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State of Nebraska v. Jason J. Boche

Date: 10-11-2016

Case Number: 294 Neb. 912

Judge: Stephanie Stacy

Court: Nebraska Supreme Court

Plaintiff's Attorney:

Douglas J. Peterson, Attorney General, and Nathan A. Liss

Defendant's Attorney:

Barbara Masilko



Chelsey Hartner

Description:
On December 1, 2014, Boche was charged with first degree

sexual assault in the district court for Madison County. The

information alleged he subjected another to sexual penetration

without consent on or about January 1, 2005, through

December 31, 2008. Boche was a juvenile at the time the

alleged acts occurred, but had reached the age of majority by

the time charges were filed in district court.

Boche eventually entered into a plea agreement. In exchange

for his plea of no contest, the State agreed to recommend a

sentence of not more than 1 year’s imprisonment and agreed

to file no additional charges. Prior to accepting the plea, the

court informed Boche that if a jury found the offense was

aggravated, he would be subject to mandatory lifetime registration

requirements under the Sex Offender Registration Act

(SORA) and to mandatory lifetime community supervision by

the Office of Parole Administration.1

As a factual basis for the plea, the State recited that the

victim was born in June 1997, that Boche had penile-vaginal

intercourse with the victim on several occasions, and that

during a taped interview, Boche admitted he and the victim

engaged in oral sex. The sexual acts occurred while the victim

was between the ages of 6 and 11 and Boche was between

the ages of 11 and 16. Boche waived his right to a jury

trial on the aggravation issue, and after an evidentiary hearing,

the court concluded it was an aggravated offense under

§ 29-4001.01, because the victim was under the age of 13.

Section 29-4001.01 provides:

(1) Aggravated offense means any registrable offense

under section 29-4003 which involves the penetration of,

direct genital touching of, oral to anal contact with, or

oral to genital contact with (a) a victim age thirteen years

or older without the consent of the victim, (b) a victim

under the age of thirteen years, or (c) a victim who the

sex offender knew or should have known was mentally or

physically incapable of resisting or appraising the nature

of his or her conduct.

1 See Neb. Rev. Stat. §§ 29-4001.01 (Supp. 2015), 29-4003 and 29-4005(1)(b)

(Cum. Supp. 2014), and 83-174.03 (Reissue 2014).

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Boche argued that because he was a juvenile at the time the acts

occurred, finding him to be an aggravated offender and thus

subject to lifetime registration under § 29-4005(1)(b) of SORA

and to lifetime community supervision under § 83-174.03

would subject him to cruel and unusual punishment, in violation

of the Eighth Amendment to the U.S. Constitution. The

district court found § 29-4001.01 made no distinction based

on the age of the offender and sentenced Boche to 1 year’s

imprisonment, ordered him to register under SORA for life,

and found he was subject to lifetime community supervision.

Boche filed this timely appeal.

II. ASSIGNMENTS OF ERROR

Boche assigns, restated, that the trial court erred in (1)

imposing cruel and unusual punishment on him by sentencing

him to lifetime sex offender registration and lifetime community

supervision when he committed the aggravated offense as

a juvenile and (2) violating the Ex Post Facto Clause when it

sentenced him to lifetime community supervision.

III. STANDARD OF REVIEW

[1,2] When dispositive issues on appeal present questions of

law, an appellate court has an obligation to reach an independent

conclusion irrespective of the decision of the court below.2

The constitutionality of a statute presents a question of law.3

IV. ANALYSIS

1. Issues Properly Before Us

(a) Applicability of § 2-109(E)

The State contends that neither of Boche’s two assignments

of error are properly before us because Boche did not file a

notice of constitutional question pursuant to Neb. Ct. R. App.

P. § 2-109(E) (rev. 2014), which states:

2 State v. Dye, 291 Neb. 989, 870 N.W.2d 628 (2015); State v. Watt, 285

Neb. 647, 832 N.W.2d 459 (2013).

3 Adams v. State, 293 Neb. 612, 879 N.W.2d 18 (2016).

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A party presenting a case involving the federal or state

constitutionality of a statute must file and serve notice

thereof with the Supreme Court Clerk by a separate written

notice or by notice in a Petition to Bypass at the time

of filing of such party’s brief. If the Attorney General is

not already a party to an action where the constitutionality

of the statute is in issue, a copy of the brief assigning

unconstitutionality must be served on the Attorney

General within 5 days of the filing of the brief with the

Supreme Court Clerk; proof of such service shall be filed

with the Supreme Court Clerk.

