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State of New Jersey v. Richard Willis
Date: 05-14-2016
Case Number: (A-115-13) (073908)
Judge: Mary Catherine Cuff
Court: SUPREME COURT OF NEW JERSEY
Plaintiff's Attorney: Ian C. Kennedy, John J. Hoffman
Defendant's Attorney: Michael B. Jones, Joseph E. Krakora
Description:
In this appeal, we address the admission of other-crime
evidence, pursuant to N.J.R.E. 404(b), of an attempted sexual
assault that occurred three years before the sexual assault that
was the subject of defendant Richard Willis’ trial. The State
contended, and the trial court held, that the evidence of the
earlier uncharged offense was relevant to defendant’s intent to
commit the alleged sexual assault.
The 2008 jury trial concerned an April 2006 sexual assault
against K.M. The victim was a twenty-two-year-old prostitute
who readily admitted that she had performed various sex acts
with men other than the defendant the day of the alleged sexual
assault, but denied that she had consensual sexual relations
with defendant. Defendant admitted that he had sexual
intercourse with the victim but insisted that K.M. had
consented. A jury found defendant guilty of third-degree
criminal restraint, in violation of N.J.S.A. 2C:13-2(b); second
degree sexual assault, in violation of N.J.S.A. 2C:14-2(c)(1);
and the disorderly persons offense of simple assault, in
violation of N.J.S.A. 2C:12-1(a).
Although evidence of a defendant’s state of mind is
relevant in a sexual assault prosecution when the pivotal issue
is whether the sexual acts were consensual, great care must be
taken to assure that state-of-mind evidence does not become the
vehicle for communicating to the jury that the defendant has a
propensity to commit the type of offense for which he is being
tried. Here, the relevance of an alleged sexual assault three
years before defendant’s encounter with K.M. was so marginal
that it should have been excluded. Moreover, the erroneous
admission of this other-crime evidence cannot be considered
3
harmless. The quality and quantity of the other-crime evidence
of a May 2003 uncharged sexual assault, introduced to inform the
jury of defendant’s intent in April 2006, overwhelmed the case
in-chief. Evidence of the 2003 alleged sexual assault had the
clear capacity to suggest to the jury that defendant had a
propensity to commit sexual assaults on unwitting young women.
Moreover, the scope of the evidence of the 2003 assault had the
effect of bolstering a shaky identification of defendant by
K.M., an effect underscored by a reference by the trial court to
the 2003 victim’s identification of defendant as unequivocal in
the jury charge. In this case, other-crime evidence of an
earlier attempted sexual assault was not only irrelevant but
also had the clear capacity to cause manifest prejudice to
defendant and should not have been admitted.
I.
A grand jury issued a four-count indictment against
defendant Richard Willis in 2007. Defendant was charged with
kidnapping, contrary to N.J.S.A. 2C:13-1(b)(1), (2) (Count One);
aggravated sexual assault, contrary to N.J.S.A. 2C:14-2(a)(3)
(Count Two); sexual assault, contrary to N.J.S.A. 2C:14-2(c)(1)
(Count Three); and aggravated assault, contrary to N.J.S.A.
2C:12-1(b)(7) (Count Four). The charges arose from the alleged
sexual assault of K.M. in April 2006.
4
Prior to trial, the State informed the trial court and
defense counsel that it would seek to introduce, pursuant to
N.J.R.E. 404(b), evidence of an attempted sexual assault against
another young woman, N.J., that had occurred three years before
the alleged sexual assault against K.M. The State proffered
that, in 2003, N.J. reported that defendant had offered her a
ride, drove her to a secluded location, choked her, groped her,
and attempted to sexually assault her. The State noted that the
central issue in its case was whether K.M. consented to sexual
relations with defendant because the forensic evidence clearly
established that they had engaged in sexual relations that
evening. The State maintained that N.J.’s experience provided
relevant and probative evidence of defendant’s intent when he
encountered K.M.
Over defendant’s objection, the trial court concluded that
the proposed testimony satisfied each prong of the Cofield1
analysis. The court found that N.J.’s testimony was relevant,
and that the acts alleged by N.J. were similar in kind and
reasonably close in time to the incident involving K.M. The
court found N.J. credible and that the probative value of her
testimony outweighed any prejudice to defendant. Brushing aside
defendant’s concern that the evidence would also bolster K.M.’s
1 State v. Cofield, 127 N.J. 328, 338 (1992).
5
shaky identification of defendant, the trial court noted that a
limiting instruction would restrict the jury’s consideration of
the evidence.
The following evidence was adduced at the trial that
commenced on May 13, 2008.
In April 2006, K.M. was twenty-two years old. She lived
with her family in North Plainfield. She attended a methadone
clinic but still used heroin occasionally and crack cocaine
regularly. K.M. earned the money to support her drug habit as a
prostitute.
K.M. testified that on April 25, 2006, around 3:30 p.m.,
she walked from her home in North Plainfield to Plainfield to
buy crack. She paid for the drugs with money she had earned by
performing sexual services for several men that day. She could
not recall the particular services she provided or the number of
men with whom she had sex, but K.M. testified that she was sure
the number of customers was “between one and five.” K.M.
purchased crack, smoked “[a] little” of it, and also ingested
some methadone and Xanax that day.
At approximately 10:00 p.m. that evening, K.M. was walking
home alone from Plainfield to North Plainfield, when a passing
vehicle that looked “like a black Navigator” pulled over next to
her. K.M. approached the vehicle thinking that the driver was
her friend “Pookie,” whom she knew from the methadone clinic she
6
attended. As K.M. approached the open car window, the driver
asked her if she was working. K.M. replied that she was not,
but inquired if the driver was Pookie. When the driver replied,
“Yeah. Don’t I know you?” and asked, “Do you want a ride
home?”, K.M. entered the vehicle in order “to buy some heroin
off of [the driver].”
According to K.M., she realized as she entered the front
seat that the driver was not Pookie, but she remained in the car
after the driver informed her that his name was Terrance and
reiterated his offer to drive her home. K.M. agreed, and
directed the driver to turn left. The driver, however, turned
right.
K.M. recalled the driver saying that he was just going to
talk and take her home. The driver asked K.M. if she did any
drugs, and K.M. told him that she smoked crack. He then asked
K.M. for sexual favors in exchange for crack. K.M. refused.
K.M. recounted that the driver continued to drive around, and at
that point, K.M. “had a feeling that something bad was going to
happen.”
The driver drove to a poorly lit residential area, made a
u-turn, parked, and turned off the engine. He grabbed K.M.’s
hand, took her cigarette out of her mouth, and burned her wrist
with it. K.M. started to scream and pull away, but the driver
took her head and put it into his lap. K.M. testified that the
7
driver’s penis was out of his pants, although she did not see
him take it out. She could see that he was not wearing a
condom.2 When the driver shoved K.M.’s head into his lap, she
kept her mouth closed and grabbed his testicles and twisted
them, hoping the driver would release her. The driver let go of
K.M. and she sat up. The driver hit K.M.’s face with an open
hand, causing her to hit her head against the front passenger
window.
