Please E-mail suggested additions, comments and/or corrections to Kent@MoreLaw.Com.
Help support the publication of case reports on MoreLaw
Francisco Herrera Sanchez vs. State of Minnesota
Date: 02-23-2017
Case Number: A14-1679
Judge: David R. Stras
Court: STATE OF MINNESOTA IN SUPREME COURT
Plaintiff's Attorney:
Lori Swanson, Attorney General
John L. Fossum, Rice County Attorney, Terence Swihart, Assistant Rice County Attorney
Defendant's Attorney:
Herb Igbanugo | Jason A. Nielson |
Description:
Sanchez, who was born in Mexico, arrived in the United States with his parents as
a minor in 2005. In 2012, he applied for and received Deferred Action for Childhood
Arrivals (“DACA”), a program under which noncitizens who come to the United States as
children can receive a limited deferral from removal proceedings. See Consideration of
Deferred Action for Childhood Arrivals (DACA), U.S. Citizenship & Immigr. Servs.,
https://www.uscis.gov/humanitarian/consideration-deferred-action-childhood-arrivals
daca (last updated Dec. 22, 2016).
In 2013, when Sanchez was 19 years old, the State charged him with two counts of
third-degree criminal sexual conduct. Minn. Stat. § 609.344, subd. 1(b). The complaint
alleged that Sanchez sexually penetrated two minor children between 13 and 16 years of
age. The State also charged Sanchez with the offense of furnishing alcohol to a minor.
Minn. Stat. § 340A.702(8) (2016); see Minn. Stat. § 340A.503, subd. 2(1) (2016).
Before trial, Sanchez pleaded guilty to one of the counts of third-degree criminal
sexual conduct and to the count of furnishing alcohol to a minor. In exchange, the State
agreed to dismiss the remaining criminal-sexual-conduct count and recommend that the
district court stay the imposition of Sanchez’s sentence, place him on probation, and require
him to serve no more than 90 days of probationary jail time. As part of the plea process,
Sanchez signed a written petition that included the following statement: “My attorney has
told me and I understand that if I am not a citizen of the United States this plea of guilty
may result in deportation, exclusion from admission to the United States of America or
denial of citizenship.” (Emphasis added.)
4
During the plea hearing, defense counsel questioned Sanchez. Among other things,
defense counsel confirmed that Sanchez had reviewed the plea agreement. In response to
questioning, Sanchez agreed that he was not a citizen of the United States and “that as a
result of a plea in this particular matter that, if [he was] not a citizen of the United States,
a plea of guilty could result in either deportation, exclusion from admission to the United
States, or denial of citizenship.” (Emphasis added.) The hearing also established the
factual basis of the plea when Sanchez admitted that he had engaged in sexual intercourse
with a minor named K.R., whom he knew at the time was less than 16 years of age. He
also admitted that he provided alcohol to K.R. and her friends, each of whom was younger
than 21 years old.
At the sentencing hearing, the district court formally accepted Sanchez’s plea and
stayed imposition of his sentence, see Minn. Stat. § 609.135 (2016), which included two
concurrent terms of 90 days in jail and 10 years of supervised probation. According to the
warrant of commitment and by operation of law, successful completion of the probationary
term would convert Sanchez’s felony conviction of third-degree criminal sexual conduct
into a misdemeanor. See Minn. Stat. § 609.13, subd. 1(2) (2016).
Immediately after sentencing, officers from Immigration and Customs Enforcement
(“ICE”) took Sanchez into custody. That same day, ICE issued a final administrative
removal order. The order explained that Sanchez was subject to removal from the United
States because the offense of third-degree criminal sexual conduct involving a minor,
Minn. Stat. § 609.344, subd. 1(b), constitutes an “aggravated felony” under the
Immigration and Nationality Act (“INA”). 8 U.S.C. § 1101(a)(43)(A) (2015) (defining
5
“aggravated felony” to include “sexual abuse of a minor”); see also 8 U.S.C.
§ 1227(a)(2)(A)(iii) (2012) (“Any alien who is convicted of an aggravated felony at any
time after admission is deportable.”).
With the assistance of new counsel, Sanchez filed an emergency motion to withdraw
his guilty plea under Minn. R. Crim. P. 15.05 and Minn. Stat. § 590.01 (2016). The motion
broadly claimed that Sanchez’s plea was not accurate, voluntary, or intelligent. The motion
specifically relied on a recent Supreme Court decision, Padilla v. Kentucky, to argue that
plea counsel provided constitutionally inadequate representation by giving him incorrect
advice about the immigration consequences of his guilty plea. 559 U.S. 356, 369 (2010)
(requiring criminal-defense counsel to advise noncitizen clients that a plea may result in
deportation when the immigration consequences are “unclear,” or that deportation is
presumptively mandatory when the immigration consequences are “truly clear”). Sanchez
argued that Padilla required his attorney to advise him that the plea would result in his
deportation, rather than just that deportation was a possibility. Such advice was necessary,
according to Sanchez, because his removal was “an absolute certainty” under federal law.
The postconviction court granted an evidentiary hearing on Sanchez’s motion. Both
plea counsel and Sanchez testified, but their testimony was inconsistent. The court
resolved the inconsistency by crediting counsel’s testimony over Sanchez’s testimony,
which led the court to find that counsel informed Sanchez both “that he was looking at
deportation” and that he “would be deported as a result of his plea.”
After reviewing the relevant federal statutes and cases, the postconviction court
concluded that counsel’s advice was constitutionally adequate because the immigration
6
consequences of Sanchez’s plea were not truly clear. The court reasoned that the definition
of “sexual abuse of a minor” is unsettled under federal law, making it unclear whether
third-degree criminal sexual conduct qualifies as an aggravated felony under the INA. For
that reason, the court held that it was constitutionally sufficient for plea counsel to have
informed Sanchez that he “was looking at deportation” or could be deported.
In the alternative, the postconviction court concluded that, even if the immigration
consequences were “clear and certain,” plea counsel provided effective assistance “based
upon his private advice” to Sanchez that he “would be deported.” This advice, the court
stated, was sufficient to inform Sanchez that deportation was a “certain result” of the plea.
Accordingly, regardless of the level of specificity of the advice that plea counsel was
required to give Sanchez, the court held that counsel had done enough. The court therefore
denied Sanchez’s motion to withdraw his guilty plea.
The court of appeals affirmed. Sanchez v. State, 868 N.W.2d 282 (Minn. App.
2015). In its view, plea counsel provided constitutionally sufficient advice by informing
Sanchez that deportation was a possibility, because the immigration consequences of his
guilty plea were not truly clear under federal law. Id. at 287-89. We granted Sanchez’s
petition for review to determine whether plea counsel’s advice satisfied the Sixth
Amendment to the United States Constitution.
II.