The § 2-109(E) requirement is driven by the mandates of

article V, § 2, of the Nebraska Constitution, which provides in

pertinent part:

A majority of the members [of the Supreme Court] sitting

shall have authority to pronounce a decision except

in cases involving the constitutionality of an act of the

Legislature. No legislative act shall be held unconstitutional

except by the concurrence of five judges. . . . The

judges of the Supreme Court, sitting without division,

shall hear and determine all cases involving the constitutionality

of a statute . . . .

The § 2-109(E) notice requirement was implemented because

it “assists the clerk and this court in ensuring that an appeal

involving the constitutionality of a statute is heard by the full

court.”4 The rule also ensures the Attorney General is promptly

advised of a constitutional challenge to a statute so the appeal

may be staffed and handled accordingly.

Here, Boche is not arguing that §§ 29-4001.01, 29-4003,

29-4005(1)(b), and 83-174.03 are unconstitutional on their

face and must be judicially invalidated. Instead, he contends

the registration and community supervision provisions of those

statutes, although valid and enforceable on their face, cannot

constitutionally be applied to him. The initial question

4 State v. Johnson, 269 Neb. 507, 513, 695 N.W.2d 165, 170-71 (2005).

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before us is whether a § 2-109(E) notice is required in such

a situation.

In Zawaideh v. Nebraska Dept. of Health & Human Services,5

we implied that a § 2-109(E) notice was not required unless a

litigant was presenting a facial challenge to the constitutionality

of a statute:

Although [appellant] is presenting a facial challenge to

the constitutionality of a statute, he did not file a notice

of constitutional question pursuant to Neb. Ct. R. App.

P. § 2-109(E) (rev. 2008), which requires that a party

challenging a statute’s constitutionality file and serve

notice with the Supreme Court Clerk at the time of filing

the party’s brief. And we have repeatedly held that

strict compliance with § 2-109(E) is required for the

court to address a constitutional claim. Therefore, we do

not address [appellant’s] claims regarding the constitutionality

of various statutes. However, we do consider

his claims that the application of those statutes in this

instance violated his right to due process.

Our language in Zawaideh has caused confusion, and may

explain why no § 2-109(E) notice was filed in the present

appeal.

The distinction drawn in Zawaideh between facial and

as-applied challenges can be important when it comes to

determining whether a constitutional issue has been preserved

for appellate review. This is because challenges to the constitutionality

of a criminal statute as applied to a defendant are

preserved by a plea of not guilty,6 but to bring a constitutional

challenge to the facial validity of a statute, the proper procedure

is to file a motion to quash, and all defects not raised in

5 Zawaideh v. Nebraska Dept. of Health & Human Servs., 280 Neb. 997,

1004-05, 792 N.W.2d 484, 492 (2011) (emphasis supplied). See, also,

Parker v. State ex rel. Bruning, 276 Neb. 359, 753 N.W.2d 843 (2008)

(addressing due process claim but declining to address whether specific

statutes were unconstitutional in absence of § 2-109(E) filing).

6 State v. Perina, 282 Neb. 463, 804 N.W.2d 164 (2011).

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a motion to quash are taken as waived by a defendant pleading

the general issue.7

But the distinction between facial and as-applied constitutional

challenges is immaterial when it comes to the § 2-109(E)

notice. Neither the constitutional provision which prompted

our court rule, nor the court rule itself, make any distinction

between facial and as-applied constitutional challenges. Nor,

in terms of the underpinnings of the court rule, is there any

rationale for distinguishing between facial and as-applied challenges;

all challenges to the constitutionality of a statute should

be heard by a full court, and a supermajority is required to

declare any statute unconstitutional, without regard to whether

the challenge is facial or as-applied.

[3] In prior cases, we have insisted on “strict compliance”

with § 2-109(E).8 The importance of a constitutional challenge

demands our full attention and adherence to constitutional

mandates. We take this opportunity to clarify that strict compliance

with § 2-109(E) is necessary whenever a litigant challenges

the constitutionality of a statute, regardless of how that

constitutional challenge may be characterized. To the extent

we suggested otherwise in Zawaideh, we expressly disapprove

of such language. But because the absence of a § 2-109(E)

notice in this appeal may have been prompted by our language

in Zawaideh, we conclude it is appropriate to consider the

as-applied constitutional challenges Boche presents.

(b) Entry of Plea as Waiver

of Constitutional Claim

[4,5] Once a plea of guilty has been accepted, the defendant

waives every defense to the charge. All defects not raised in a

motion to quash are taken as waived by a defendant pleading

7 State v. Harris, 284 Neb. 214, 817 N.W.2d 258 (2012).

8 Cain v. Custer Cty. Bd. of Equal., 291 Neb. 730, 868 N.W.2d 334 (2015);

Parker v. State ex rel. Bruning, supra note 5; Ptak v. Swanson, 271 Neb.

