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John Joseph Roman and David Wayne Woodruff v. Gary Gibson

Date: 02-13-2001

Case Number: 239 F.3d 1156

Judge: Ebel

Court: United States Circuit Court of Appeals from Tenth Circuit on appeal from the Western District of Oklahoma (Oklahoma County)

Plaintiff's Attorney: United States Attorney’s Office

Defendant's Attorney:







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Description:
Oklahoma City, Oklahoma criminal law lawyer represented Defendant charged with capital murder.



¶2 Romano and Woodruff were convicted of killing a jeweler, Roger Sarfaty, during the course of a robbery. Sarfaty, Romano's acquaintance, had been bound hand and foot and strangled, beaten about the head and stabbed five times. Because, at the time of this murder, Romano was serving a prison sentence and was only free on weekends, a critical issue in the case was how long Sarfaty had been dead before a friend first discovered his body, around 11:00 P.M. Tuesday, October 15, 1985. Romano had been out on weekend furlough from Friday evening, October 11 through Sunday evening, October 13. The State's theory was that the murder occurred on Saturday, October 12, between 2:00 A.M. and 2:00 P.M. Romano and Woodruff do not have alibis for at least part of that time period.



¶3 Evidence supporting the State's theory included the fact that Sarfaty usually went to a bar, the Celebrity Club, every night. The last time he was seen there was when he left the club about 2:00 A.M. Saturday, October 12. And at the time the body was discovered, the October 12 edition of the newspaper was found opened on Sarfaty's couch; the editions for October 13, 14, and 15 were left delivered, but unopened, on his patio.



¶4 There was also, however, evidence contradicting the State's theory. When Sarfaty's friend first discovered his body, the volume of the television in Sarfaty's apartment was turned way up, yet none of the neighbors had ever complained about the noise. In addition, Sarfaty's neighbor testified that he thought he saw Sarfaty arguing with a blonde woman early Sunday morning, October 13.



¶5 Scientific evidence concerning the time of death was not conclusive, although it generally supported the State's theory. The medical examiner's investigator believed Sarfaty had died two to three days before the body's discovery. The investigator based that determination, in part, on the apartment's sixty-degree temperature, which he noted on the night the body was found. The investigator recorded that temperature at approximately 4:30 A.M. Wednesday, October 16, although authorities had first entered the apartment two hours earlier. A police officer described the apartment, at the time they entered, as warm, but not hot.



¶6 Based in part on the sixty-degree temperature, the medical examiner, Dr. Choi, testified that Sarfaty had been dead between two days and one week. The doctor's best estimate was three or four days. Dr. Choi further testified, however, that, at a warmer temperature, Sarfaty might have been dead only twelve to twenty-four hours.



¶7 Apart from the opportunity to commit these crimes, the evidence linking Romano and Woodruff to the crime itself was primarily circumstantial. Sarfaty, a jeweler, often kept a great deal of jewelry with him or in his apartment. He also usually wore rings on each finger. On Thursday, October 10, a friend had seen Sarfaty with a bag of ten to twelve gold necklaces, some older looking. And late Friday, October 11, Sarfaty had shown the Celebrity Club's manager a "real big" diamond. Yet Sarfaty was not wearing any rings when his body was found and there were only a few items of costume jewelry in the apartment at that time. Detectives did find a diamond in the living room, near where the body was discovered, and a packet of seventeen diamonds in one of Sarfaty's suits.



¶8 On Sunday, October 13, Woodruff's girlfriend observed that Woodruff had a lot of jewelry, including some older looking gold necklaces and five or six rings. Although Woodruff was a trained gemologist, she had never before seen him with that much jewelry, nor did she think he had sufficient money at that time to buy such jewelry. Woodruff mailed this jewelry to an acquaintance in California.



¶9 Sarfaty also kept as many as six large containers of quarters in his apartment. There were, however, no such containers in the apartment following the murder. Further, on Saturday afternoon, October 12, Romano and Woodruff, who were then intoxicated, attempted to purchase a television at a mall store, using only quarters. Witnesses estimated the two had between ten and forty dollars' worth of quarters. A saleswoman testified that, at that time, Woodruff also had what appeared to be spots of blood on his jeans. She also noted a recent cut on Woodruff's hand and that Romano was limping. Others who saw the pair later that day, however, did not notice any injuries. When mall security took them into custody for being drunk and disorderly, Romano had a "lock blade" folding knife. He was also wearing an expensive-looking gold necklace.



¶10 Later that evening, Woodruff's girlfriend delivered the two men from police custody to Woodruff's car, still parked at the mall. When she dropped them off, she noticed diamond papers--special papers designed to hold gems securely--on the ground near Woodruff's car. Sarfaty usually carried thirty to forty such papers with him. Woodruff, however, as a gemologist, also used diamond papers in his work.



¶11 When police arrested Woodruff, ten months after Sarfaty's murder, he called his girlfriend and asked her to "clear" the house. In response, she removed a pair of gloves, a watch, and several pieces of rope. The medical examiner testified that these rope pieces could have caused the marks around Sarfaty's neck, hands and feet. Additionally, one of the rope pieces was fashioned like a garrote, which could be used to strangle a victim. The garrote would have left marks like those found on Sarfaty's neck--marks on the front and sides of the neck, but with an area at the back of the neck without any ligature marks at all.