This case requires us to determine whether the postconviction court erred when it
refused to allow Sanchez to withdraw his guilty plea. In evaluating the postconviction
court’s actions, we review the denial of Sanchez’s motion for an abuse of discretion. Reed
7
v. State, 793 N.W.2d 725, 729 (Minn. 2010). “A postconviction court abuses its discretion
when its decision is based on an erroneous view of the law or is against logic and the facts
in the record.” Riley v. State, 819 N.W.2d 162, 167 (Minn. 2012) (citation omitted)
(internal quotation marks omitted). We review findings of fact for clear error and issues
of law de novo. McKenzie v. State, 872 N.W.2d 865, 870 (Minn. 2015).
Although Sanchez alternatively claims that his plea counsel was ineffective and that
he had a right to withdraw his guilty plea, both claims turn on a single legal proposition:
whether he was constitutionally entitled to specific, definitive advice about the immigration
consequences of pleading guilty. Sanchez argues that the vague and inconclusive advice
he received before pleading guilty was constitutionally inadequate under the Sixth
Amendment given the allegedly clear deportation consequences of the plea.1
To prevail on his Sixth Amendment claim, Sanchez must show: (1) that plea
counsel’s representation “fell below an objective standard of reasonableness,” and (2) “that
there is a reasonable probability that, but for counsel’s unprofessional errors, the result of
the proceeding would have been different.” Strickland v. Washington, 466 U.S. 687-88,
694 (1984); accord State v. Taylor, 869 N.W.2d 1, 21 (Minn. 2015); Campos v. State, 816
N.W.2d 480, 485-86 (Minn. 2012). We need not analyze both elements of the Strickland
test if one or the other is determinative. Staunton v. State, 784 N.W.2d 289, 300 (Minn.
2010).
1 Sanchez did not raise a separate claim under the Minnesota Constitution.
8
Before the Supreme Court decided Padilla in 2010, the rule in Minnesota was that
a criminal-defense attorney had no duty to inform a noncitizen defendant of the
immigration consequences of a guilty plea because such consequences were “collateral” to
the decision of whether to plead guilty. Alanis v. State, 583 N.W.2d 573, 578-79 (Minn.
1998) (holding that defense counsel was not required to inform a noncitizen defendant that
his plea would lead to deportation because the immigration consequences did not “flow
definitely, immediately, and automatically from the guilty plea”), abrogation recognized
by Taylor v. State, 887 N.W.2d 821, 824 (Minn. 2016). Padilla altered the landscape by
establishing that one component of providing constitutionally effective representation is
informing a noncitizen defendant about the immigration consequences of pleading guilty,
and in particular, the risk of removal from the United States. 559 U.S. at 374; accord
Campos, 816 N.W.2d at 486-87.
Padilla also recognized, however, that “immigration law can be complex” and that,
in some circumstances, less-than-perfect advice can be constitutionally adequate. Id. at
369. In fact, the Supreme Court determined that the specificity of the constitutionally
required advice depends on whether the immigration law that applies to a particular case is
“succinct and straightforward” or “unclear or uncertain.” Id. When the immigration
consequences of a guilty plea are “truly clear,” defense counsel must affirmatively advise
a defendant that the plea will “subject [the defendant] to automatic deportation.” Id. at
360, 369. If the law is not “succinct and straightforward,” then the attorney’s obligation is
“more limited”: all counsel must do is “advise a noncitizen client that pending criminal
9
charges may carry a risk of adverse immigration consequences.” Id. at 369. The disputed
question here is to which of these two categories Sanchez’s case belongs.
III.
Padilla establishes some general principles about when immigration law is
sufficiently clear to require an attorney to give definitive advice about the immigration
consequences of a guilty plea. Padilla involved a noncitizen defendant who, on the advice
of his attorney, pleaded guilty to the transportation of a large amount of marijuana. Id. at
359. Padilla’s attorney affirmatively told him that he “did not have to worry about
immigration status since he had been in the country so long.” Id. (citation omitted) (internal
quotation marks omitted). The attorney’s advice was incorrect because Padilla’s guilty
plea rendered him presumptively deportable under federal law. Id. at 368-69.
The question before the Supreme Court was whether the immigration consequences
of Padilla’s guilty plea were “truly clear” or were “unclear or uncertain.” Id. at 369.
Padilla’s case fell into the former category, according to the Court, because “the terms of
the relevant immigration statute [were] succinct, clear, and explicit in defining the removal
consequence for Padilla’s conviction.” Id. at 368. The statute unambiguously stated that
an individual “convicted of a violation . . . relating to a controlled substance . . . other than
[personal possession of a small amount of marijuana] is deportable.” Id. (quoting 8 U.S.C.
§ 1227(a)(2)(B)(i) (2012)). The ease with which Padilla’s attorney could have provided
accurate advice by simply reading the statute led the Court to conclude that Padilla had
received constitutionally ineffective advice before entering his plea. Id. at 368-69.
10
Padilla establishes that criminal-defense attorneys must take some affirmative steps
before allowing a noncitizen client to accept a plea deal. First, at a minimum, an attorney
must review the relevant immigration statutes to determine whether a conviction will
subject the defendant to a risk of removal from the United States. Second, if conviction of
the charged offense clearly subjects the defendant to removal from the United States, the
attorney has a constitutional obligation to advise the defendant of this fact before he or she
enters a guilty plea. If it does not, then a general advisory warning about the possible
immigration consequences of a guilty plea is sufficient.
What Padilla fails to resolve, however, is what an attorney must do when the
applicable immigration statutes are less than truly clear, but administrative interpretations
or case law indicate that a conviction will render the defendant deportable. See Padilla,
559 U.S. at 381 (Alito, J., concurring) (noting that the Court’s decision left unresolved the
situation in which “application of the [statutory] provision to a particular case is not clear
but a cursory examination of case law or administrative decisions would provide a
definitive answer”). A strict interpretation of Padilla suggests that an attorney’s obligation
to investigate ends at the relevant immigration statutes, even if binding case law establishes
that a conviction will subject a noncitizen defendant to removal from the United States.
See Padilla, 559 U.S. at 368-69 (analyzing only the statute to determine whether the law
was “truly clear”). In contrast, Sanchez urges us to adopt an expansive interpretation of
Padilla, which would require a criminal-defense attorney to research all relevant court
decisions and administrative interpretations because of the harsh consequences that flow
from an attorney’s erroneous advice to a noncitizen defendant. We need not decide which
11
view of Padilla is correct, however, because, under either view, the immigration
consequences of Sanchez’s conviction were not truly clear.2
A.
Under the strict interpretation of Padilla, an attorney representing a noncitizen
defendant must only review the relevant immigration statutes and then advise his or her
client about the immigration consequences of a plea. 559 U.S. at 368-69. These actions
are, as stated above, the least a criminal-defense attorney must do to comply with the Sixth
Amendment.