57, 709 N.W.2d 337 (2006); Zoucha v. Henn, 258 Neb. 611, 604 N.W.2d

828 (2000); State v. Feiling, 255 Neb. 427, 585 N.W.2d 456 (1998).

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the general issue.9 The voluntary entry of a guilty plea or a plea

of no contest waives every defense to a charge, whether the

defense is procedural, statutory, or constitutional.10

Here, Boche entered a plea of no contest to the charge of

first degree sexual assault, and in doing so, he waived every

defense to that charge, including any as-applied challenge

to the constitutionality of Neb. Rev. Stat. § 28-319 (Reissue

2008), the charging statute. But the constitutional challenge

Boche presents here is not directed to the statute under which

he was convicted and sentenced. Rather, he argues that because

he was a juvenile when he committed the offense to which

he pled, it would be cruel and unusual punishment under

the Eighth Amendment to impose upon him the requirements

of lifetime registration and lifetime community supervision

mandated by §§ 29-4001.01, 29-4003, 29-4005(1)(b), and

83-174.03. We conclude Boche did not waive an as-applied

Eighth Amendment challenge to the constitutionality of these

statutes by entering a no contest plea to the charge of first

degree sexual assault.11

(c) Ex Post Facto Challenge

In his second assignment of error, Boche contends that

imposing lifetime community supervision on him amounted

to ex post facto punishment. Both U.S. Const. art. I, § 10,

and Neb. Const. art. I, § 16, provide that no ex post facto law

may be passed. A law which purports to apply to events that

occurred before the law’s enactment, and which disadvantages

a defendant by creating or enhancing penalties that did not

exist when the offense was committed, is an ex post facto law

and will not be endorsed by the courts.12

9 See State v. Burkhardt, 258 Neb. 1050, 607 N.W.2d 512 (2000).

10 Id.; State v. Trackwell, 250 Neb. 46, 547 N.W.2d 471 (1996).

11 See, State v. Brand, 219 Neb. 402, 363 N.W.2d 516 (1985); State v.

Newcomer, 23 Neb. App. 761, 875 N.W.2d 914 (2016).

12 State v. Harris, supra note 7; State v. Vela, 279 Neb. 94, 777 N.W.2d 266

(2010).

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Lifetime community supervision can only be imposed for

offenses committed after July 14, 2006.13 The information

charged a timeframe for the offense which included time

both before and after this date. Boche argues the factual basis

presented by the State failed to specifically demonstrate his

offense occurred after July 14, 2006.

[6] The State argues this assignment of error is not properly

before us because Boche did not raise the ex post facto

issue to the district court. A constitutional issue not presented

to or passed upon by the trial court is not appropriate for

consideration on appeal.14 The record demonstrates Boche

never argued to the district court that applying the lifetime

community supervision requirement to him would amount to

an ex post facto application of the statute because the State

failed to show his offense was committed after the punishment

was enacted. We therefore agree with the State that the

ex post facto challenge is not properly before us, and we do

not address it.

2. Cruel and Unusual Punishment

Boche argues that both the mandatory lifetime registration

requirement and the mandatory lifetime community

supervision requirement imposed on him result in cruel and

unusual punishment because he was a juvenile at the time

the aggravated offense was committed. In doing so, he articulates

thoughtful policy arguments against imposing these

requirements on juveniles convicted of aggravated sexual

offenses. We emphasize here that the question before us is

not the wisdom or efficacy of imposing the lifetime registration

and lifetime community supervision requirements on

Boche. Rather, our inquiry is limited to whether imposing the

requirements violates the Eighth Amendment. In reviewing

the constitutionality of a statute, we do not pass judgment

13 State v. Simnick, 279 Neb. 499, 779 N.W.2d 335 (2010).

14 State v. Reinhart, 283 Neb. 710, 811 N.W.2d 258 (2012); State v. Ford,

279 Neb. 453, 778 N.W.2d 473 (2010).

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on the wisdom or the necessity of the legislation or whether

the statute is based upon assumptions which are scientifically

substantiated; even misguided laws may nevertheless

be constitutional.15

The principles applicable to a constitutional challenge to

a statute are well known. A statute is presumed to be constitutional

and all reasonable doubts are resolved in favor of its

constitutionality.16 The burden of establishing the unconstitutionality

of a statute is on the one attacking its validity.17 The

unconstitutionality of a statute must be clearly established

before it will be declared void.18

(a) Lifetime Registration

Under § 29-4005, any sex offender convicted of a registrable

offense under § 29-4003 punishable by imprisonment

for more than 1 year and convicted of an aggravated offense

shall register for life. Registration involves providing authorities

with information about the offender’s name, address,

place of employment, vehicles, travel documents, telephone

numbers, criminal history, fingerprints, and DNA.19 In State

v. Worm,20 we held these registration requirements were not

punishment.