K.M. testified that she then realized that she was about to
be raped. The driver climbed on top of her and pulled her pants
and underwear down in spite of her resistance. K.M. tried to
fight the driver off, but he put his penis inside her, causing
her to cry. The driver also lifted K.M.’s shirt and kissed her
breasts. When he rolled off her and pulled his pants up, K.M.
adjusted her clothing and left the car as quickly as possible,
leaving her purse in the car. As the driver drove away, K.M.
screamed “rape,” and yelled towards the driver, “Hey, asshole,
you got my pocketbook, you are going to get caught.”
K.M.’s screams attracted the attention of a nearby
resident, who called the police. Before the police arrived,
K.M. threw away about $20 worth of crack. The police arrived
within three to five minutes after K.M. left the driver’s car.
2 K.M. testified that she insisted her customers use condoms and carried a supply of condoms with her at all times.
8
Officer Craig Kennovin of the Plainfield Police Department
testified that he found K.M. alone at the intersection of
Johnson Avenue and George Street. K.M. was crying and appeared
to be “pretty upset.” Officer Kennovin took her to Muhlenberg
Hospital, but the hospital could not conduct a rape kit
examination on K.M. that evening because she was too high from
the drugs she had taken to give consent to the examination.
While they were at the hospital, Officer Kennovin received a
call from another officer that K.M.’s purse had been found. The
purse was returned to K.M. before she left the hospital. It
contained a wallet without any money and several condoms.
At 2:00 p.m. the following day, a Sexual Assault Nurse
Examiner conducted a rape kit examination of K.M. The nurse
prepared slides to test for bodily fluids and observed injuries
and bruises on the back of K.M.’s neck and thigh and burn marks
on her wrist. The nurse also observed a cut on the inside of
K.M.’s mouth and that her face was slightly swollen.
A few days after the examination, K.M. spoke with a
Plainfield Police Department detective. During this interview,
K.M. denied that she worked as a prostitute. At trial, K.M.
stated that her parents attended the interview and that she had
denied working as a prostitute because of their presence, but
the detective testified that K.M.’s parents were not present.
9
K.M. also did not tell the detective that Pookie was a drug
dealer, but admitted that she had taken drugs that night.
K.M. described the driver as “fat,” “dark complected,” with
“braids or curly hair,” and a beard. She estimated his age as
between twenty-nine and thirty-seven.
Almost a year after the alleged sexual assault, the
detective who had interviewed K.M. obtained a photograph of
defendant and prepared a six-photo photographic array. Although
K.M. was unable to definitively identify defendant from the
photos, she asked to see photo number three -- defendant’s photo
-- a second time because he looked familiar. K.M. told the
detective that she was trying to imagine what the man depicted
in photo number three “looked like with braids.” She also told
the detective that she could not be one hundred percent sure
whether photo three depicted her assailant because “it happened
a while ago, she was high, and it was dark outside, poor light.”
The detective obtained a court order for defendant’s DNA,
and buccal swabs from defendant were sent to the State Police
Laboratory. Defendant’s DNA was a match for the DNA found in
the semen on the vaginal swab obtained from K.M. Based on that
information, an arrest warrant was issued, and defendant was
arrested on May 16, 2007. At the time of defendant’s arrest, he
was forty-four years old, weighed 260 pounds, and had facial
10
hair described by the investigating detective as a “goatee
mustache sort of thing[.]”
Following the testimony of K.M., the responding police
officers, and the nurse who conducted the sexual assault
examination of K.M., the State presented the testimony of N.J.
regarding a 2003 attempted sexual assault of her, which the
trial court concluded was admissible as other-crime evidence
pursuant to N.J.R.E. 404(b). N.J. testified that on May 9,
2003, she was in Plainfield visiting her grandmother with her
friend, Michelle. After the visit, at approximately 6:00 p.m.,
N.J. and Michelle returned to Michelle’s car, but the car did
not start. They walked to a mechanic’s garage but discovered
that it was closed. The two women attempted to find someone who
could help fix the car or give them a ride to Piscataway.
Michelle went inside a store, while N.J. stood outside. At some
point, N.J. left the area with another friend, Scoop. As they
were walking, a passerby blew his horn and pulled over.
Although N.J. did not know the driver by name, she recognized
him from the neighborhood. The driver told N.J. that his name
was “Xavier.” After he agreed to drive N.J. to her sister’s
house, N.J. entered his car. N.J. asked the driver what he was
doing and he replied, “I’m out doing the devil’s work.”
Soon after, N.J. noticed that the driver was driving in the
wrong direction and she asked him why he did not make the
11
correct turn. The driver replied that he had to stop by his
apartment. He eventually drove into a parking lot of an
apartment complex and parked his car. The driver jumped over
and started choking N.J., who was seated in the front passenger
seat. N.J. tried to scream. The driver told her to “[s]hut up”
and “[t]ake [her] pants down.” The driver unbuttoned N.J.’s
pants but N.J. resisted. The driver then pulled up N.J.’s shirt
and touched her as he continued choking her with one hand.
At this point, N.J. begged the driver to let her “come up
for air,” and stated, “If you let me get in the back, I can get
some air.” N.J. climbed into the back seat, unlocked the car
door, and escaped. As N.J. was leaving the car, a baseball bat
and some CDs fell out of the car, which she picked up and threw
back into the car. The driver then sped off.
N.J. testified that, soon thereafter, she encountered
several of her husband’s friends and described the man and his
vehicle. They responded that they knew the driver and would
find him. N.J. and the men got into a car and drove to Sixth
Street in Plainfield. While they were in the car, they also
called 9-1-1. Meanwhile, N.J. flagged down a passing police
car. While N.J. was speaking to the police, she saw a vehicle
driven by her assailant and identified the driver to the police.
The officers who encountered N.J. following the attempted
assault also testified at trial. According to one of the
12
officers, N.J. pointed to a passing vehicle and said, “That’s
the guy, that’s the guy.” The officer and his partner pursued
and stopped the assailant’s vehicle. Defendant was the driver
of the vehicle.
Meanwhile, another officer took a detailed statement from
N.J. She described her assailant, as well as the items in his
car. After the interview, the officer placed N.J. in his patrol
car, drove to the place where the other officers had stopped
defendant, and approached defendant. The officer testified that
defendant matched the description provided by N.J. He also
observed the items described by N.J. in the backseat of
defendant’s car. The officer testified that N.J. later
identified defendant as her assailant.
Although defendant was arrested for attempted sexual
assault, N.J. testified that she never heard from anyone from
the Prosecutor’s Office thereafter. She explained that she had
moved several times within New Jersey during that time, but had
given her cell phone number to the police. She thought that the
authorities had not believed her and decided not to pursue the
case.
Following N.J.’s testimony, the trial court instructed the
jury that the evidence of the attempted sexual assault against
N.J. was admitted “solely to show that the defendant had the
intent to commit a sexual assault upon [K.M.]” The trial court
13
also informed the jury that it could not use N.J.’s testimony to
conclude that defendant has a tendency to commit crimes or that
he is a bad person. The trial court reiterated that the
evidence had been admitted “only to help [the jury] decide the
specific question as to whether the defendant had a specific
intent to sexually assault [K.M.]”