The parties identify two statutes that render a noncitizen presumptively deportable
for the commission of an “aggravated felony.” See 8 U.S.C. § 1227(a)(2)(A)(iii) (“Any
alien who is convicted of an aggravated felony at any time after admission is deportable.”);
8 U.S.C. § 1228(c) (2012) (“An alien convicted of an aggravated felony shall be
conclusively presumed to be deportable from the United States.”). These two provisions
2 The concurrence recognizes that plea counsel testified inconsistently on the exact nature of his pre-plea-hearing advice to Sanchez, claiming at one point that he informed Sanchez that “he would be deported as a result of the plea,” and later denying that he told Sanchez that deportation “would be a certainty.” We need not address this inconsistency, however, because the level of specificity of the advice does not affect the outcome of this case. The evidentiary-hearing transcript supports the postconviction court’s finding that plea counsel at least told Sanchez that he could be deported, which is all that is required when the immigration consequences of a guilty plea are not truly clear. See Padilla, 559 U.S. at 369. We note that Sanchez does not make the converse argument: the law was not truly clear and that the advice given was too specific, causing him to refuse a favorable plea deal based on inaccurate plea advice. An argument of this nature may have required us to evaluate the postconviction court’s finding that plea counsel told Sanchez that he would be deported. But because Sanchez does not make such an argument, we need not resolve the factual dispute about plea counsel’s testimony.
12
are, like the statute in Padilla, truly clear that a noncitizen defendant will be subject to
removal from the United States if he or she commits certain crimes. In fact, 8 U.S.C.
§ 1227(a)(2)(A)(iii) describes the immigration consequences in the same terms as the
statute from Padilla, stating that a noncitizen “is deportable” if he or she has been convicted
of a qualifying offense.
Unlike the statute in Padilla, however, the statutes in this case are not clear about
which offenses qualify as aggravated felonies. In Padilla, the statute said that a noncitizen
felon is deportable after a conviction of any controlled-substance offense “other than a
single offense involving possession for one’s own use of 30 grams or less of marijuana.”
8 U.S.C. § 1227(a)(2)(B)(i). In contrast, the list of aggravated felonies is long and includes,
as relevant here, the “murder, rape, or sexual abuse of a minor.” 8 U.S.C. § 1101(a)(43)(A).
The INA does not define the phrase, “sexual abuse of a minor.”
Sanchez makes a credible argument that the phrase “sexual abuse of a minor” should
include sexual penetration of a person between 13 and 16 years of age, the definition of
third-degree criminal sexual conduct under Minnesota law. But even a rudimentary textual
or common-sense argument is not determinative under federal immigration law, which, as
the Supreme Court stated in Padilla, is “complex” and is “a legal specialty of its own.”
559 U.S. at 369. Rather, when an immigration statute fails to define a particular offense
or “a broad classification of crimes,” id. at 368, federal courts and immigration judges
examine administrative interpretations and other federal statutes to clarify which offenses
are included. See, e.g., Lopez v. Gonzales, 549 U.S. 47, 55 (2006) (drawing from the
definition of “drug trafficking crime” within the federal Controlled Substances Act to
13
determine which felonies qualify as “illicit trafficking” under the INA); Solano-Chicas v.
Gonzales, 440 F.3d 1050, 1055 (8th Cir. 2006) (noting that, in the absence of a statutory
definition of “moral turpitude,” courts look to administrative interpretations).
In Padilla, the Supreme Court recognized that the result might have been different
if the statute in that case, instead of specifically describing the type of offense, had involved
“a broad classification of crimes.” Id. at 368-69. As Justice Alito stated in his concurring
opinion in Padilla, the aggravated-felony provisions of the INA reflect broad
classifications, not specific crimes, which makes defense counsel’s task difficult. 559 U.S.
at 378-79 (Alito, J., concurring) (“Defense counsel who consults a guidebook on whether
a particular crime is an ‘aggravated felony’ will often find that the answer is not ‘easily
ascertained.’ ”); see also Nijhawan v. Holder, 557 U.S. 29, 37 (2009) (identifying several
of the crimes listed in 8 U.S.C. § 1101(a)(43), including “murder, rape, or sexual abuse of
a minor,” as “generic crimes”). Consistent with Justice Alito’s observation, federal courts
have not reached a consensus on the meaning of the phrase “sexual abuse of a minor.”
Rangel-Perez v. Lynch, 816 F.3d 591, 599-601 (10th Cir. 2016) (analyzing the split among
federal courts regarding the meaning of “sexual abuse of a minor”). We therefore conclude,
using Padilla’s reasoning, that the relevant immigration statutes were not truly clear about
whether Sanchez would be subject to removal after pleading guilty to third-degree criminal
sexual conduct.
If we were to conclude here that the aggravated-felony provisions were truly clear,
criminal-defense attorneys would be tempted to make an “educated guess” about the
coverage of federal immigration law rather than potentially subject themselves to an
14
ineffective-assistance-of-counsel claim. Cf. Padilla, 559 U.S. at 382 (Alito, J., concurring)
(“Incomplete legal advice may be worse than no advice at all because it may mislead and
may dissuade the client from seeking advice from a more knowledgeable source.”).
Specific advice that is incorrect may cause defendants to mistakenly reject plea deals that
would otherwise be advantageous to them, which is at least as problematic as providing
defendants with generalized advice that induces them to mistakenly accept plea deals that
could lead to their deportation, which was the situation presented in Padilla. This is why
Padilla itself recognizes that criminal-defense attorneys who face “unclear or uncertain”
statutes must only “advise a noncitizen client that pending criminal charges may carry a
risk of adverse immigration consequences,” 559 U.S. at 369 (emphasis added), which is
what Sanchez’s plea counsel did in this case.
B.
We now turn to the expansive interpretation of Padilla, which would require
criminal-defense attorneys to review not only the relevant federal immigration statutes, but
also case law and administrative interpretations, when evaluating whether the law is truly
clear. Though Padilla does not provide direct support for this interpretation, it does discuss
“the duty of counsel to provide [a] client with available advice about an issue like
deportation.” Id. at 371 (emphasis added). Further, Padilla states that an attorney’s
obligation turns on whether “the law” is “succinct and straightforward.” Id. at 369
(emphasis added). These general statements in Padilla about “available advice” and “the
law” are arguably references to the full array of legal sources, including case law and
administrative interpretations, not just relevant statutes. See, e.g., State v. Ortiz
15
Mondragon, 866 N.W.2d 717, 727-34 (Wis. 2015) (examining case law and administrative
interpretations to determine the clarity of the undefined phrase, “crime involving moral
turpitude”).
Without deciding whether the expansive interpretation of Padilla is correct, we will
review the relevant case law and administrative interpretations of “sexual abuse of a
minor,” 8 U.S.C. § 1101(a)(43)(A), to determine if they provide any more clarity than
applying the aggravated-felony statutes alone. Relying on these sources, Sanchez argues
that the case law in particular makes it truly clear that his guilty plea to third-degree
criminal sexual conduct exposed him to presumptively mandatory removal. We disagree.
