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FRED ALBERT KAUFFELD V. STATE OF ARKANSAS

Date: 01-23-2019

Case Number: 2019 Ark. App. 29

Judge: N. MARK KLAPPENBACH

Court: ARKANSAS COURT OF APPEALS

Plaintiff's Attorney: Brooke Jackson Gasaway, Ass’t Att’y Gen

Defendant's Attorney: a href=”https://www.johnwesleyhall.com/About/Sarah-Pourhosseini.shtml" target="_new"> Sarah M. Pourhosseini

Description:








Appellant Fred Albert Kauffeld was convicted by a Johnson County jury of second

degree murder, first-degree murder, and residential burglary. Appellant was sentenced to

concurrent prison terms of “0 months,” twenty-eight years, and five years, respectively. The

charges arose from a burglary at the home of Bill Nobles and the death of an auxiliary

sheriff’s deputy who had responded to the call. Appellant’s direct appeal was affirmed by

our court in Kauffeld v. State, 2017 Ark. App. 440, 528 S.W.3d 302. Appellant filed a

petition for postconviction relief pursuant to Arkansas Rule of Criminal Procedure 37

asserting that (1) his two murder convictions violated double jeopardy and (2) his counsel

was ineffective for failing to request a change of venue. The circuit court entered an order

denying appellant’s petition without conducting an evidentiary hearing. Appellant appeals.





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The State acknowledges that although it was permitted to try appellant on two alternative

theories of murder, only one murder conviction is permissible under the law. We reverse

and remand on the double-jeopardy issue, and we affirm as to the venue issue.

We do not reverse the denial of postconviction relief unless the circuit court’s

findings are clearly erroneous. Johnson v. State, 2018 Ark. 6, at 2, 534 S.W.3d 143, 146. A

finding is clearly erroneous when the appellate court, after reviewing the entire evidence, is

left with the definite and firm conviction that the circuit court made a mistake. Id.

The benchmark for judging a claim of ineffective assistance of counsel must be

whether counsel’s conduct so undermined the proper functioning of the adversarial

process that the trial cannot be relied on as having produced a just result. Strickland v.

Washington, 466 U.S. 668 (1984). Pursuant to Strickland, we assess the effectiveness of

counsel under a two-prong standard. First, a petitioner raising a claim of ineffective

assistance of counsel must show that his counsel’s performance fell below an objective

standard of reasonableness. Mancia v. State, 2015 Ark. 115, 459 S.W.3d 259. A court must

indulge in a strong presumption that counsel’s conduct falls within the wide range of

reasonable professional assistance. Osburn v. State, 2018 Ark. App. 97, 538 S.W.3d 258.

Second, the petitioner must show that counsel’s deficient performance so prejudiced

petitioner’s defense that he was deprived of a fair trial. Id. The petitioner must show there

is a reasonable probability that, but for counsel’s errors, the fact-finder would have had a

reasonable doubt respecting guilt, i.e., the decision reached would have been different

absent the errors. Id. A reasonable probability is a probability sufficient to undermine





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confidence in the outcome of the trial. Id. Unless a petitioner makes both showings, it

cannot be said that the conviction resulted from a breakdown in the adversarial process

that renders the result unreliable. Id. Additionally, conclusory statements that counsel was

ineffective cannot be the basis for postconviction relief. Id.

Appellant’s first argument relates to a double-jeopardy issue. The State presented

two theories to support its allegation that Kauffeld committed capital murder. One theory

rested on the allegation that he intentionally shot and killed a law enforcement officer

acting in the line of duty, and it resulted in the jury’s finding of guilt on second-degree

murder (count 1). The other theory rested on the allegation that he killed a person in the

course of or in immediate flight from residential burglary, and it resulted in the jury’s

finding of guilt on first-degree murder (count 2). The circuit court received those guilty

verdicts and then moved the trial along to the sentencing phase.

The circuit court instructed the jury that “there will be no sentencing instructions

or verdict forms provided to you” on second-degree murder because that was an

“alternative count” to first-degree murder. The jury was instructed on the possible range of

sentencing for first-degree murder and for residential burglary. The jury deliberated and

returned a sentence of twenty-eight years for first-degree murder and five years for

residential burglary, recommending concurrent sentences. The circuit court accepted those

sentences. The sentencing order, however, reflects three convictions and sentences:

second-degree murder (“0 months”), first-degree murder (twenty-eight years), and

residential burglary (five years).





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In his Rule 37 petition, appellant argued to the circuit court that the two murder

convictions violate the rule against double jeopardy. Collateral attacks on a judgment are

cognizable in a postconviction challenge to determine whether a judgment was void

because it violated fundamental constitutional rights. Jackson v. State, 2013 Ark. 19.

Appellant argued that the first-degree murder conviction should be vacated because it was

count 2, and thus second in time to second-degree murder in count 1. The State

responded that having both convictions on the sentencing order was a violation of the

double-jeopardy clause but was merely a clerical error that required correction by

eliminating the erroneous conviction and “0” sentence for second-degree murder. The

circuit court determined that the jury did not consider multiple punishments for the same

homicide, appellant was sentenced only on first-degree murder, and he was not subjected

to multiple punishments. The circuit court found that the “entry of ‘0’ months in the

sentencing order amounts to a clerical error and shall be corrected by entry of an order

Nunc Pro Tunc.” No such corrected sentencing order is present in the record before us.