In the final charge to the jury, the trial court reiterated
that the evidence presented by N.J. regarding the May 2003
attempted sexual assault was admitted “solely to show the intent
of the defendant to commit a sexual assault against [K.M.]” The
trial court also informed the jury that it could not use the
evidence advanced by N.J. to conclude that defendant had a
tendency to commit criminal acts. The trial court, however,
also informed the jury that the identification of defendant as
the person who sexually assaulted K.M. was a disputed issue in
the trial and referred to N.J.’s testimony and her
identification of defendant as her assailant in May 2003. The
trial court stated:
The defendant as part of his general denial of guilt contends that the State has not presented sufficient reliable evidence to establish beyond a reasonable doubt that he is the person who committed the alleged offense.
. . . .
Now the State has presented evidence . . . of [K.M.] concerning the April 25th incident in ‘06 and [N.J.] for a different purpose but
14
identification of the assault that occurred - allegedly occurred on the 9th of May, 2003.
Now you will recall that these witnesses identified the defendant -- [N.J.] identified the defendant[;] [K.M.]’s identification was uncertain as the person who committed the offense.
. . . .
Now, according to the witnesses, their identifications of the defendant w[ere] based upon the observations and perception[s] that they made of the perpetrator at the time the offense was being committed.
It is your function to determine whether the witnesses’ identification of the defendant is reliable and believable or whether it is based on any mistake or for any other reason which is not worthy of belief. You must consider whether it is sufficiently reliable evidence upon which to conclude that this defendant is the person who committed the offense charged.
The jury found defendant guilty of third-degree criminal
restraint, second-degree sexual assault, and the disorderly
persons offense of simple assault. The trial court imposed a
ten-year term of incarceration with an eighty-five percent
parole disqualifier for the sexual assault conviction and a
consecutive four-year term for the criminal restraint charge.
The court also imposed a concurrent term of six months’
incarceration for the simple assault conviction.
II.
15
In an unreported opinion, the Appellate Division affirmed
defendant’s conviction but remanded for reconsideration of his
sentence. The appellate panel rejected defendant’s argument
that the trial court should have excluded N.J.’s testimony of
the May 2003 attempted sexual assault. The panel concluded that
defendant’s intent was a material issue, that the circumstances
of the assaults experienced by K.M. and N.J. were similar, that
the three-year interval between the incidents was reasonably
close in time, that the evidence provided by N.J. was probative
of defendant’s intent regarding K.M., and that “the events
described by N.J. were no more inflammatory than the events
described by K.M.” The Appellate Division also dismissed
defendant’s challenge to the identification charge delivered by
the trial court. In doing so, the panel remarked that identity
was not at issue in the trial.
We granted defendant’s petition for certification. State
v. Willis, 218 N.J. 532 (2014).
III.
A.
The admission or exclusion of evidence at trial rests in
the sound discretion of the trial court. State v. Gillispie,
208 N.J. 59, 84 (2011). That discretion is not unbounded.
Rather, it is guided by legal principles governing the
admissibility of evidence which have been crafted to assure that
16
jurors receive relevant and reliable evidence to permit them to
perform their fact-finding function and that all parties receive
a fair trial. See N.J.R.E. 102 (stating that New Jersey’s rules
of evidence are meant to “secure fairness in administration and
elimination of unjustified expense and delay” and permit
development of law “to the end that the truth may be ascertained
and proceedings justly determined”).
This appeal focuses on the admission of other-crime
evidence -- specifically, the admission of a prior uncharged act
of attempted sexual assault against a young woman who identified
defendant as her assailant. N.J.R.E. 404(b) governs the
admissibility of such evidence.
N.J.R.E. 404(b) provides:
[E]vidence of other crimes, wrongs, or acts is not admissible to prove the disposition of a person in order to show that such person acted in conformity therewith. Such evidence may be admitted for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity or absence of mistake or accident when such matters are relevant to a material issue in dispute.
Because evidence of a defendant’s previous misconduct “has a
unique tendency” to prejudice a jury, it must be admitted with
caution. State v. Reddish, 181 N.J. 553, 608 (2004) (internal
citation omitted); see also State v. Stevens, 115 N.J. 289, 302
(1989) (“There is widespread agreement that other-crime evidence
has a unique tendency to turn a jury against the defendant.”).
17
Prior-conduct evidence has the effect of suggesting to a jury
that a defendant has a propensity to commit crimes, and,
therefore, that it is “more probable that he committed the crime
for which he is on trial.” State v. Weeks, 107 N.J. 396, 406
(1987) (citation omitted).
With those principles in mind, this Court, in Cofield,
supra, established a four-prong test designed “to avoid the
over-use of extrinsic evidence of other crimes or wrongs”
pursuant to a 404(b) exception. 127 N.J. at 338. The Cofield
test requires that:
1. The evidence of the other crime must be admissible as relevant to a material issue;
2. It must be similar in kind and reasonably close in time to the offense charged;
3. The evidence of the other crime must be clear and convincing; and
4. The probative value of the evidence must not be outweighed by its apparent prejudice.
[Ibid.]
In this appeal, our review of the admission of the uncharged
2003 prior sexual assault of N.J. focuses on prongs one and
four.
The first prong requires that “the evidence of the prior
bad act, crime, or wrong . . . be relevant to a material issue
that is genuinely disputed.” State v. Covell, 157 N.J. 554,
564-65 (1999). Under N.J.R.E. 401, evidence is relevant if it
18
“[has] a tendency in reason to prove or disprove any fact of
consequence to the determination of the action.” In Covell,
supra, this Court noted that the primary focus in determining
the relevance of evidence is whether there is a “logical
connection between the proffered evidence and a fact in issue.”
157 N.J. at 565 (internal quotation marks omitted). Moreover,
the material fact sought to be proved must be one that is
actually in dispute, Cofield, supra, 127 N.J. at 338, and cannot
merely be offered to indicate that because the defendant is
disposed toward wrongful acts generally, he is probably guilty
of the present act, see State v. Nance, 148 N.J. 376, 386
(1997).
In State v. Oliver, 133 N.J. 141, 155 (1993), the Court
addressed the use of other-crime evidence in sexual assault
cases in which the victim’s consent is a genuine and material
issue. The Court reasoned that “[w]hen a defendant claims that
he penetrated with permission, he puts his own state of mind in
issue: he argues that he reasonably believed that the alleged
victim had affirmatively and freely given him permission to
penetrate.” Ibid. Therefore, when a defendant claims the
victim consented, the State may “introduce evidence to disprove
that the defendant had that state of mind.” Ibid. Importantly,
the Court recognized that evidence of prior similar bad acts to
show present state of mind have the clear capacity to cause
19
undue prejudice to a defendant. Id. at 156. Therefore,
although the Court recognized that a prior similar bad act may
be admissible, the Court instructed the trial court in that case
to “limit the use of other-crimes evidence to showing only the
feasibility of the [sexual assaults in the defendant’s third
floor room] and the defendant’s use of pretext.” Ibid.
Tellingly, even in the cases in which the Court found that
the trial court properly admitted other-crime evidence to prove
the intent or state of mind of a defendant charged with sexual
assault, see, e.g., Stevens, supra, 115 N.J. at 293, 305
(holding that testimony containing evidence of defendant’s prior
uncharged solicitations of sexual favors and similar sexual
misconduct involving other women, committed while defendant was
acting as police officer, was admissible to prove his purpose of
receiving sexual gratification when ordering two different women
to disrobe during routine investigations), this Court has
repeatedly emphasized that other-crime evidence must be relevant
to a genuinely contested fact and that the probative value of
the proffered evidence must be critically evaluated in order to
properly balance the relevance of the evidence and the prejudice
its admission will cause, id. at 302.