Under the expansive interpretation, the lack of a statutory definition of “sexual
abuse of a minor” requires us to look to other sources, including federal-court decisions
and administrative interpretations from the Board of Immigration Appeals (“BIA”), to
determine its meaning. In 1999, the BIA, in an en banc decision, held that “sexual abuse
of a minor” includes “the employment, use, persuasion, inducement, enticement, or
coercion of a child to engage in, or assist another person to engage in, sexually explicit
conduct or the rape, molestation, prostitution, or other form of sexual exploitation of
children, or incest with children.” In re Rodriguez-Rodriguez, 22 I. & N. Dec. 991, 995
(BIA 1999) (en banc) (quoting 18 U.S.C. § 3509(a)(8) (2012)). In adopting this definition,
the BIA relied on a federal statute addressing child victims and witnesses, rather than the
federal offense of “sexual abuse of a minor or ward.” Id. at 995-96; see 18 U.S.C. § 2243
(2012). It rejected definitions from other federal criminal statutes because it viewed those
definitions as being “too restrictive to encompass the numerous state crimes that can be
16
viewed as sexual abuse and the diverse types of conduct that would fit within the term as
it is commonly used.” Rodriguez-Rodriguez, 22 I. & N. Dec. at 996.
Even though the BIA decision is binding on immigration courts operating within
Minnesota, see Afolayan v. I.N.S., 219 F.3d 784, 788 (8th Cir. 2000), the law in Sanchez’s
case was still not truly clear for at least three reasons. First, there is presently a split among
federal courts on how to determine whether a particular crime qualifies as “sexual abuse of
a minor” under 8 U.S.C. § 1101(a)(43)(A). For example, the United States Courts of
Appeals for the Second, Third, and Sixth Circuits have decided to defer to the BIA’s
interpretation in Rodriguez-Rodriguez. Esquivel-Quintana v. Lynch, 810 F.3d 1019, 1025
(6th Cir. 2016) (deferring to the BIA’s interpretation of “sexual abuse of a minor”), cert.
granted, ___ U.S. ___ , 137 S. Ct. 368 (Oct. 28, 2016); Restrepo v. Att’y Gen., 617 F.3d
787, 796 (3d Cir. 2010) (same); Mugalli v. Ashcroft, 258 F.3d 52, 60 (2d Cir. 2001) (same).
In contrast, the United States Court of Appeals for the Ninth Circuit has rejected the BIA’s
interpretation and instead concluded that a federal criminal statute, not the statute on child
victims and witnesses, provides the applicable definition. See Estrada-Espinoza v.
Mukasey, 546 F.3d 1147, 1152-58 (9th Cir. 2008) (en banc) (rejecting the BIA’s definition
of “sexual abuse of a minor,” which the court determined was not subject to deference, in
favor of the definition in 18 U.S.C. §§ 2242-46 (2012)), overruled on other grounds by
United States v. Aguila-Montes de Oca, 655 F.3d 915 (9th Cir. 2011) (en banc). This lack
of consensus demonstrates that the law is not truly clear on which crimes constitute “sexual
abuse of a minor.”
17
Second, unlike these other circuits, the United States Court of Appeals for the Eighth
Circuit has not yet addressed the interpretive question presented by this case. BIA
decisions, which federal courts treat as the equivalent of administrative interpretations, are
only binding on immigration courts in the absence of an interpretation by either the judicial
circuit in which the immigration court sits—here, Minnesota, which is in the Eighth
Circuit—or the Supreme Court. See I.N.S. v. Aguirre-Aguirre, 526 U.S. 415, 424-25
(1999) (holding that federal courts must defer to BIA decisions using the principles
described in Chevron U.S.A. Inc. v. Nat. Res. Def. Council, Inc., 467 U.S. 837, 842 (1984));
Matter of U. Singh, 25 I. & N. Dec. 670, 672 (BIA 2012) (“We apply the law of the circuit
in cases arising in that jurisdiction, but we are not bound by a decision of the court of
appeals in a different circuit.”). In the absence of an interpretation by either court, the BIA
decision is at most an administrative interpretation subject to deference by the Eighth
Circuit.
Third, even if Sanchez’s plea counsel had identified Rodriguez-Rodriguez and
applied it here, it would not necessarily have yielded a clear answer to whether third-degree
criminal sexual conduct constitutes “sexual abuse of a minor.” Counsel would have had to
apply the “categorical approach” to Sanchez’s offense, see Mowlana v. Lynch, 803 F.3d
923, 925 (8th Cir. 2015), which involves determining whether “the state statute defining
the crime of conviction categorically fits within the ‘generic’ federal definition of a
corresponding aggravated felony.” Moncrieffe v. Holder, ___ U.S. ___, ___, 133 S. Ct.
1678, 1684 (2013) (citations omitted) (internal quotation marks omitted). Under this
approach, counsel would have needed to evaluate whether the “state offense [viewed in the
18
abstract] is a categorical match with a generic federal offense” by analyzing whether the
State was required to prove “facts equating to the generic federal offense.” Id. (citations
omitted) (internal quotation marks omitted).
Applying the categorical approach here is complicated by the fact that, as a number
of federal courts have observed, the BIA’s definition of “sexual abuse of a minor” in
Rodriguez-Rodriguez is incomplete. The United States Court of Appeals for the Fourth
Circuit has noted, for example, that apart from holding that the Texas crime of “indecency
with a child by exposure” qualifies as an aggravated felony, Rodriguez-Rodriguez “did not
provide direction regarding the elements of the generic federal crime of ‘sexual abuse of a
minor.’ ” Amos v. Lynch, 790 F.3d 512, 520 (4th Cir. 2015); see also Estrada-Espinoza,
546 F.3d at 1157-58 (observing that Rodriguez-Rodriguez did not provide a definition that
was particularized enough to perform an analysis under the categorical approach). The
Tenth Circuit has similarly explained that Rodriguez-Rodriguez addressed only which acts
constitute “sexual abuse of a minor,” but did not “purport to set forth all of the elements of
such an offense,” including whether the generic offense has a mens rea element. Rangel
Perez, 816 F.3d at 598. Thus, the lack of specificity in Rodriguez-Rodriguez, in addition
to the difficulty of applying the categorical approach to its definition of “sexual abuse of a
minor,” places Sanchez’s case outside the realm of a truly clear application of federal
immigration law.3
3 The concurrence misunderstands our discussion of these federal cases. We do not discuss them because they are binding precedent, but rather to show that the law, even if the BIA’s definition were binding, is not truly clear. This is a point that the concurrence
19
C.
In summary, even if Padilla leaves open the possibility that a criminal-defense
attorney has a constitutional obligation to review relevant case law and administrative
interpretations before providing advice to a noncitizen defendant contemplating a guilty
plea, Padilla did not require Sanchez’s counsel to do anything more than provide a general
warning about the immigration consequences of entering the plea. If the obligation of
Sanchez’s counsel was limited to reading and interpreting the relevant immigration
statutes, then we reach the same conclusion: the statutes were not sufficiently clear to
impose an obligation on counsel to do anything more than he did. Either way, Sanchez’s
counsel satisfied his obligation under the Sixth Amendment.
a minor in 2005. In 2012, he applied for and received Deferred Action for Childhood
Arrivals (“DACA”), a program under which noncitizens who come to the United States as
children can receive a limited deferral from removal proceedings. See Consideration of
Deferred Action for Childhood Arrivals (DACA), U.S. Citizenship & Immigr. Servs.,
https://www.uscis.gov/humanitarian/consideration-deferred-action-childhood-arrivals
daca (last updated Dec. 22, 2016).