Worm concluded the Legislature imposed lifetime registration

requirements with the intent to create a civil regulatory

scheme to protect the public from the danger posed by sex

offenders. We applied the seven-factor test set out by the

U.S. Supreme Court in Kennedy v. Mendoza-Martinez21 and

15 See Le v. Lautrup, 271 Neb. 931, 716 N.W.2d 713 (2006).

16 Adams v. State, supra note 3.

17 Id.

18 Id.

19 See Neb. Rev. Stat. § 29-4006 (Supp. 2015).

20 State v. Worm, 268 Neb. 74, 680 N.W.2d 151 (2004).

21 Kennedy v. Mendoza-Martinez, 372 U.S. 144, 83 S. Ct. 554, 9 L. Ed. 2d

644 (1963).

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repeated in Smith v. Doe22 to determine whether the effect of

the registration requirement was nevertheless so punitive that

it should be regarded as punishment. We concluded it was not

punishment, in part because registration is rationally connected

to a nonpunitive purpose of protecting the public in that “sex

offenders present a high risk to commit repeat offenses.”23

Worm concluded the purpose and effect of the lifetime registration

requirements were not so punitive as to negate the

Legislature’s intent to create a civil scheme.

Boche urges us not to apply our holding in Worm to him

because he was a juvenile at the time his aggravated offense

was committed. He argues that lifetime registration should

be considered punishment as to juveniles, because a primary

justification for registration is to prevent recidivism, and that

justification does not apply to juveniles. To support this argument,

his brief cites general studies examining the risk of juvenile

sex offender recidivism and notes that the Supreme Court

of Pennsylvania recently recognized these studies.24 However,

Boche did not present these studies to the district court, so that

court had no evidence before it related to his argument. Nor

does this court. On the record before us, we see no principled

reason to depart from our holding in Worm that lifetime registration

requirements are not punishment. Other jurisdictions

which have considered the issue as applied to juveniles have

reached the same conclusion.25

22 Smith v. Doe, 538 U.S. 84, 123 S. Ct. 1140, 155 L. Ed. 2d 164 (2003).

23 Neb. Rev. Stat. § 29-4002 (Reissue 2008). See State v. Worm, supra note

20. See, also, Smith v. Doe, supra note 22.

24 See In re J.B., 630 Pa. 408, 107 A.3d 1 (2014).

25 See, e.g., U.S. v. Under Seal, 709 F.3d 257 (4th Cir. 2013); In re A.C.,

2016 IL App (1st) 153047, 54 N.E.3d 952, 403 Ill. Dec. 811 (2016);

People in Interest of J.O., No. 14CA0622, 2015 WL 5042709 (Colo. App.

Aug. 27, 2015); State ex rel. Birkett v. Konetski, 233 Ill. 2d 185, 909

N.E.2d 783, 330 Ill. Dec. 761 (2009). Accord U.S. v. Juvenile Male, 670

F.3d 999 (9th Cir. 2012).

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[7] Because we conclude the lifetime registration requirements

imposed on Boche are not punishment, his argument that

these registration requirements amount to cruel and unusual

punishment must necessarily fail.

For the sake of completeness, we note that even if the

lifetime registration requirements could be characterized as

punishment as to Boche, they would not amount to cruel

and unusual punishment for largely the same reasons we

articulate next with respect to the lifetime community supervision

requirements.

(b) Lifetime Community Supervision

[8] In State v. Payan,26 we concluded that unlike lifetime

registration, lifetime community supervision in Nebraska

is akin to parole and thus is punishment. Although Payan

involved an adult sex offender, we see no reason why lifetime

community supervision would not also be punishment

for juvenile sex offenders. As such, we proceed to examine

Boche’s argument that imposing lifetime community supervision

on him amounts to cruel and unusual punishment,

because he was a juvenile when he committed the aggravated

offense.