The fourth Cofield prong requires that the “probative value
of the evidence must not be outweighed by its apparent
prejudice.” 127 N.J. at 338. The fourth prong recognizes that
20
the “inflammatory characteristic of other-crime evidence . . .
mandates a careful and pragmatic evaluation by trial courts,
based on the specific context in which the evidence is offered,
to determine whether the probative worth of the evidence
outweighs its potential for undue prejudice.” Stevens, supra,
115 N.J. at 303. When analyzing prejudice under N.J.R.E.
404(b), courts should also consider the factors presented in
N.J.R.E. 403, which states that “relevant evidence may be
excluded if its probative value is substantially outweighed by
the risk of (a) undue prejudice, confusion of issues, or
misleading the jury or (b) undue delay, waste of time, or
needless presentation of cumulative evidence.” (Emphasis
added). However, because “[o]ther-crimes evidence . . .
necessitates a more searching inquiry than that required by
N.J.R.E. 403,” “the potential for undue prejudice need only
outweigh probative value to warrant exclusion” of other-crime
evidence. Reddish, supra, 181 N.J. at 608 (citation omitted).
Thus, courts have interpreted N.J.R.E. 404(b) “as a rule of
exclusion rather than a rule of inclusion.” State v. Marrero,
148 N.J. 469, 483 (1997) (citing Cofield, supra, 127 N.J. at
337-38).
“[T]he party seeking to admit other-crimes evidence bears
the burden of establishing that the probative value of the
evidence is not outweighed by its apparent prejudice.” Reddish,
21
supra, 181 N.J. at 608-09. Ultimately, if the party seeking to
admit the evidence “demonstrate[s] the necessity of the other
crime evidence to prove a genuine fact in issue and the court
has carefully balanced the probative value of the evidence
against the possible undue prejudice it may create, the court
must instruct the jury on the limited use of the evidence.”
Cofield, supra, 127 N.J. at 340-41 (citation omitted).
IV.
The central issue in this case was not whether defendant
and K.M. had sexual relations on the evening of April 25, 2006.
The issue was whether the sexual relations were consensual. The
N.J.R.E. 404(b) evidence permitted by the trial court concerned
evidence presented by N.J., who testified that defendant
attempted to sexually assault her in May 2003. Defendant had
been arrested but never indicted for that incident.
We acknowledge that the assaults of K.M. and N.J. had
certain common elements. Great care must be taken, however,
whenever evidence of prior sexual assaults are introduced
purportedly to illuminate a defendant’s state of mind to assure
that such evidence cannot be used, even inadvertently, by a jury
as evidence of a propensity to commit criminal acts. To that
end, the logical connection between the prior bad act and the
contested issue must be clear and strong. Here, the logical
relationship between N.J.’s encounter with defendant three years
22
before the assault of K.M. is marginal at best. Furthermore,
the admission of evidence of the 2003 uncharged sexual assault
caused undue prejudice to defendant. Indeed, as presented in
this case, the prejudice attendant to this evidence overwhelmed
its marginal probative value.
The trial proceeded over five days. The first day of trial
consisted of jury selection and opening statements. The second
day of trial consisted of the testimony of K.M., the man who
heard K.M.’s screams and called the police, the police officer
who responded to the call for police assistance, the nurse who
examined K.M. at the hospital, and the detective who interviewed
K.M. The third day of trial was an abbreviated session3
consisting solely of the testimony of the forensic scientist at
the State Police Laboratory, who testified about the DNA
analysis that established that defendant was the source of the
semen found inside K.M. The fourth day of trial consisted of
the testimony of N.J. and two of the Plainfield officers who
assisted her and detained defendant in April 2003. In other
words, the other-crime evidence permitted in this trial consumed
almost as much time as the evidence of the State’s case-in
chief. The State’s presentation of the other-crime evidence
3 The transcript of the State Police forensic scientist covers less than thirty-nine pages. Defense counsel did not crossexamine this witness.
23
also appears to have proceeded on the premise that it was
required to submit clear and convincing evidence of that prior
uncharged criminal act. In a very real sense, N.J.’s other
crime evidence became a trial on N.J.’s allegation of attempted
sexual assault by defendant within the trial of K.M.’s sexual
assault.
We emphasize that N.J.R.E. 404(b) is at base a rule of
exclusion. Marrero, supra, 148 N.J. at 483. Moreover, when
other-crime evidence is admitted, it must be proportionate to
the limited purpose for which it is admitted. The demonstration
of clear and convincing proof only relates to the admissibility
of the evidence and that is a threshold inquiry for the trial
court. In other words, while the State is free to introduce
substantial corroborating evidence to establish that a prior
event occurred at a Rule 104 hearing, the other-crime evidence
introduced at trial must not be allowed to overwhelm the matter
at hand.
Here, the testimony from the two police officers involved
in N.J.’s case may have been useful to establish that N.J.’s
assault occurred in order to inform the trial court’s decision
to admit or exclude N.J.’s testimony. However, the amount of
other-crime evidence produced at trial for the ostensible
purpose of discerning defendant’s intent on April 25, 2006,
compared to the amount of evidence produced by the State in its
24
case-in-chief, was so disproportionate that it had the clear
capacity to distract the jury’s attention from the case-in-chief
and overwhelm any effort to cabin the jury’s consideration of
the limited role this evidence had at trial. Moreover, the
testimony of the assisting police officers effectively
corroborated N.J.’s identification of defendant as her
assailant, and the outsized role of N.J.’s purportedly limited
testimony was compounded by the trial court’s instruction on the
issue of identification. Contrary to its ruling on the
admissibility of N.J.’s other-crime evidence and the limiting
instruction provided to the jury, the trial court invited the
jury to consider the fact that N.J. also identified defendant as
her assailant and that her description of her assailant was
markedly similar to the description provided by K.M. of her
assailant. At that point, defense counsel’s fear that N.J.’s
testimony would be used to bolster K.M.’s shaky identification
became a reality.
The marginal relevance of a three-year-old attempted sexual
assault against N.J. could not overcome the manifest prejudice
of that evidence. It should not have been admitted. The error
was compounded by the quality and quantity of the other-crime
evidence introduced at trial that could have been interpreted by
the jury only as evidence that defendant had a propensity to
25
commit sexual offenses against young women he encountered on the
street.
This appeal illustrates the restraint that must be
exercised in the admission of other-crime evidence in sexual
assault cases. It underscores the observation of this Court in
Oliver, supra, that “evidence of past acts to show present state
of mind raises problems . . . under [N.J.R.E. 403] because the
prejudice to defendant seemingly far outweighs the limited
probative quality of that evidence.” 133 N.J. at 156. This is
one of those cases where the unrestrained use of evidence of
another marginally relevant and arguably remote-in-time sexual
assault had so clear a capacity to distract the jury from the
evidence in support of the State’s case-in-chief that it should
have been excluded.
evidence, pursuant to N.J.R.E. 404(b), of an attempted sexual
assault that occurred three years before the sexual assault that
was the subject of defendant Richard Willis’ trial. The State
contended, and the trial court held, that the evidence of the
earlier uncharged offense was relevant to defendant’s intent to
commit the alleged sexual assault.
