged facts of the case, they were expected to put that completely aside, give
appellant a fair trial, and follow the law as provided in the jury instructions. The potential
jurors agreed that they were able to abide that instruction. The record reflects that
appellant’s counsel also asked the potential jurors about any exposure to pretrial publicity
and whether they could give appellant a fair trial based only on the evidence. The jurors
who were seated after voir dire were satisfactory to both the State and the defense. There is
no evidence that the members of this jury were biased against appellant and unable to hear
the evidence impartially. Appellant has failed to carry the burden to establish ineffective
assistance of counsel based on the failure to seek a change in venue.
Outcome:
Reversed and remanded in part; affirmed in part.
Plaintiff's Experts:
Defendant's Experts:
Comments:
About This Case
What was the outcome of FRED ALBERT KAUFFELD V. STATE OF ARKANSAS?
The outcome was: Reversed and remanded in part; affirmed in part.
Which court heard FRED ALBERT KAUFFELD V. STATE OF ARKANSAS?
This case was heard in ARKANSAS COURT OF APPEALS, AR. The presiding judge was N. MARK KLAPPENBACH.
Who were the attorneys in FRED ALBERT KAUFFELD V. STATE OF ARKANSAS?
Plaintiff's attorney: Brooke Jackson Gasaway, Ass’t Att’y Gen. Defendant's attorney: Sarah M. Pourhosseini.
When was FRED ALBERT KAUFFELD V. STATE OF ARKANSAS decided?
This case was decided on January 23, 2019.