Some additional background aids our analysis. According

to § 83-174.03(1)(c), any individual who, on or after July

14, 2006, is convicted of an aggravated offense as defined in

§ 29-4001.01 shall be subject to lifetime community supervision

by the Office of Parole Administration. An aggravated

offense under § 29-4001.01 is any registrable offense under

§ 29-4003 which involves the penetration of, direct genital

touching of, oral-to-anal contact with, or oral-to-genital contact

with a victim under the age of 13 years.27 Boche committed a

registrable offense under § 29-4003 because he meets the definition

of “any person who on or after January 1, 1997” is found

26 State v. Payan, 277 Neb. 663, 765 N.W.2d 192 (2009).

27 § 29-4001.01(1)(b).

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guilty of sexual assault pursuant to § 28-319.28 The trial court

found the sexual assault was an aggravated offense, because

the victim was under the age of 13.

Individuals subject to lifetime community supervision

undergo a risk assessment and evaluation by the Office of

Parole Administration to determine the conditions of the supervision

to be imposed “to best protect the public from the risk

that the individual will reoffend.”29 Conditions may include

drug and alcohol testing; restrictions on employment and leisure

activities necessary to minimize interaction with potential

victims; regularly reporting to a community supervision officer;

providing notice of changes to address or employment;

providing access to medical records; agreeing to available

medical and psychological treatment, including submission to

polygraph examinations; and any other conditions designed

to minimize the risk of recidivism, including electronic monitoring.

30 The conditions imposed “shall be the least restrictive

conditions available, in terms of the effect on the individual’s

personal freedom, which minimize the risk of recidivism and

are compatible with public safety.”31

Information considered when determining the requisite conditions

to be imposed on an individual includes: a caseworker

report detailing the individual’s personality, social history, and

ability to adjust to authority; the individual’s prior criminal

record, including reports of probation and parole experiences;

the presentence investigation report; reports of any physical,

mental, or psychiatric examinations of the individual; relevant

information submitted by the individual, his or her attorney, the

victim of the crime, or other persons; and such other relevant

information concerning the individual as may reasonable be

28 § 29-4003(1)(a)(i)(c).

29 § 83-174.03(3).

30 § 83-174.03(4).

31 Neb. Rev. Stat. § 83-1,103.02(1)(d) (Reissue 2014).

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available.32 The individual has a right to appeal a determination

or revision of the conditions of supervision.33 Relevant considerations

in any such appeal include whether the conditions

reduce the risk of the individual’s reoffending and whether

less restrictive conditions are available which would equally or

more effectively reduce the risk of reoffense.34

Boche contends that imposition of lifetime supervision

requirements on him results in cruel and unusual punishment

because he was a juvenile when he committed the aggravated

offense. To support his argument, he relies on two recent decisions

from the U.S. Supreme Court: Graham v. Florida35 and

Miller v. Alabama.36

In Graham, the Court considered whether the Eighth

Amendment prohibited the imposition of a life without parole

sentence on a juvenile who committed a nonhomicide offense.

In doing so, it recognized that the Eighth Amendment states:

“‘Excessive bail shall not be required, nor excessive fines

imposed, nor cruel and unusual punishment inflicted.’”37 The

Court recognized that to determine whether a punishment is

cruel and unusual, it must look to the evolving standards of

decency that mark the progress of a maturing society. This

is necessary because the standard of extreme cruelty is not

merely descriptive, but necessarily embodies a moral judgment.

The Graham Court observed that the standard itself

remains the same, but its applicability must change as the basic

mores of society change.38

32 § 83-1,103.02(1)(e).

33 Neb. Rev. Stat. § 83-1,103.04 (Reissue 2014).

34 Id.

35 Graham v. Florida, 560 U.S. 48, 130 S. Ct. 2011, 176 L. Ed. 2d 825

(2010).

36 Miller v. Alabama, ___ U.S. ___, 132 S. Ct. 2455, 183 L. Ed. 2d 407

(2012).

37 Graham v. Florida, supra note 35, 560 U.S. at 58.

38 Id.

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Graham recognized that the concept of proportionality is

central to the Eighth Amendment. It recognized that the Court’s

prior cases addressing the proportionality of sentences fell

within two general categories: challenges to the length of a

term-of-years sentence given all the circumstances and challenges

in cases involving categorical restrictions on implementation

of the death penalty. It determined that the issue before

it was a categorical challenge to a term-of-years sentence and

concluded that because it was a sentencing practice itself that

was in question, the proper approach was the categorical one.

According to Graham, the analysis begins with objective

indicia of national consensus, because the clearest and most

reliable objective evidence of contemporary values is the

legislation enacted by the states’ legislatures. Graham thus

addressed how the various states sentenced juveniles convicted

of nonhomicide offenses. The Court ultimately concluded it

was quite rare for a state to impose a life sentence without

parole on juveniles convicted of a nonhomicide crime and that

a national consensus had developed against it.