The 2008 jury trial concerned an April 2006 sexual assault
against K.M. The victim was a twenty-two-year-old prostitute
who readily admitted that she had performed various sex acts
with men other than the defendant the day of the alleged sexual
assault, but denied that she had consensual sexual relations
with defendant. Defendant admitted that he had sexual
intercourse with the victim but insisted that K.M. had
consented. A jury found defendant guilty of third-degree
criminal restraint, in violation of N.J.S.A. 2C:13-2(b); second
degree sexual assault, in violation of N.J.S.A. 2C:14-2(c)(1);
and the disorderly persons offense of simple assault, in
violation of N.J.S.A. 2C:12-1(a).
Although evidence of a defendant’s state of mind is
relevant in a sexual assault prosecution when the pivotal issue
is whether the sexual acts were consensual, great care must be
taken to assure that state-of-mind evidence does not become the
vehicle for communicating to the jury that the defendant has a
propensity to commit the type of offense for which he is being
tried. Here, the relevance of an alleged sexual assault three
years before defendant’s encounter with K.M. was so marginal
that it should have been excluded. Moreover, the erroneous
admission of this other-crime evidence cannot be considered
3
harmless. The quality and quantity of the other-crime evidence
of a May 2003 uncharged sexual assault, introduced to inform the
jury of defendant’s intent in April 2006, overwhelmed the case
in-chief. Evidence of the 2003 alleged sexual assault had the
clear capacity to suggest to the jury that defendant had a
propensity to commit sexual assaults on unwitting young women.
Moreover, the scope of the evidence of the 2003 assault had the
effect of bolstering a shaky identification of defendant by
K.M., an effect underscored by a reference by the trial court to
the 2003 victim’s identification of defendant as unequivocal in
the jury charge. In this case, other-crime evidence of an
earlier attempted sexual assault was not only irrelevant but
also had the clear capacity to cause manifest prejudice to
defendant and should not have been admitted.
I.
A grand jury issued a four-count indictment against
defendant Richard Willis in 2007. Defendant was charged with
kidnapping, contrary to N.J.S.A. 2C:13-1(b)(1), (2) (Count One);
aggravated sexual assault, contrary to N.J.S.A. 2C:14-2(a)(3)
(Count Two); sexual assault, contrary to N.J.S.A. 2C:14-2(c)(1)
(Count Three); and aggravated assault, contrary to N.J.S.A.
2C:12-1(b)(7) (Count Four). The charges arose from the alleged
sexual assault of K.M. in April 2006.
4
Prior to trial, the State informed the trial court and
defense counsel that it would seek to introduce, pursuant to
N.J.R.E. 404(b), evidence of an attempted sexual assault against
another young woman, N.J., that had occurred three years before
the alleged sexual assault against K.M. The State proffered
that, in 2003, N.J. reported that defendant had offered her a
ride, drove her to a secluded location, choked her, groped her,
and attempted to sexually assault her. The State noted that the
central issue in its case was whether K.M. consented to sexual
relations with defendant because the forensic evidence clearly
established that they had engaged in sexual relations that
evening. The State maintained that N.J.’s experience provided
relevant and probative evidence of defendant’s intent when he
encountered K.M.
Over defendant’s objection, the trial court concluded that
the proposed testimony satisfied each prong of the Cofield1
analysis. The court found that N.J.’s testimony was relevant,
and that the acts alleged by N.J. were similar in kind and
reasonably close in time to the incident involving K.M. The
court found N.J. credible and that the probative value of her
testimony outweighed any prejudice to defendant. Brushing aside
defendant’s concern that the evidence would also bolster K.M.’s
1 State v. Cofield, 127 N.J. 328, 338 (1992).
5
shaky identification of defendant, the trial court noted that a
limiting instruction would restrict the jury’s consideration of
the evidence.
The following evidence was adduced at the trial that
commenced on May 13, 2008.
In April 2006, K.M. was twenty-two years old. She lived
with her family in North Plainfield. She attended a methadone
clinic but still used heroin occasionally and crack cocaine
regularly. K.M. earned the money to support her drug habit as a
prostitute.
K.M. testified that on April 25, 2006, around 3:30 p.m.,
she walked from her home in North Plainfield to Plainfield to
buy crack. She paid for the drugs with money she had earned by
performing sexual services for several men that day. She could
not recall the particular services she provided or the number of
men with whom she had sex, but K.M. testified that she was sure
the number of customers was “between one and five.” K.M.
purchased crack, smoked “[a] little” of it, and also ingested
some methadone and Xanax that day.
At approximately 10:00 p.m. that evening, K.M. was walking
home alone from Plainfield to North Plainfield, when a passing
vehicle that looked “like a black Navigator” pulled over next to
her. K.M. approached the vehicle thinking that the driver was
her friend “Pookie,” whom she knew from the methadone clinic she
6
attended. As K.M. approached the open car window, the driver
asked her if she was working. K.M. replied that she was not,
but inquired if the driver was Pookie. When the driver replied,
“Yeah. Don’t I know you?” and asked, “Do you want a ride
home?”, K.M. entered the vehicle in order “to buy some heroin
off of [the driver].”
According to K.M., she realized as she entered the front
seat that the driver was not Pookie, but she remained in the car
after the driver informed her that his name was Terrance and
reiterated his offer to drive her home. K.M. agreed, and
directed the driver to turn left. The driver, however, turned
right.
K.M. recalled the driver saying that he was just going to
talk and take her home. The driver asked K.M. if she did any
drugs, and K.M. told him that she smoked crack. He then asked
K.M. for sexual favors in exchange for crack. K.M. refused.
K.M. recounted that the driver continued to drive around, and at
that point, K.M. “had a feeling that something bad was going to
happen.”
The driver drove to a poorly lit residential area, made a
u-turn, parked, and turned off the engine. He grabbed K.M.’s
hand, took her cigarette out of her mouth, and burned her wrist
with it. K.M. started to scream and pull away, but the driver
took her head and put it into his lap. K.M. testified that the
7
driver’s penis was out of his pants, although she did not see
him take it out. She could see that he was not wearing a
condom.2 When the driver shoved K.M.’s head into his lap, she
kept her mouth closed and grabbed his testicles and twisted
them, hoping the driver would release her. The driver let go of
K.M. and she sat up. The driver hit K.M.’s face with an open
hand, causing her to hit her head against the front passenger
window.
K.M. testified that she then realized that she was about to
be raped. The driver climbed on top of her and pulled her pants
and underwear down in spite of her resistance. K.M. tried to
fight the driver off, but he put his penis inside her, causing
her to cry. The driver also lifted K.M.’s shirt and kissed her
breasts. When he rolled off her and pulled his pants up, K.M.
adjusted her clothing and left the car as quickly as possible,
leaving her purse in the car. As the driver drove away, K.M.
screamed “rape,” and yelled towards the driver, “Hey, asshole,
you got my pocketbook, you are going to get caught.”
K.M.’s screams attracted the attention of a nearby
resident, who called the police. Before the police arrived,
K.M. threw away about $20 worth of crack. The police arrived
within three to five minutes after K.M. left the driver’s car.