In 2013, when Sanchez was 19 years old, the State charged him with two counts of
third-degree criminal sexual conduct. Minn. Stat. § 609.344, subd. 1(b). The complaint
alleged that Sanchez sexually penetrated two minor children between 13 and 16 years of
age. The State also charged Sanchez with the offense of furnishing alcohol to a minor.
Minn. Stat. § 340A.702(8) (2016); see Minn. Stat. § 340A.503, subd. 2(1) (2016).
Before trial, Sanchez pleaded guilty to one of the counts of third-degree criminal
sexual conduct and to the count of furnishing alcohol to a minor. In exchange, the State
agreed to dismiss the remaining criminal-sexual-conduct count and recommend that the
district court stay the imposition of Sanchez’s sentence, place him on probation, and require
him to serve no more than 90 days of probationary jail time. As part of the plea process,
Sanchez signed a written petition that included the following statement: “My attorney has
told me and I understand that if I am not a citizen of the United States this plea of guilty
may result in deportation, exclusion from admission to the United States of America or
denial of citizenship.” (Emphasis added.)
4
During the plea hearing, defense counsel questioned Sanchez. Among other things,
defense counsel confirmed that Sanchez had reviewed the plea agreement. In response to
questioning, Sanchez agreed that he was not a citizen of the United States and “that as a
result of a plea in this particular matter that, if [he was] not a citizen of the United States,
a plea of guilty could result in either deportation, exclusion from admission to the United
States, or denial of citizenship.” (Emphasis added.) The hearing also established the
factual basis of the plea when Sanchez admitted that he had engaged in sexual intercourse
with a minor named K.R., whom he knew at the time was less than 16 years of age. He
also admitted that he provided alcohol to K.R. and her friends, each of whom was younger
than 21 years old.
At the sentencing hearing, the district court formally accepted Sanchez’s plea and
stayed imposition of his sentence, see Minn. Stat. § 609.135 (2016), which included two
concurrent terms of 90 days in jail and 10 years of supervised probation. According to the
warrant of commitment and by operation of law, successful completion of the probationary
term would convert Sanchez’s felony conviction of third-degree criminal sexual conduct
into a misdemeanor. See Minn. Stat. § 609.13, subd. 1(2) (2016).
Immediately after sentencing, officers from Immigration and Customs Enforcement
(“ICE”) took Sanchez into custody. That same day, ICE issued a final administrative
removal order. The order explained that Sanchez was subject to removal from the United
States because the offense of third-degree criminal sexual conduct involving a minor,
Minn. Stat. § 609.344, subd. 1(b), constitutes an “aggravated felony” under the
Immigration and Nationality Act (“INA”). 8 U.S.C. § 1101(a)(43)(A) (2015) (defining
5
“aggravated felony” to include “sexual abuse of a minor”); see also 8 U.S.C.
§ 1227(a)(2)(A)(iii) (2012) (“Any alien who is convicted of an aggravated felony at any
time after admission is deportable.”).
With the assistance of new counsel, Sanchez filed an emergency motion to withdraw
his guilty plea under Minn. R. Crim. P. 15.05 and Minn. Stat. § 590.01 (2016). The motion
broadly claimed that Sanchez’s plea was not accurate, voluntary, or intelligent. The motion
specifically relied on a recent Supreme Court decision, Padilla v. Kentucky, to argue that
plea counsel provided constitutionally inadequate representation by giving him incorrect
advice about the immigration consequences of his guilty plea. 559 U.S. 356, 369 (2010)
(requiring criminal-defense counsel to advise noncitizen clients that a plea may result in
deportation when the immigration consequences are “unclear,” or that deportation is
presumptively mandatory when the immigration consequences are “truly clear”). Sanchez
argued that Padilla required his attorney to advise him that the plea would result in his
deportation, rather than just that deportation was a possibility. Such advice was necessary,
according to Sanchez, because his removal was “an absolute certainty” under federal law.
The postconviction court granted an evidentiary hearing on Sanchez’s motion. Both
plea counsel and Sanchez testified, but their testimony was inconsistent. The court
resolved the inconsistency by crediting counsel’s testimony over Sanchez’s testimony,
which led the court to find that counsel informed Sanchez both “that he was looking at
deportation” and that he “would be deported as a result of his plea.”
After reviewing the relevant federal statutes and cases, the postconviction court
concluded that counsel’s advice was constitutionally adequate because the immigration
6
consequences of Sanchez’s plea were not truly clear. The court reasoned that the definition
of “sexual abuse of a minor” is unsettled under federal law, making it unclear whether
third-degree criminal sexual conduct qualifies as an aggravated felony under the INA. For
that reason, the court held that it was constitutionally sufficient for plea counsel to have
informed Sanchez that he “was looking at deportation” or could be deported.
In the alternative, the postconviction court concluded that, even if the immigration
consequences were “clear and certain,” plea counsel provided effective assistance “based
upon his private advice” to Sanchez that he “would be deported.” This advice, the court
stated, was sufficient to inform Sanchez that deportation was a “certain result” of the plea.
Accordingly, regardless of the level of specificity of the advice that plea counsel was
required to give Sanchez, the court held that counsel had done enough. The court therefore
denied Sanchez’s motion to withdraw his guilty plea.
The court of appeals affirmed. Sanchez v. State, 868 N.W.2d 282 (Minn. App.
2015). In its view, plea counsel provided constitutionally sufficient advice by informing
Sanchez that deportation was a possibility, because the immigration consequences of his
guilty plea were not truly clear under federal law. Id. at 287-89. We granted Sanchez’s
petition for review to determine whether plea counsel’s advice satisfied the Sixth
Amendment to the United States Constitution.
II.
This case requires us to determine whether the postconviction court erred when it
refused to allow Sanchez to withdraw his guilty plea. In evaluating the postconviction
court’s actions, we review the denial of Sanchez’s motion for an abuse of discretion. Reed
7
v. State, 793 N.W.2d 725, 729 (Minn. 2010). “A postconviction court abuses its discretion
when its decision is based on an erroneous view of the law or is against logic and the facts
in the record.” Riley v. State, 819 N.W.2d 162, 167 (Minn. 2012) (citation omitted)
(internal quotation marks omitted). We review findings of fact for clear error and issues
of law de novo. McKenzie v. State, 872 N.W.2d 865, 870 (Minn. 2015).