The Court in Graham then noted that community consensus,

while entitled to great weight, was not itself determinative of

whether a punishment is cruel and unusual. It reasoned that the

judicial exercise of independent judgment requires consideration

of the culpability of the offenders at issue in light of their

crimes and characteristics, along with the severity of the punishment

in question. In this inquiry, the Court also considers

whether the challenged sentencing practice serves legitimate

penological goals.

As to the culpability of juveniles, the Graham Court recognized

its prior holding39 that because juveniles have lessened

mental culpability, they are less deserving of the most severe

punishments than adults. Graham emphasized that juveniles

39 Roper v. Simmons, 543 U.S. 551, 125 S. Ct. 1183, 161 L. Ed. 2d 1 (2005)

(holding Eighth Amendment prohibits execution of juvenile convicted of

homicide).

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have a “‘lack of maturity and an underdeveloped sense

of responsibility’”; they “are more vulnerable or susceptible

to negative influences and outside pressures, including

peer pressure”; and their characters are “not as well

formed.” . . . “[I]t is difficult even for expert psychologists

to differentiate between the juvenile offender whose

crime reflects unfortunate yet transient immaturity, and

the rare juvenile offender whose crime reflects irreparable

corruption.”40

As to the nature of the offense at issue, Graham recognized

a distinction between homicide and other serious violent

offenses against the individual. Serious nonhomicide offenses

may be “‘devastating in their harm . . . but “in terms of moral

depravity and of the injury to the person and to the public,”

. . . they cannot be compared to murder in their “severity and

irrevocability.”’”41 Graham recognized that the punishment

of life without parole is the second most severe punishment

permitted by law and that such sentences share some characteristics

with death sentences that are shared by no other

sentences. It noted that a life without parole sentence for a

juvenile means a denial of hope, that good behavior and character

improvement are immaterial, and that whatever the future

might hold in store for the mind and spirit, the juvenile will

remain in prison for the rest of his days. It also noted that the

penological justifications for a life without parole sentence

for a juvenile were lacking, largely because such a sentence

denied the juvenile an opportunity to demonstrate growth and

maturity. Ultimately, the Court in Graham concluded that due

to the limited culpability of juvenile offenders and the severity

of the punishment of life without parole, sentencing a juvenile

to life imprisonment without parole for a nonhomicide offense

was cruel and unusual.

40 Graham v. Florida, supra note 35, 560 U.S. at 68.

41 Id., 560 U.S. at 69.

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Two years later, in Miller, the Court held the Eighth

Amendment forbids a sentencing scheme that mandates life in

prison without the possibility of parole for a juvenile who has

committed a homicide.42 In doing so, it noted that the Eighth

Amendment’s prohibition against cruel and unusual punishment

guarantees individuals the right not to be subjected to

excessive sanctions. It explained that right flows from the

basic precept of justice that punishment for crime should

be graduated and proportioned to both the offender and the

offense. It again noted the concept of proportionality is central

to the Eighth Amendment and is viewed according to evolving

standards of decency that mark the progress of a maturing

society.

The Miller Court recognized that in the past, it had adopted

categorical bans on sentencing practices based on mismatches

between the culpability of a class of offenders and the severity

of a penalty.43 It thus reiterated many of the principles enunciated

in Graham. It further noted that Graham likened life

without parole for juveniles to the death penalty for adults,

thus evoking as to juveniles facing such a sentence additional

precedent requiring sentencing authorities to consider

the individual characteristics of the defendant before sentencing.

It reasoned that based on Graham and prior precedent,

“in imposing a State’s harshest penalties, a sentencer misses

too much if he treats every child as an adult.”44 But the Court

in Miller specifically noted that a sentence which is not otherwise

cruel and unusual does not become so simply because it

is mandatory.

42 Miller v. Alabama, supra note 36.

43 See, Graham v Florida, supra note 35; Roper v. Simmons, supra note

39; Atkins v. Virginia, 536 U.S. 304, 122 S. Ct. 2242, 153 L. Ed. 2d 335

(2002).

44 Miller v. Alabama, supra note 36, 132 S. Ct. at 2468.

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(i) National Consensus

[9] Both Graham and Miller recognize that the first step

in a categorical cruel and unusual punishment analysis is

examination of the national consensus on the issue. That is,

we must look at how common or rare it is for jurisdictions

to impose mandatory lifetime community supervision on

juvenile sex offenders convicted of aggravated offenses in

criminal court.