2 K.M. testified that she insisted her customers use condoms and carried a supply of condoms with her at all times.
8
Officer Craig Kennovin of the Plainfield Police Department
testified that he found K.M. alone at the intersection of
Johnson Avenue and George Street. K.M. was crying and appeared
to be “pretty upset.” Officer Kennovin took her to Muhlenberg
Hospital, but the hospital could not conduct a rape kit
examination on K.M. that evening because she was too high from
the drugs she had taken to give consent to the examination.
While they were at the hospital, Officer Kennovin received a
call from another officer that K.M.’s purse had been found. The
purse was returned to K.M. before she left the hospital. It
contained a wallet without any money and several condoms.
At 2:00 p.m. the following day, a Sexual Assault Nurse
Examiner conducted a rape kit examination of K.M. The nurse
prepared slides to test for bodily fluids and observed injuries
and bruises on the back of K.M.’s neck and thigh and burn marks
on her wrist. The nurse also observed a cut on the inside of
K.M.’s mouth and that her face was slightly swollen.
A few days after the examination, K.M. spoke with a
Plainfield Police Department detective. During this interview,
K.M. denied that she worked as a prostitute. At trial, K.M.
stated that her parents attended the interview and that she had
denied working as a prostitute because of their presence, but
the detective testified that K.M.’s parents were not present.
9
K.M. also did not tell the detective that Pookie was a drug
dealer, but admitted that she had taken drugs that night.
K.M. described the driver as “fat,” “dark complected,” with
“braids or curly hair,” and a beard. She estimated his age as
between twenty-nine and thirty-seven.
Almost a year after the alleged sexual assault, the
detective who had interviewed K.M. obtained a photograph of
defendant and prepared a six-photo photographic array. Although
K.M. was unable to definitively identify defendant from the
photos, she asked to see photo number three -- defendant’s photo
-- a second time because he looked familiar. K.M. told the
detective that she was trying to imagine what the man depicted
in photo number three “looked like with braids.” She also told
the detective that she could not be one hundred percent sure
whether photo three depicted her assailant because “it happened
a while ago, she was high, and it was dark outside, poor light.”
The detective obtained a court order for defendant’s DNA,
and buccal swabs from defendant were sent to the State Police
Laboratory. Defendant’s DNA was a match for the DNA found in
the semen on the vaginal swab obtained from K.M. Based on that
information, an arrest warrant was issued, and defendant was
arrested on May 16, 2007. At the time of defendant’s arrest, he
was forty-four years old, weighed 260 pounds, and had facial
10
hair described by the investigating detective as a “goatee
mustache sort of thing[.]”
Following the testimony of K.M., the responding police
officers, and the nurse who conducted the sexual assault
examination of K.M., the State presented the testimony of N.J.
regarding a 2003 attempted sexual assault of her, which the
trial court concluded was admissible as other-crime evidence
pursuant to N.J.R.E. 404(b). N.J. testified that on May 9,
2003, she was in Plainfield visiting her grandmother with her
friend, Michelle. After the visit, at approximately 6:00 p.m.,
N.J. and Michelle returned to Michelle’s car, but the car did
not start. They walked to a mechanic’s garage but discovered
that it was closed. The two women attempted to find someone who
could help fix the car or give them a ride to Piscataway.
Michelle went inside a store, while N.J. stood outside. At some
point, N.J. left the area with another friend, Scoop. As they
were walking, a passerby blew his horn and pulled over.
Although N.J. did not know the driver by name, she recognized
him from the neighborhood. The driver told N.J. that his name
was “Xavier.” After he agreed to drive N.J. to her sister’s
house, N.J. entered his car. N.J. asked the driver what he was
doing and he replied, “I’m out doing the devil’s work.”
Soon after, N.J. noticed that the driver was driving in the
wrong direction and she asked him why he did not make the
11
correct turn. The driver replied that he had to stop by his
apartment. He eventually drove into a parking lot of an
apartment complex and parked his car. The driver jumped over
and started choking N.J., who was seated in the front passenger
seat. N.J. tried to scream. The driver told her to “[s]hut up”
and “[t]ake [her] pants down.” The driver unbuttoned N.J.’s
pants but N.J. resisted. The driver then pulled up N.J.’s shirt
and touched her as he continued choking her with one hand.
At this point, N.J. begged the driver to let her “come up
for air,” and stated, “If you let me get in the back, I can get
some air.” N.J. climbed into the back seat, unlocked the car
door, and escaped. As N.J. was leaving the car, a baseball bat
and some CDs fell out of the car, which she picked up and threw
back into the car. The driver then sped off.
N.J. testified that, soon thereafter, she encountered
several of her husband’s friends and described the man and his
vehicle. They responded that they knew the driver and would
find him. N.J. and the men got into a car and drove to Sixth
Street in Plainfield. While they were in the car, they also
called 9-1-1. Meanwhile, N.J. flagged down a passing police
car. While N.J. was speaking to the police, she saw a vehicle
driven by her assailant and identified the driver to the police.
The officers who encountered N.J. following the attempted
assault also testified at trial. According to one of the
12
officers, N.J. pointed to a passing vehicle and said, “That’s
the guy, that’s the guy.” The officer and his partner pursued
and stopped the assailant’s vehicle. Defendant was the driver
of the vehicle.
Meanwhile, another officer took a detailed statement from
N.J. She described her assailant, as well as the items in his
car. After the interview, the officer placed N.J. in his patrol
car, drove to the place where the other officers had stopped
defendant, and approached defendant. The officer testified that
defendant matched the description provided by N.J. He also
observed the items described by N.J. in the backseat of
defendant’s car. The officer testified that N.J. later
identified defendant as her assailant.
Although defendant was arrested for attempted sexual
assault, N.J. testified that she never heard from anyone from
the Prosecutor’s Office thereafter. She explained that she had
moved several times within New Jersey during that time, but had
given her cell phone number to the police. She thought that the
authorities had not believed her and decided not to pursue the
case.
Following N.J.’s testimony, the trial court instructed the
jury that the evidence of the attempted sexual assault against
N.J. was admitted “solely to show that the defendant had the
intent to commit a sexual assault upon [K.M.]” The trial court
13
also informed the jury that it could not use N.J.’s testimony to
conclude that defendant has a tendency to commit crimes or that
he is a bad person. The trial court reiterated that the
evidence had been admitted “only to help [the jury] decide the
specific question as to whether the defendant had a specific
intent to sexually assault [K.M.]”
In the final charge to the jury, the trial court reiterated
that the evidence presented by N.J. regarding the May 2003
attempted sexual assault was admitted “solely to show the intent
of the defendant to commit a sexual assault against [K.M.]” The
trial court also informed the jury that it could not use the
evidence advanced by N.J. to conclude that defendant had a
tendency to commit criminal acts. The trial court, however,
also informed the jury that the identification of defendant as
the person who sexually assaulted K.M. was a disputed issue in
the trial and referred to N.J.’s testimony and her
identification of defendant as her assailant in May 2003. The
trial court stated:
The defendant as part of his general denial of guilt contends that the State has not presented sufficient reliable evidence to establish beyond a reasonable doubt that he is the person who committed the alleged offense.
. . . .