Although Sanchez alternatively claims that his plea counsel was ineffective and that
he had a right to withdraw his guilty plea, both claims turn on a single legal proposition:
whether he was constitutionally entitled to specific, definitive advice about the immigration
consequences of pleading guilty. Sanchez argues that the vague and inconclusive advice
he received before pleading guilty was constitutionally inadequate under the Sixth
Amendment given the allegedly clear deportation consequences of the plea.1
To prevail on his Sixth Amendment claim, Sanchez must show: (1) that plea
counsel’s representation “fell below an objective standard of reasonableness,” and (2) “that
there is a reasonable probability that, but for counsel’s unprofessional errors, the result of
the proceeding would have been different.” Strickland v. Washington, 466 U.S. 687-88,
694 (1984); accord State v. Taylor, 869 N.W.2d 1, 21 (Minn. 2015); Campos v. State, 816
N.W.2d 480, 485-86 (Minn. 2012). We need not analyze both elements of the Strickland
test if one or the other is determinative. Staunton v. State, 784 N.W.2d 289, 300 (Minn.
2010).
1 Sanchez did not raise a separate claim under the Minnesota Constitution.
8
Before the Supreme Court decided Padilla in 2010, the rule in Minnesota was that
a criminal-defense attorney had no duty to inform a noncitizen defendant of the
immigration consequences of a guilty plea because such consequences were “collateral” to
the decision of whether to plead guilty. Alanis v. State, 583 N.W.2d 573, 578-79 (Minn.
1998) (holding that defense counsel was not required to inform a noncitizen defendant that
his plea would lead to deportation because the immigration consequences did not “flow
definitely, immediately, and automatically from the guilty plea”), abrogation recognized
by Taylor v. State, 887 N.W.2d 821, 824 (Minn. 2016). Padilla altered the landscape by
establishing that one component of providing constitutionally effective representation is
informing a noncitizen defendant about the immigration consequences of pleading guilty,
and in particular, the risk of removal from the United States. 559 U.S. at 374; accord
Campos, 816 N.W.2d at 486-87.
Padilla also recognized, however, that “immigration law can be complex” and that,
in some circumstances, less-than-perfect advice can be constitutionally adequate. Id. at
369. In fact, the Supreme Court determined that the specificity of the constitutionally
required advice depends on whether the immigration law that applies to a particular case is
“succinct and straightforward” or “unclear or uncertain.” Id. When the immigration
consequences of a guilty plea are “truly clear,” defense counsel must affirmatively advise
a defendant that the plea will “subject [the defendant] to automatic deportation.” Id. at
360, 369. If the law is not “succinct and straightforward,” then the attorney’s obligation is
“more limited”: all counsel must do is “advise a noncitizen client that pending criminal
9
charges may carry a risk of adverse immigration consequences.” Id. at 369. The disputed
question here is to which of these two categories Sanchez’s case belongs.
III.
Padilla establishes some general principles about when immigration law is
sufficiently clear to require an attorney to give definitive advice about the immigration
consequences of a guilty plea. Padilla involved a noncitizen defendant who, on the advice
of his attorney, pleaded guilty to the transportation of a large amount of marijuana. Id. at
359. Padilla’s attorney affirmatively told him that he “did not have to worry about
immigration status since he had been in the country so long.” Id. (citation omitted) (internal
quotation marks omitted). The attorney’s advice was incorrect because Padilla’s guilty
plea rendered him presumptively deportable under federal law. Id. at 368-69.
The question before the Supreme Court was whether the immigration consequences
of Padilla’s guilty plea were “truly clear” or were “unclear or uncertain.” Id. at 369.
Padilla’s case fell into the former category, according to the Court, because “the terms of
the relevant immigration statute [were] succinct, clear, and explicit in defining the removal
consequence for Padilla’s conviction.” Id. at 368. The statute unambiguously stated that
an individual “convicted of a violation . . . relating to a controlled substance . . . other than
[personal possession of a small amount of marijuana] is deportable.” Id. (quoting 8 U.S.C.
§ 1227(a)(2)(B)(i) (2012)). The ease with which Padilla’s attorney could have provided
accurate advice by simply reading the statute led the Court to conclude that Padilla had
received constitutionally ineffective advice before entering his plea. Id. at 368-69.
10
Padilla establishes that criminal-defense attorneys must take some affirmative steps
before allowing a noncitizen client to accept a plea deal. First, at a minimum, an attorney
must review the relevant immigration statutes to determine whether a conviction will
subject the defendant to a risk of removal from the United States. Second, if conviction of
the charged offense clearly subjects the defendant to removal from the United States, the
attorney has a constitutional obligation to advise the defendant of this fact before he or she
enters a guilty plea. If it does not, then a general advisory warning about the possible
immigration consequences of a guilty plea is sufficient.
What Padilla fails to resolve, however, is what an attorney must do when the
applicable immigration statutes are less than truly clear, but administrative interpretations
or case law indicate that a conviction will render the defendant deportable. See Padilla,
559 U.S. at 381 (Alito, J., concurring) (noting that the Court’s decision left unresolved the
situation in which “application of the [statutory] provision to a particular case is not clear
but a cursory examination of case law or administrative decisions would provide a
definitive answer”). A strict interpretation of Padilla suggests that an attorney’s obligation
to investigate ends at the relevant immigration statutes, even if binding case law establishes
that a conviction will subject a noncitizen defendant to removal from the United States.
See Padilla, 559 U.S. at 368-69 (analyzing only the statute to determine whether the law
was “truly clear”). In contrast, Sanchez urges us to adopt an expansive interpretation of
Padilla, which would require a criminal-defense attorney to research all relevant court
decisions and administrative interpretations because of the harsh consequences that flow
from an attorney’s erroneous advice to a noncitizen defendant. We need not decide which
11
view of Padilla is correct, however, because, under either view, the immigration
consequences of Sanchez’s conviction were not truly clear.2
A.
Under the strict interpretation of Padilla, an attorney representing a noncitizen
defendant must only review the relevant immigration statutes and then advise his or her
client about the immigration consequences of a plea. 559 U.S. at 368-69. These actions
are, as stated above, the least a criminal-defense attorney must do to comply with the Sixth
Amendment.
The parties identify two statutes that render a noncitizen presumptively deportable
for the commission of an “aggravated felony.” See 8 U.S.C. § 1227(a)(2)(A)(iii) (“Any
alien who is convicted of an aggravated felony at any time after admission is deportable.”);
8 U.S.C. § 1228(c) (2012) (“An alien convicted of an aggravated felony shall be
conclusively presumed to be deportable from the United States.”). These two provisions
2 The concurrence recognizes that plea counsel testified inconsistently on the exact nature of his pre-plea-hearing advice to Sanchez, claiming at one point that he informed Sanchez that “he would be deported as a result of the plea,” and later denying that he told Sanchez that deportation “would be a certainty.” We need not address this inconsistency, however, because the level of specificity of the advice does not affect the outcome of this case. The evidentiary-hearing transcript supports the postconviction court’s finding that plea counsel at least told Sanchez that he could be deported, which is all that is required when the immigration consequences of a guilty plea are not truly clear. See Padilla, 559 U.S. at 369. We note that Sanchez does not make the converse argument: the law was not truly clear and that the advice given was too specific, causing him to refuse a favorable plea deal based on inaccurate plea advice. An argument of this nature may have required us to evaluate the postconviction court’s finding that plea counsel told Sanchez that he would be deported. But because Sanchez does not make such an argument, we need not resolve the factual dispute about plea counsel’s testimony.