Boche, however, did not present any evidence, or even argument,

to the district court on this prong of the test. Nor does

he attempt to undertake any type of analysis of the national

consensus in his brief. It is incumbent upon an appellant to

supply a record which supports his or her appeal.45 Absent such

a record, as a general rule, the decision of the lower court as

to those errors is to be affirmed.46 On this record, our ability to

thoroughly review this step is thus somewhat restricted.47

We note, however, that the Kansas Supreme Court recently

attempted to undertake a similar analysis and generally concluded

there is no national consensus either for or against

imposing mandatory lifetime community supervision on juvenile

sex offenders sentenced in criminal court.48

(ii) Independent Judgment

[10] The second step in the analysis requires this court

to exercise its own independent judgment as to whether the

punishment in question violates the Eighth Amendment.49

The judicial exercise of independent judgment requires

45 State v. Custer, 292 Neb. 88, 871 N.W.2d 243 (2015); State v. Robinson,

287 Neb. 799, 844 N.W.2d 312 (2014).

46 State v. Iromuanya, 272 Neb. 178, 719 N.W.2d 263 (2006).

47 Graham v. Florida, supra note 35, 560 U.S. at 63 (holding that “it is for

the litigants to provide data to aid the Court” on national consensus prong

of categorical cruel and unusual punishment analysis).

48 State v. Dull, 302 Kan. 32, 351 P.3d 641 (2015).

49 See, Miller v. Alabama, supra note 36; Graham v. Florida, supra note 35.

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consideration of the culpability of the offenders at issue in

light of their crimes and characteristics, along with the severity

of the punishment in question.50 In this inquiry, the court

also considers whether the challenged sentencing practice

serves legitimate penological goals.51

a. Culpability of Offenders

There is no disputing that Boche’s crime was serious. First

degree sexual assault is a Class II felony, and sexual assaults

against children often have devastating physical and psychological

consequences for victims. Boche relies heavily on what

Graham and Miller said generally about the diminished capacity

and reduced culpability of juvenile offenders. We agree

that the Court’s observations in Graham and Miller and about

the reduced culpability and diminished capacity of juvenile

offenders as a class generally applies to juvenile sex offenders.

As the Court noted in Graham: “‘[F]rom a moral standpoint

it would be misguided to equate the failings of a minor with

those of an adult, for a greater possibility exists that a minor’s

character deficiencies will be reformed.’”52

But acknowledging the diminished capacity and reduced

culpability of juvenile sex offenders does not lead to the conclusion

that all punishment that is constitutionally permissible

for adult sex offenders is automatically cruel and unusual punishment

as to juveniles. Rather, the additional factors articulated

by the Court in Graham and Miller have to be analyzed

in light of the particular punishment at issue.

b. Severity of Punishment

The severity of the punishment at issue is a key factor in

the constitutional analysis. Graham and Miller emphasized

that life without parole and death are the two most severe

punishments permitted by law in that they deprive the one

50 Graham v. Florida, supra note 35.

51 Id.

52 Id., 560 U.S. at 68.

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convicted of the most basic liberties without any hope those

liberties can be restored. According to Graham, a life without

parole sentence “‘means denial of hope; it means that good

behavior and character improvement are immaterial; it means

that whatever the future might hold in store for the mind and

spirit of [the convict], he will remain in prison for the rest of

his days.’”53

A punishment of lifetime community supervision is nowhere

near as severe as the punishment of life in prison without

parole or death. While lifetime community supervision is

severe in duration, it does not so restrict a juvenile’s basic liberties

that he or she has no opportunity, incentive, or means to

take steps to improve his or her behavior and character. Simply

stated, there is no denial of hope for a juvenile sex offender

sentenced to lifetime community supervision. To the contrary,

he or she can enjoy many of life’s basic liberties and has every

opportunity and incentive to demonstrate growth and maturity.

As we recognized in Payan, lifetime community supervision

is akin to parole,54 and the unavailability of parole to the juveniles

in Graham and Miller was a key factor in the Court’s

finding that the punishment was cruel and unusual. Here,

we think it would be illogical to conclude that a punishment

which is very comparable to parole runs afoul of the principles

articulated in Graham and Miller.

Further, as detailed earlier in this opinion, in Nebraska,

the actual conditions of community supervision are narrowly

tailored to each individual and subject to annual review. Our

statutes specify that the conditions imposed are to be the

“least restrictive conditions available, in terms of the effect

on an individual’s personal freedom, which minimize the

risk of recidivism and are compatible with public safety.”55

Under our statutes, an individual’s good behavior and character

53 Id., 560 U.S. at 70.

54 State v. Payan, supra note 26.

55 § 83-1,103.02(1)(d).