¶12 In addition to this evidence linking Woodruff and Romano to these crimes, there was also evidence that at least Romano had a motive to rob and kill Sarfaty. A few weeks before the murder, Romano was in need of money and had asked a friend, Tracy Greggs, to help him rob Sarfaty. Romano was particularly interested in stealing the rings Sarfaty usually wore. Romano had told Greggs that, because Sarfaty knew and would recognize him, Romano would have to kill Sarfaty. Greggs had refused to help Romano.



¶13 Romano had also previously stolen a former girlfriend's rings and had sold them to Sarfaty. When she discovered the jewelry was missing, the girlfriend threatened to report the theft to her insurance company and police. Although he had promised to get the rings back, Romano later told his former girlfriend that the man who had her rings had been killed.



¶14 The State jointly tried Woodruff and Romano. The jury convicted both of first degree malice murder and robbery with a dangerous weapon, sentencing each to 1000 years in prison on the robbery conviction, which was after former conviction of a felony for both. At the capital sentencing proceeding, the jury found three aggravating factors pertaining to both Woodruff and Romano: they had prior violent felony convictions; the murder was especially heinous, atrocious or cruel; and they were continuing threats to society. The jury also found that Romano had committed the murder to avoid arrest or prosecution for Sarfaty's robbery. The jury sentenced both Woodruff and Romano to death on the first degree murder convictions.



¶15 In a related matter, prior to the Sarfaty trial, the State had jointly tried Woodruff and Romano for murdering another Romano acquaintance, Lloyd Thompson. In that case, a jury also convicted both men of first degree murder and sentenced them to death. The State introduced evidence of those Thompson convictions and death sentences during sentencing in the Sarfaty trial. After the conclusion of the Sarfaty case, however, the Oklahoma Court of Criminal Appeals overturned the Thompson convictions and death sentences, holding the trial court had erred in jointly trying Woodruff and Romano for that murder. See Romano v. State, 827 P.2d 1335 (Okla. Crim. App. 1992); Woodruff v. State, 825 P.2d 273 (Okla. Crim. App. 1992). The State subsequently retried Woodruff and Romano for Thompson's murder. Separate juries again convicted both of first degree murder. Romano's jury sentenced him to death, but Woodruff received a sentence of life imprisonment without parole. See Romano v. State, 909 P.2d 92, 106 & n.1 (Okla. Crim. App. 1995).



¶16 The Oklahoma Court of Criminal Appeals affirmed the Sarfaty convictions and sentences on direct appeal. See Woodruff v. State, 846 P.2d 1124 (Okla. Crim. App.), cert. denied, 510 U.S. 934 (1993); Romano v. State, 847 P.2d 368 (Okla. Crim. App. 1993), aff'd, 512 U.S. 1 (1994). In affirming Romano's death sentence, however, the state appellate court struck the prior violent felony aggravator, which was based solely on Romano's conviction for Thompson's murder, and then reweighed the remaining aggravating circumstances and mitigating evidence. See Romano, 847 P.2d at 389, 393-94. The United States Supreme Court, in a 5-4 decision, affirmed, specifically holding that introduction of evidence of Romano's earlier death sentence for the Thompson murder did not diminish the Sarfaty jury's sense of responsibility for sentencing Romano for that murder. See Romano, 512 U.S. at 3, 6, 9-10. Subsequently, the Oklahoma Court of Criminal Appeals affirmed the denial of state post-conviction relief from the Sarfaty convictions and death sentences. See Romano v. State, 917 P.2d 12 (Okla. Crim. App. 1996); Woodruff v. State, 910 P.2d 348 (Okla. Crim. App. 1996).



II. STANDARDS OF REVIEW



¶17 Because Woodruff and Romano filed their individual habeas petitions after the effective date of the Antiterrorism and Effective Death Penalty Act of 1996 (AEDPA), that Act governs these appeals. See Williams v. Taylor, 529 U.S. 362, 402 (2000). Under AEDPA, petitioners will not be entitled to habeas relief unless they can establish that the state court determination of their claims was contrary to, or an unreasonable application of, clearly established Supreme Court precedent, see 28 U.S.C. § 2254(d)(1), or was an unreasonable determination of the facts in light of the evidence, see id. § 2254(d)(2). We presume the correctness of any state court findings of fact, absent clear and convincing proof to the contrary. See id. § 2254(e)(1).



¶18 Where the state court did not address the merits of a habeas claim, this court reviews the district court's resolution of that ground for relief de novo, reviewing for clear error any district court findings of fact. See, e.g., Thomas v. Gibson, 218 F.3d 1213, 1220 (10th Cir. 2000) (citing LaFevers v. Gibson, 182 F.3d 705, 711 (10th Cir. 1999)).
Outcome:
Affirmed.
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Defendant's Experts:
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About This Case

What was the outcome of John Joseph Roman and David Wayne Woodruff v. Gary Gibson?

The outcome was: Affirmed.

Which court heard John Joseph Roman and David Wayne Woodruff v. Gary Gibson?

This case was heard in United States Circuit Court of Appeals from Tenth Circuit on appeal from the Western District of Oklahoma (Oklahoma County), OK. The presiding judge was Ebel.

Who were the attorneys in John Joseph Roman and David Wayne Woodruff v. Gary Gibson?

Plaintiff's attorney: United States Attorney’s Office. Defendant's attorney: Click Here to Watch How To Find A Lawyer by Kent Morlan Click Here For The Best Oklahoma City Criminal Defense Lawyer Directory If no lawyer is listed, call 918-582-6422 and MoreLaw will help you find a lawyer for free..

When was John Joseph Roman and David Wayne Woodruff v. Gary Gibson decided?

This case was decided on February 13, 2001.