12
are, like the statute in Padilla, truly clear that a noncitizen defendant will be subject to
removal from the United States if he or she commits certain crimes. In fact, 8 U.S.C.
§ 1227(a)(2)(A)(iii) describes the immigration consequences in the same terms as the
statute from Padilla, stating that a noncitizen “is deportable” if he or she has been convicted
of a qualifying offense.
Unlike the statute in Padilla, however, the statutes in this case are not clear about
which offenses qualify as aggravated felonies. In Padilla, the statute said that a noncitizen
felon is deportable after a conviction of any controlled-substance offense “other than a
single offense involving possession for one’s own use of 30 grams or less of marijuana.”
8 U.S.C. § 1227(a)(2)(B)(i). In contrast, the list of aggravated felonies is long and includes,
as relevant here, the “murder, rape, or sexual abuse of a minor.” 8 U.S.C. § 1101(a)(43)(A).
The INA does not define the phrase, “sexual abuse of a minor.”
Sanchez makes a credible argument that the phrase “sexual abuse of a minor” should
include sexual penetration of a person between 13 and 16 years of age, the definition of
third-degree criminal sexual conduct under Minnesota law. But even a rudimentary textual
or common-sense argument is not determinative under federal immigration law, which, as
the Supreme Court stated in Padilla, is “complex” and is “a legal specialty of its own.”
559 U.S. at 369. Rather, when an immigration statute fails to define a particular offense
or “a broad classification of crimes,” id. at 368, federal courts and immigration judges
examine administrative interpretations and other federal statutes to clarify which offenses
are included. See, e.g., Lopez v. Gonzales, 549 U.S. 47, 55 (2006) (drawing from the
definition of “drug trafficking crime” within the federal Controlled Substances Act to
13
determine which felonies qualify as “illicit trafficking” under the INA); Solano-Chicas v.
Gonzales, 440 F.3d 1050, 1055 (8th Cir. 2006) (noting that, in the absence of a statutory
definition of “moral turpitude,” courts look to administrative interpretations).
In Padilla, the Supreme Court recognized that the result might have been different
if the statute in that case, instead of specifically describing the type of offense, had involved
“a broad classification of crimes.” Id. at 368-69. As Justice Alito stated in his concurring
opinion in Padilla, the aggravated-felony provisions of the INA reflect broad
classifications, not specific crimes, which makes defense counsel’s task difficult. 559 U.S.
at 378-79 (Alito, J., concurring) (“Defense counsel who consults a guidebook on whether
a particular crime is an ‘aggravated felony’ will often find that the answer is not ‘easily
ascertained.’ ”); see also Nijhawan v. Holder, 557 U.S. 29, 37 (2009) (identifying several
of the crimes listed in 8 U.S.C. § 1101(a)(43), including “murder, rape, or sexual abuse of
a minor,” as “generic crimes”). Consistent with Justice Alito’s observation, federal courts
have not reached a consensus on the meaning of the phrase “sexual abuse of a minor.”
Rangel-Perez v. Lynch, 816 F.3d 591, 599-601 (10th Cir. 2016) (analyzing the split among
federal courts regarding the meaning of “sexual abuse of a minor”). We therefore conclude,
using Padilla’s reasoning, that the relevant immigration statutes were not truly clear about
whether Sanchez would be subject to removal after pleading guilty to third-degree criminal
sexual conduct.
If we were to conclude here that the aggravated-felony provisions were truly clear,
criminal-defense attorneys would be tempted to make an “educated guess” about the
coverage of federal immigration law rather than potentially subject themselves to an
14
ineffective-assistance-of-counsel claim. Cf. Padilla, 559 U.S. at 382 (Alito, J., concurring)
(“Incomplete legal advice may be worse than no advice at all because it may mislead and
may dissuade the client from seeking advice from a more knowledgeable source.”).
Specific advice that is incorrect may cause defendants to mistakenly reject plea deals that
would otherwise be advantageous to them, which is at least as problematic as providing
defendants with generalized advice that induces them to mistakenly accept plea deals that
could lead to their deportation, which was the situation presented in Padilla. This is why
Padilla itself recognizes that criminal-defense attorneys who face “unclear or uncertain”
statutes must only “advise a noncitizen client that pending criminal charges may carry a
risk of adverse immigration consequences,” 559 U.S. at 369 (emphasis added), which is
what Sanchez’s plea counsel did in this case.
B.
We now turn to the expansive interpretation of Padilla, which would require
criminal-defense attorneys to review not only the relevant federal immigration statutes, but
also case law and administrative interpretations, when evaluating whether the law is truly
clear. Though Padilla does not provide direct support for this interpretation, it does discuss
“the duty of counsel to provide [a] client with available advice about an issue like
deportation.” Id. at 371 (emphasis added). Further, Padilla states that an attorney’s
obligation turns on whether “the law” is “succinct and straightforward.” Id. at 369
(emphasis added). These general statements in Padilla about “available advice” and “the
law” are arguably references to the full array of legal sources, including case law and
administrative interpretations, not just relevant statutes. See, e.g., State v. Ortiz
15
Mondragon, 866 N.W.2d 717, 727-34 (Wis. 2015) (examining case law and administrative
interpretations to determine the clarity of the undefined phrase, “crime involving moral
turpitude”).
Without deciding whether the expansive interpretation of Padilla is correct, we will
review the relevant case law and administrative interpretations of “sexual abuse of a
minor,” 8 U.S.C. § 1101(a)(43)(A), to determine if they provide any more clarity than
applying the aggravated-felony statutes alone. Relying on these sources, Sanchez argues
that the case law in particular makes it truly clear that his guilty plea to third-degree
criminal sexual conduct exposed him to presumptively mandatory removal. We disagree.
Under the expansive interpretation, the lack of a statutory definition of “sexual
abuse of a minor” requires us to look to other sources, including federal-court decisions
and administrative interpretations from the Board of Immigration Appeals (“BIA”), to
determine its meaning. In 1999, the BIA, in an en banc decision, held that “sexual abuse
of a minor” includes “the employment, use, persuasion, inducement, enticement, or
coercion of a child to engage in, or assist another person to engage in, sexually explicit
conduct or the rape, molestation, prostitution, or other form of sexual exploitation of
children, or incest with children.” In re Rodriguez-Rodriguez, 22 I. & N. Dec. 991, 995
(BIA 1999) (en banc) (quoting 18 U.S.C. § 3509(a)(8) (2012)). In adopting this definition,
the BIA relied on a federal statute addressing child victims and witnesses, rather than the
federal offense of “sexual abuse of a minor or ward.” Id. at 995-96; see 18 U.S.C. § 2243
(2012). It rejected definitions from other federal criminal statutes because it viewed those
definitions as being “too restrictive to encompass the numerous state crimes that can be
16
viewed as sexual abuse and the diverse types of conduct that would fit within the term as
it is commonly used.” Rodriguez-Rodriguez, 22 I. & N. Dec. at 996.