Now the State has presented evidence . . . of [K.M.] concerning the April 25th incident in ‘06 and [N.J.] for a different purpose but
14
identification of the assault that occurred - allegedly occurred on the 9th of May, 2003.
Now you will recall that these witnesses identified the defendant -- [N.J.] identified the defendant[;] [K.M.]’s identification was uncertain as the person who committed the offense.
. . . .
Now, according to the witnesses, their identifications of the defendant w[ere] based upon the observations and perception[s] that they made of the perpetrator at the time the offense was being committed.
It is your function to determine whether the witnesses’ identification of the defendant is reliable and believable or whether it is based on any mistake or for any other reason which is not worthy of belief. You must consider whether it is sufficiently reliable evidence upon which to conclude that this defendant is the person who committed the offense charged.
The jury found defendant guilty of third-degree criminal
restraint, second-degree sexual assault, and the disorderly
persons offense of simple assault. The trial court imposed a
ten-year term of incarceration with an eighty-five percent
parole disqualifier for the sexual assault conviction and a
consecutive four-year term for the criminal restraint charge.
The court also imposed a concurrent term of six months’
incarceration for the simple assault conviction.
II.
15
In an unreported opinion, the Appellate Division affirmed
defendant’s conviction but remanded for reconsideration of his
sentence. The appellate panel rejected defendant’s argument
that the trial court should have excluded N.J.’s testimony of
the May 2003 attempted sexual assault. The panel concluded that
defendant’s intent was a material issue, that the circumstances
of the assaults experienced by K.M. and N.J. were similar, that
the three-year interval between the incidents was reasonably
close in time, that the evidence provided by N.J. was probative
of defendant’s intent regarding K.M., and that “the events
described by N.J. were no more inflammatory than the events
described by K.M.” The Appellate Division also dismissed
defendant’s challenge to the identification charge delivered by
the trial court. In doing so, the panel remarked that identity
was not at issue in the trial.
We granted defendant’s petition for certification. State
v. Willis, 218 N.J. 532 (2014).
III.
A.
The admission or exclusion of evidence at trial rests in
the sound discretion of the trial court. State v. Gillispie,
208 N.J. 59, 84 (2011). That discretion is not unbounded.
Rather, it is guided by legal principles governing the
admissibility of evidence which have been crafted to assure that
16
jurors receive relevant and reliable evidence to permit them to
perform their fact-finding function and that all parties receive
a fair trial. See N.J.R.E. 102 (stating that New Jersey’s rules
of evidence are meant to “secure fairness in administration and
elimination of unjustified expense and delay” and permit
development of law “to the end that the truth may be ascertained
and proceedings justly determined”).
This appeal focuses on the admission of other-crime
evidence -- specifically, the admission of a prior uncharged act
of attempted sexual assault against a young woman who identified
defendant as her assailant. N.J.R.E. 404(b) governs the
admissibility of such evidence.
N.J.R.E. 404(b) provides:
[E]vidence of other crimes, wrongs, or acts is not admissible to prove the disposition of a person in order to show that such person acted in conformity therewith. Such evidence may be admitted for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity or absence of mistake or accident when such matters are relevant to a material issue in dispute.
Because evidence of a defendant’s previous misconduct “has a
unique tendency” to prejudice a jury, it must be admitted with
caution. State v. Reddish, 181 N.J. 553, 608 (2004) (internal
citation omitted); see also State v. Stevens, 115 N.J. 289, 302
(1989) (“There is widespread agreement that other-crime evidence
has a unique tendency to turn a jury against the defendant.”).
17
Prior-conduct evidence has the effect of suggesting to a jury
that a defendant has a propensity to commit crimes, and,
therefore, that it is “more probable that he committed the crime
for which he is on trial.” State v. Weeks, 107 N.J. 396, 406
(1987) (citation omitted).
With those principles in mind, this Court, in Cofield,
supra, established a four-prong test designed “to avoid the
over-use of extrinsic evidence of other crimes or wrongs”
pursuant to a 404(b) exception. 127 N.J. at 338. The Cofield
test requires that:
1. The evidence of the other crime must be admissible as relevant to a material issue;
2. It must be similar in kind and reasonably close in time to the offense charged;
3. The evidence of the other crime must be clear and convincing; and
4. The probative value of the evidence must not be outweighed by its apparent prejudice.
[Ibid.]
In this appeal, our review of the admission of the uncharged
2003 prior sexual assault of N.J. focuses on prongs one and
four.
The first prong requires that “the evidence of the prior
bad act, crime, or wrong . . . be relevant to a material issue
that is genuinely disputed.” State v. Covell, 157 N.J. 554,
564-65 (1999). Under N.J.R.E. 401, evidence is relevant if it
18
“[has] a tendency in reason to prove or disprove any fact of
consequence to the determination of the action.” In Covell,
supra, this Court noted that the primary focus in determining
the relevance of evidence is whether there is a “logical
connection between the proffered evidence and a fact in issue.”
157 N.J. at 565 (internal quotation marks omitted). Moreover,
the material fact sought to be proved must be one that is
actually in dispute, Cofield, supra, 127 N.J. at 338, and cannot
merely be offered to indicate that because the defendant is
disposed toward wrongful acts generally, he is probably guilty
of the present act, see State v. Nance, 148 N.J. 376, 386
(1997).
In State v. Oliver, 133 N.J. 141, 155 (1993), the Court
addressed the use of other-crime evidence in sexual assault
cases in which the victim’s consent is a genuine and material
issue. The Court reasoned that “[w]hen a defendant claims that
he penetrated with permission, he puts his own state of mind in
issue: he argues that he reasonably believed that the alleged
victim had affirmatively and freely given him permission to
penetrate.” Ibid. Therefore, when a defendant claims the
victim consented, the State may “introduce evidence to disprove
that the defendant had that state of mind.” Ibid. Importantly,
the Court recognized that evidence of prior similar bad acts to
show present state of mind have the clear capacity to cause
19
undue prejudice to a defendant. Id. at 156. Therefore,
although the Court recognized that a prior similar bad act may
be admissible, the Court instructed the trial court in that case
to “limit the use of other-crimes evidence to showing only the
feasibility of the [sexual assaults in the defendant’s third
floor room] and the defendant’s use of pretext.” Ibid.
Tellingly, even in the cases in which the Court found that
the trial court properly admitted other-crime evidence to prove
the intent or state of mind of a defendant charged with sexual
assault, see, e.g., Stevens, supra, 115 N.J. at 293, 305
(holding that testimony containing evidence of defendant’s prior
uncharged solicitations of sexual favors and similar sexual
misconduct involving other women, committed while defendant was
acting as police officer, was admissible to prove his purpose of
receiving sexual gratification when ordering two different women
to disrobe during routine investigations), this Court has
repeatedly emphasized that other-crime evidence must be relevant
to a genuinely contested fact and that the probative value of
the proffered evidence must be critically evaluated in order to
properly balance the relevance of the evidence and the prejudice
its admission will cause, id. at 302.