A double-jeopardy argument constitutes an attack on a judgment cognizable in a

postconviction challenge because it concerns violation of a fundamental constitutional

right. Jackson, supra. A defendant cannot object to a double-jeopardy violation until he has

actually been convicted of the multiple offenses, because it is not a violation of the

prohibition against double jeopardy for the State to charge and prosecute on multiple and

overlapping charges. Brown v. State, 347 Ark. 308, 65 S.W.3d 394 (2001). It is only after

the jury returns guilty verdicts on both offenses that the circuit court would be required to





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determine whether convictions could be entered as to both based on the same conduct. Id.

In this case, the circuit court did make that determination, finding that only a single

punishment could be entered for committing only one murder.

The disagreement here is as to the proper remedy for the mistake evident on the

sentencing order. Appellant argues on appeal that we must vacate the first-degree murder

conviction that resulted in the twenty-eight-year sentence and remand for resentencing on

the second-degree murder conviction. Appellant provides no supportive or persuasive

authority to support his “timing” theory, and he acknowledges that he could not find any

such supportive authority. It was obvious to the circuit court, and it is likewise obvious to

our court, that the entry of a conviction and sentence on second-degree murder was a mere

clerical error.

A true clerical error is one that arises not from an exercise of the court’s judicial

discretion but from a mistake on the part of its officers. Lewis v. State, 2017 Ark. 211, 521

S.W.3d 466. The State proceeded on two theories of murder, but the jury considered

punishment only as to first-degree murder. The jury rendered a sentence only as to first

degree murder, not second-degree murder. We reverse the circuit court’s order denying

postconviction relief and remand for the circuit court to enter a proper sentencing order

that correctly reflects that appellant was convicted of and sentenced for the commission of

first-degree murder and residential burglary.

For his second point on appeal, appellant asserts that his trial counsel was

ineffective for failing to file a motion seeking a change of venue. He maintains that





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extensive pretrial publicity prevented him from receiving a fair trial in Johnson County.

Specifically, he alleges that there were at least nineteen newspaper articles published, there

was repeated television coverage, and there were Facebook posts about this case, which

painted the deputy in glowing terms and appellant in negative terms. This extensive

pretrial publicity, he argues, tainted the jury pool and deprived him of a fair trial.

Appellant contends that he asked his counsel to seek a change of venue, but his counsel

replied that “he traded that issue for the State taking the death penalty off the table.”

Appellant asserts that “Conway or Faulkner counties would have been a more neutral

forum.” Appellant argues that his counsel was ineffective for failing to request a change of

venue, entitling him to a new trial. We disagree.

As a general rule, the decision whether to seek a change of venue is largely a matter

of trial strategy and is therefore not an issue to be debated under our postconviction rule.

Huls v. State, 301 Ark. 572, 785 S.W.2d 467 (1990). Furthermore, to establish that the

failure to seek a change in venue amounted to ineffective assistance of counsel, a petitioner

must offer some basis on which to conclude that an impartial jury was not empaneled. Id.

Appellant has failed in that regard. A defendant is not entitled to a jury totally ignorant of

the facts of a case, and he is not entitled to a perfect trial, only a fair one. Van Winkle v.

State, 2016 Ark. 98, 486 S.W.3d 778. Jurors are presumed unbiased, and the burden of

demonstrating actual bias is on the petitioner. Huls, supra.

Appellant does not argue that the jury that tried him was not impartial. In fact, the

record demonstrates that the circuit court inquired of the potential jurors whether anyone





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had heard about this case in any form of media or by word of mouth. The circuit court

instructed the potential jurors that although they were not expected to be totally ignorant

of the alleged facts of the case, they were expected to put that completely aside, give

appellant a fair trial, and follow the law as provided in the jury instructions. The potential

jurors agreed that they were able to abide that instruction. The record reflects that

appellant’s counsel also asked the potential jurors about any exposure to pretrial publicity

and whether they could give appellant a fair trial based only on the evidence. The jurors

who were seated after voir dire were satisfactory to both the State and the defense. There is

no evidence that the members of this jury were biased against appellant and unable to hear

the evidence impartially. Appellant has failed to carry the burden to establish ineffective

assistance of counsel based on the failure to seek a change in venue.
Outcome:
Reversed and remanded in part; affirmed in part.
Plaintiff's Experts:
Defendant's Experts:
Comments:

About This Case

What was the outcome of FRED ALBERT KAUFFELD V. STATE OF ARKANSAS?

The outcome was: Reversed and remanded in part; affirmed in part.

Which court heard FRED ALBERT KAUFFELD V. STATE OF ARKANSAS?

This case was heard in ARKANSAS COURT OF APPEALS, AR. The presiding judge was N. MARK KLAPPENBACH.

Who were the attorneys in FRED ALBERT KAUFFELD V. STATE OF ARKANSAS?

Plaintiff's attorney: Brooke Jackson Gasaway, Ass’t Att’y Gen. Defendant's attorney: Sarah M. Pourhosseini.

When was FRED ALBERT KAUFFELD V. STATE OF ARKANSAS decided?

This case was decided on January 23, 2019.