Even though the BIA decision is binding on immigration courts operating within
Minnesota, see Afolayan v. I.N.S., 219 F.3d 784, 788 (8th Cir. 2000), the law in Sanchez’s
case was still not truly clear for at least three reasons. First, there is presently a split among
federal courts on how to determine whether a particular crime qualifies as “sexual abuse of
a minor” under 8 U.S.C. § 1101(a)(43)(A). For example, the United States Courts of
Appeals for the Second, Third, and Sixth Circuits have decided to defer to the BIA’s
interpretation in Rodriguez-Rodriguez. Esquivel-Quintana v. Lynch, 810 F.3d 1019, 1025
(6th Cir. 2016) (deferring to the BIA’s interpretation of “sexual abuse of a minor”), cert.
granted, ___ U.S. ___ , 137 S. Ct. 368 (Oct. 28, 2016); Restrepo v. Att’y Gen., 617 F.3d
787, 796 (3d Cir. 2010) (same); Mugalli v. Ashcroft, 258 F.3d 52, 60 (2d Cir. 2001) (same).
In contrast, the United States Court of Appeals for the Ninth Circuit has rejected the BIA’s
interpretation and instead concluded that a federal criminal statute, not the statute on child
victims and witnesses, provides the applicable definition. See Estrada-Espinoza v.
Mukasey, 546 F.3d 1147, 1152-58 (9th Cir. 2008) (en banc) (rejecting the BIA’s definition
of “sexual abuse of a minor,” which the court determined was not subject to deference, in
favor of the definition in 18 U.S.C. §§ 2242-46 (2012)), overruled on other grounds by
United States v. Aguila-Montes de Oca, 655 F.3d 915 (9th Cir. 2011) (en banc). This lack
of consensus demonstrates that the law is not truly clear on which crimes constitute “sexual
abuse of a minor.”
17
Second, unlike these other circuits, the United States Court of Appeals for the Eighth
Circuit has not yet addressed the interpretive question presented by this case. BIA
decisions, which federal courts treat as the equivalent of administrative interpretations, are
only binding on immigration courts in the absence of an interpretation by either the judicial
circuit in which the immigration court sits—here, Minnesota, which is in the Eighth
Circuit—or the Supreme Court. See I.N.S. v. Aguirre-Aguirre, 526 U.S. 415, 424-25
(1999) (holding that federal courts must defer to BIA decisions using the principles
described in Chevron U.S.A. Inc. v. Nat. Res. Def. Council, Inc., 467 U.S. 837, 842 (1984));
Matter of U. Singh, 25 I. & N. Dec. 670, 672 (BIA 2012) (“We apply the law of the circuit
in cases arising in that jurisdiction, but we are not bound by a decision of the court of
appeals in a different circuit.”). In the absence of an interpretation by either court, the BIA
decision is at most an administrative interpretation subject to deference by the Eighth
Circuit.
Third, even if Sanchez’s plea counsel had identified Rodriguez-Rodriguez and
applied it here, it would not necessarily have yielded a clear answer to whether third-degree
criminal sexual conduct constitutes “sexual abuse of a minor.” Counsel would have had to
apply the “categorical approach” to Sanchez’s offense, see Mowlana v. Lynch, 803 F.3d
923, 925 (8th Cir. 2015), which involves determining whether “the state statute defining
the crime of conviction categorically fits within the ‘generic’ federal definition of a
corresponding aggravated felony.” Moncrieffe v. Holder, ___ U.S. ___, ___, 133 S. Ct.
1678, 1684 (2013) (citations omitted) (internal quotation marks omitted). Under this
approach, counsel would have needed to evaluate whether the “state offense [viewed in the
18
abstract] is a categorical match with a generic federal offense” by analyzing whether the
State was required to prove “facts equating to the generic federal offense.” Id. (citations
omitted) (internal quotation marks omitted).
Applying the categorical approach here is complicated by the fact that, as a number
of federal courts have observed, the BIA’s definition of “sexual abuse of a minor” in
Rodriguez-Rodriguez is incomplete. The United States Court of Appeals for the Fourth
Circuit has noted, for example, that apart from holding that the Texas crime of “indecency
with a child by exposure” qualifies as an aggravated felony, Rodriguez-Rodriguez “did not
provide direction regarding the elements of the generic federal crime of ‘sexual abuse of a
minor.’ ” Amos v. Lynch, 790 F.3d 512, 520 (4th Cir. 2015); see also Estrada-Espinoza,
546 F.3d at 1157-58 (observing that Rodriguez-Rodriguez did not provide a definition that
was particularized enough to perform an analysis under the categorical approach). The
Tenth Circuit has similarly explained that Rodriguez-Rodriguez addressed only which acts
constitute “sexual abuse of a minor,” but did not “purport to set forth all of the elements of
such an offense,” including whether the generic offense has a mens rea element. Rangel
Perez, 816 F.3d at 598. Thus, the lack of specificity in Rodriguez-Rodriguez, in addition
to the difficulty of applying the categorical approach to its definition of “sexual abuse of a
minor,” places Sanchez’s case outside the realm of a truly clear application of federal
immigration law.3
3 The concurrence misunderstands our discussion of these federal cases. We do not discuss them because they are binding precedent, but rather to show that the law, even if the BIA’s definition were binding, is not truly clear. This is a point that the concurrence
19
C.
In summary, even if Padilla leaves open the possibility that a criminal-defense
attorney has a constitutional obligation to review relevant case law and administrative
interpretations before providing advice to a noncitizen defendant contemplating a guilty
plea, Padilla did not require Sanchez’s counsel to do anything more than provide a general
warning about the immigration consequences of entering the plea. If the obligation of
Sanchez’s counsel was limited to reading and interpreting the relevant immigration
statutes, then we reach the same conclusion: the statutes were not sufficiently clear to
impose an obligation on counsel to do anything more than he did. Either way, Sanchez’s
counsel satisfied his obligation under the Sixth Amendment.
Plaintiff's Experts:
Defendant's Experts:
Comments:
About This Case
What was the outcome of Francisco Herrera Sanchez vs. State of Minnesota?
The outcome was: For the foregoing reasons, we affirm the decision of the court of appeals.
Which court heard Francisco Herrera Sanchez vs. State of Minnesota?
This case was heard in STATE OF MINNESOTA IN SUPREME COURT, MN. The presiding judge was David R. Stras.
Who were the attorneys in Francisco Herrera Sanchez vs. State of Minnesota?
Plaintiff's attorney: Lori Swanson, Attorney General John L. Fossum, Rice County Attorney, Terence Swihart, Assistant Rice County Attorney. Defendant's attorney: Herb Igbanugo Jason A. Nielson.
When was Francisco Herrera Sanchez vs. State of Minnesota decided?
This case was decided on February 23, 2017.