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improvement can directly affect the terms and conditions of

the supervision, so he or she has additional and direct incentive

to improve character, behavior, mind, and spirit. Especially in

light of Nebraska’s statutory scheme, the punishment of lifetime

community supervision is not particularly severe, even

though it is imposed for life.

c. Penological Goals

According to Graham, there are four legitimate goals of

penal sanctions: retribution, deterrence, incapacitation, and

rehabilitation. Graham reasoned that none of these goals provides

an adequate justification for imposing a sentence of life

without parole on a juvenile who did not commit homicide,

largely because the punishment denies the offender an opportunity

to demonstrate growth and maturity.

We do not think the same conclusion is warranted with

respect to lifetime community supervision. This is true largely

because, as we previously determined, lifetime community

supervision differs greatly in severity from lifetime imprisonment

or death. A juvenile subject to lifetime community

supervision is not denied all hope, and the penological goals

of rehabilitation and deterrence justify imposition of lifetime

community supervision on sex offenders.

(c) Individualized Sentencing

Boche also relies on Miller’s emphasis on individualized

sentencing to argue lifetime community supervision is cruel

and unusual when applied to juveniles convicted of aggravated

sex offenses. Miller reasoned that because life without parole

was the most severe punishment that could legally be imposed

on a juvenile, it was logical to equate that punishment with

the most severe punishment that could legally be imposed on

an adult—death. Miller thus reasoned that the individualized

sentencing required in capital cases as to adults equally applied

to juveniles sentenced to life without parole. Boche urges us

to apply the concept of individualized sentencing in Miller to

juvenile sex offenders.

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We are not convinced that the requirement of individualized

sentencing applies to juveniles in cases other than homicides

involving a possible sentence of life without parole.56

But we need not resolve the issue here, because Nebraska’s

lifetime community supervision statutes already require significant

individualized consideration of each person subject

to supervision.57 Such consideration is mandated so that those

sex offenders who present a lower risk to the community are

supervised accordingly.

As such, the flexibility that was absent in the statutory

sentencing scheme considered in Miller is mandatory under

Nebraska’s statutory scheme. Specifically, individuals subject

to lifetime community supervision “undergo a risk assessment

and evaluation by the Office of Parole Administration to determine

the conditions of community supervision to be imposed

to best protect the public from the risk that the individual will

reoffend.”58 The conditions of supervision imposed must be

those which “most effectively minimize the risk of the individual

committing another sex offense. The conditions shall be

the least restrictive conditions available, in terms of the effect

on the individual’s personal freedom, which minimize the risk

of recidivism and are compatible with public safety.”59 The

individual can appeal the supervision conditions imposed.60 In

addition, the conditions of community supervision are reviewed

by the Office of Parole Administration on an annual basis and

can be revised so that the individual’s freedom is not unnecessarily

restricted.61 Nebraska’s statutory scheme for lifetime

community supervision is individualized, adaptive, and incentivizes

rehabilitation.

56 See, generally, State v. Cardeilhac, 293 Neb. 200, 876 N.W.2d 876 (2016).

57 Id.

58 § 83-174.03(3).

59 § 83-1,103.02(1)(d).

60 § 83-1,103.04.

61 Neb. Rev. Stat. § 83-1,103.03 (Reissue 2014).

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(d) Summary

[11] The U.S. Supreme Court has recognized that juvenile

offenders have diminished culpability and in general should

be given an opportunity and an incentive to demonstrate positive

changes in character, behavior, mind, and spirit. But we

conclude a sentence of lifetime community supervision is not a

severe restriction on a juvenile sex offender’s personal liberties

and ability to demonstrate such changes, particularly because

that sentence is imposed in Nebraska, and thus is not a sentence

that can compare in severity to a sentence of life imprisonment

without parole or death. And it is only with respect to

those two extremely severe sentences that the U.S. Supreme

Court has found a punishment applicable to adults becomes

cruel and unusual when applied to juveniles. As such, we hold

that sentencing Boche to lifetime community supervision did

not amount to cruel and unusual punishment.

We recognize that the Kansas Supreme Court recently held

that mandatory lifetime postrelease supervision is cruel and

unusual punishment when applied to a juvenile sex offender.62

In doing so, that court explicitly found the provisions of

Kansas’ supervision were “‘more severe than most other jurisdictions’”

63 and recognized that the provisions resulted in

a “sentence that restricts the juvenile’s liberty for life without

any chance, hope, or legal mechanism of having those

restrictions lifted or even reduced.”64 Because the substance

of Nebraska’s lifetime community supervision requirements

differ significantly and materially from that considered by the

Kansas Supreme Court, we do not find the Kansas opinion

helpful in answering the question presented here.
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