The fourth Cofield prong requires that the “probative value
of the evidence must not be outweighed by its apparent
prejudice.” 127 N.J. at 338. The fourth prong recognizes that
20
the “inflammatory characteristic of other-crime evidence . . .
mandates a careful and pragmatic evaluation by trial courts,
based on the specific context in which the evidence is offered,
to determine whether the probative worth of the evidence
outweighs its potential for undue prejudice.” Stevens, supra,
115 N.J. at 303. When analyzing prejudice under N.J.R.E.
404(b), courts should also consider the factors presented in
N.J.R.E. 403, which states that “relevant evidence may be
excluded if its probative value is substantially outweighed by
the risk of (a) undue prejudice, confusion of issues, or
misleading the jury or (b) undue delay, waste of time, or
needless presentation of cumulative evidence.” (Emphasis
added). However, because “[o]ther-crimes evidence . . .
necessitates a more searching inquiry than that required by
N.J.R.E. 403,” “the potential for undue prejudice need only
outweigh probative value to warrant exclusion” of other-crime
evidence. Reddish, supra, 181 N.J. at 608 (citation omitted).
Thus, courts have interpreted N.J.R.E. 404(b) “as a rule of
exclusion rather than a rule of inclusion.” State v. Marrero,
148 N.J. 469, 483 (1997) (citing Cofield, supra, 127 N.J. at
337-38).
“[T]he party seeking to admit other-crimes evidence bears
the burden of establishing that the probative value of the
evidence is not outweighed by its apparent prejudice.” Reddish,
21
supra, 181 N.J. at 608-09. Ultimately, if the party seeking to
admit the evidence “demonstrate[s] the necessity of the other
crime evidence to prove a genuine fact in issue and the court
has carefully balanced the probative value of the evidence
against the possible undue prejudice it may create, the court
must instruct the jury on the limited use of the evidence.”
Cofield, supra, 127 N.J. at 340-41 (citation omitted).
IV.
The central issue in this case was not whether defendant
and K.M. had sexual relations on the evening of April 25, 2006.
The issue was whether the sexual relations were consensual. The
N.J.R.E. 404(b) evidence permitted by the trial court concerned
evidence presented by N.J., who testified that defendant
attempted to sexually assault her in May 2003. Defendant had
been arrested but never indicted for that incident.
We acknowledge that the assaults of K.M. and N.J. had
certain common elements. Great care must be taken, however,
whenever evidence of prior sexual assaults are introduced
purportedly to illuminate a defendant’s state of mind to assure
that such evidence cannot be used, even inadvertently, by a jury
as evidence of a propensity to commit criminal acts. To that
end, the logical connection between the prior bad act and the
contested issue must be clear and strong. Here, the logical
relationship between N.J.’s encounter with defendant three years
22
before the assault of K.M. is marginal at best. Furthermore,
the admission of evidence of the 2003 uncharged sexual assault
caused undue prejudice to defendant. Indeed, as presented in
this case, the prejudice attendant to this evidence overwhelmed
its marginal probative value.
The trial proceeded over five days. The first day of trial
consisted of jury selection and opening statements. The second
day of trial consisted of the testimony of K.M., the man who
heard K.M.’s screams and called the police, the police officer
who responded to the call for police assistance, the nurse who
examined K.M. at the hospital, and the detective who interviewed
K.M. The third day of trial was an abbreviated session3
consisting solely of the testimony of the forensic scientist at
the State Police Laboratory, who testified about the DNA
analysis that established that defendant was the source of the
semen found inside K.M. The fourth day of trial consisted of
the testimony of N.J. and two of the Plainfield officers who
assisted her and detained defendant in April 2003. In other
words, the other-crime evidence permitted in this trial consumed
almost as much time as the evidence of the State’s case-in
chief. The State’s presentation of the other-crime evidence
3 The transcript of the State Police forensic scientist covers less than thirty-nine pages. Defense counsel did not crossexamine this witness.
23
also appears to have proceeded on the premise that it was
required to submit clear and convincing evidence of that prior
uncharged criminal act. In a very real sense, N.J.’s other
crime evidence became a trial on N.J.’s allegation of attempted
sexual assault by defendant within the trial of K.M.’s sexual
assault.
We emphasize that N.J.R.E. 404(b) is at base a rule of
exclusion. Marrero, supra, 148 N.J. at 483. Moreover, when
other-crime evidence is admitted, it must be proportionate to
the limited purpose for which it is admitted. The demonstration
of clear and convincing proof only relates to the admissibility
of the evidence and that is a threshold inquiry for the trial
court. In other words, while the State is free to introduce
substantial corroborating evidence to establish that a prior
event occurred at a Rule 104 hearing, the other-crime evidence
introduced at trial must not be allowed to overwhelm the matter
at hand.
Here, the testimony from the two police officers involved
in N.J.’s case may have been useful to establish that N.J.’s
assault occurred in order to inform the trial court’s decision
to admit or exclude N.J.’s testimony. However, the amount of
other-crime evidence produced at trial for the ostensible
purpose of discerning defendant’s intent on April 25, 2006,
compared to the amount of evidence produced by the State in its
24
case-in-chief, was so disproportionate that it had the clear
capacity to distract the jury’s attention from the case-in-chief
and overwhelm any effort to cabin the jury’s consideration of
the limited role this evidence had at trial. Moreover, the
testimony of the assisting police officers effectively
corroborated N.J.’s identification of defendant as her
assailant, and the outsized role of N.J.’s purportedly limited
testimony was compounded by the trial court’s instruction on the
issue of identification. Contrary to its ruling on the
admissibility of N.J.’s other-crime evidence and the limiting
instruction provided to the jury, the trial court invited the
jury to consider the fact that N.J. also identified defendant as
her assailant and that her description of her assailant was
markedly similar to the description provided by K.M. of her
assailant. At that point, defense counsel’s fear that N.J.’s
testimony would be used to bolster K.M.’s shaky identification
became a reality.
The marginal relevance of a three-year-old attempted sexual
assault against N.J. could not overcome the manifest prejudice
of that evidence. It should not have been admitted. The error
was compounded by the quality and quantity of the other-crime
evidence introduced at trial that could have been interpreted by
the jury only as evidence that defendant had a propensity to
25
commit sexual offenses against young women he encountered on the
street.
This appeal illustrates the restraint that must be
exercised in the admission of other-crime evidence in sexual
assault cases. It underscores the observation of this Court in
Oliver, supra, that “evidence of past acts to show present state
of mind raises problems . . . under [N.J.R.E. 403] because the
prejudice to defendant seemingly far outweighs the limited
probative quality of that evidence.” 133 N.J. at 156. This is
one of those cases where the unrestrained use of evidence of
another marginally relevant and arguably remote-in-time sexual
assault had so clear a capacity to distract the jury from the
evidence in support of the State’s case-in-chief that it should
have been excluded.
Outcome:
The judgment of the Appellate Division is reversed.
Plaintiff's Experts:
Defendant's Experts:
Comments:
About This Case
What was the outcome of State of New Jersey v. Richard Willis?
The outcome was: The judgment of the Appellate Division is reversed.
Which court heard State of New Jersey v. Richard Willis?
This case was heard in SUPREME COURT OF NEW JERSEY, NJ. The presiding judge was Mary Catherine Cuff.
Who were the attorneys in State of New Jersey v. Richard Willis?
Plaintiff's attorney: Ian C. Kennedy, John J. Hoffman. Defendant's attorney: Michael B. Jones, Joseph E. Krakora.
When was State of New Jersey v. Richard Willis decided?
This case was decided on May 14, 2016.