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CURRY NICELY V. COMMONWEALTH OF KENTUCKY

Date: 02-20-2019

Case Number: 2017-SC-000574-MR

Judge: MEMORANDUM OPINION OF THE COURT

Court: Kentucky Supreme Court

Plaintiff's Attorney: Andy Beshear

Attorney General of Kentucky

Mark Barry

Assistant Attorney General

Defendant's Attorney: Kathleen Kallaher Schmidt

Assistant Public Advocate

Description:








An Ohio County grand jury returned an indictment in October 2016

charging Nicely with twenty offenses. Alicia Payne was named as a co

defendant on nineteen offenses. Mark Nicely, Appellant’s father, was named as

a co-defendant on thirteen offenses. Appellant was taken into custody a few

days later. Appellant and his father signed a waiver of dual representation and

were represented by the same attorney.1

Appellant’s bail was set at $50,000 cash, and multiple requests for a

bond reduction were denied. Nine months after arraignment, Appellant

entered a guilty plea to three offenses, criminal abuse in the first degree (child

twelve (12) years of age or less) (two counts) and receiving stolen property

(property value over $500 but less than $10,000).2 The other seventeen

charges against Appellant were dismissed: second-degree assault (two counts),

first-degree wanton endangerment (two counts), abandonment of a minor (two

counts), first-degree unlawful imprisonment (two counts), endangering the

welfare of a minor (two counts), failure to report dependent neglect/abuse (two

counts), third-degree terroristic threatening (two counts), theft by unlawful

taking under $1,000,000 (one count), tampering with physical evidence (one

1 Mark Nicely was released on bond prior to his arraignment.

2 Co-defendant Payne entered a plea to these charges on the same day. The sentencing recommendation for her was the same as Appellant’s, and like Appellant, she was released pending sentencing.

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count), and first-degree persistent felony offender. Appellant was released on

bond until sentencing.3 All charges against Mark Nicely were dismissed.4

Shortly before the September 5, 2017 sentencing hearing date,

Appellant’s attorney filed on his behalf a Criminal Rule (RCr) 8.105 motion to

withdraw the guilty plea. Counsel based the written motion on newly-

discovered evidence; he stated particularly that while being released on bond,

exculpatory statements were made to him by co-defendant Payne. Appellant

moved at the motion’s hearing for a continuance because co-defendant Payne

was not present to testify,6 but the Ohio Circuit Court denied the continuance.7

However, the court held an evidentiary hearing and heard the other grounds

supporting Appellant’s motion.

3 About a month later, the Commonwealth moved to revoke the bond. An arrest warrant was issued. The Commonwealth’s revocation motion was noticed for hearing on Appellant’s originally scheduled sentencing date. Appellant appeared and remained in custody until sentencing two weeks later on September 21, 2017.

4 Mark Nicely was not named as being complicit in these offenses: theft by unlawful taking under $1,000,000; tampering with physical evidence; failure to report dependent neglect/abuse; terroristic threatening; and receiving stolen property under $10,000.

5 RCr 8.10 pertinently provides that “any time before judgment the court may permit the plea of guilty ... to be withdrawn and a plea of not guilty substituted.”

6 Co-defendant Payne was not in custody and had absconded Probation and

Parole.

7 The trial court noted that when deciding to enter his plea, Appellant decided to forego a jury hearing evidence that he did not harm the children and was not responsible for the harm the children suffered. See Brady u. United States, 397 U.S. 742, 748 (1970) (“[T]he plea is more than an admission of past conduct; it is the defendant’s consent that judgment of conviction may be entered without a trial—a waiver of his right to trial before a jury or a judge.”).

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In response to his counsel’s prompt to explain how his plea was

involuntary, Appellant stated that he succumbed to pressures related to his

innocent father being a named co-defendant on thirteen of the charges and his

mother’s cancer no longer being in remission, a health status he learned just

prior to entering into the plea agreement. Appellant’s attorney added that the

main factor related to Appellant’s plea was his father getting a dismissal8 and

his mother’s cancer return. Appellant’s counsel additionally explained that,

after release pending sentencing, Appellant had discovered text messages on

his phone which provided evidence contrary to the incriminating timeline

information provided by an officer. Appellant did not have access to his phone

while incarcerated so it was not until after his plea and his release on bond

that the texts came to light.

The trial court denied Appellant’s motion, finding he knowingly and

voluntarily entered the plea. On the same day, in accordance with the plea

agreement, the trial court also entered its final judgment sentencing Appellant

to serve a total of twenty years in prison: ten years on each criminal abuse

count, to be served consecutively; and five years on the receiving stolen

property count, to be served concurrently with the criminal abuse sentences.

He now appeals the trial court’s denial of his motion to withdraw the guilty

plea.

8 Appellant’s attorney mentioned other factors which may have played a role in Mark Nicety’s case being dismissed: Mark Nicety had no prior criminal history and a witness had given a statement that Mark Nicety had nothing to do with the case.

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ANALYSIS

I. Appellant’s guilty plea is valid and the trial court did not abuse its discretion when denying Appellant’s motion to withdraw the plea.

Appellant asserts that his guilty plea was not entered voluntarily. He

argues, however, that even if the plea were validly entered, the trial court

abused its discretion because granting the plea withdrawal motion was the fair

and just thing to do. We address each argument in turn.

A. The guilty plea was made voluntarily.

A criminal defendant’s waiver of a constitutional right is valid when he

voluntarily, knowingly, and intelligently waives the right. Brady v. United

States, 397 U.S. 742, 748 (1970); King v. Commonwealth, 374 S.W.3d 281, 290

(Ky. 2012) (citations omitted). “Due process requires a trial court to make an

affirmative showing, on the record, that a guilty plea is voluntary and

intelligent before it may be accepted.” Edmonds v. Commonwealth, 189 S.W.3d

558, 565 (Ky. 2006) (citing Boykin v. Alabama, 395 U.S. 238, 241-42 (1969)).

When a defendant enters a plea, the court is charged with making sure the

defendant is entering the plea intelligently with “a full understanding of what

the plea connotes and of its consequence.” Boykin, 395 U.S. at 243-44.9 The

standard for judging the voluntariness of a guilty plea knowingly entered is

essentially whether the plea was “induced by threats (or promises to

9 Boykin, 395 U.S. at 243-44 (“What is at stake for an accused facing death or imprisonment demands the utmost solicitude of which courts are capable in canvassing the matter with the accused to make sure he has a full understanding of what the plea connotes and of its consequence.”).

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discontinue improper harassment), misrepresentation (including unfulfilled or

unfulfillable promises), or perhaps by promises that are by their nature

improper as having no proper relationship to the prosecutor’s business (e.g.

bribes).” Brady, 397 U.S. at 755 (quoting Shelton v. U.S., 246 F.2d 571, 572

n.2 (5th Cir. 1957)); see also Commonwealth v. Tigue, 459 S.W.3d 372, 393 (Ky.

2015). If such threats, misrepresentations, or improper promises by the

Commonwealth or the trial court did not induce the plea, the plea must stand.

Brady, 397 U.S. at 755; Edmonds, 189 S.W.3d at 566; see Adams v. Tuggle,

189 S.W.2d 601, 602 (Ky. 1945).

On July 20, 2017, Appellant filed his motion to enter a guilty plea,10 and

advised the court that he understood the contents of the written motion which

he reviewed with his attorney. His plea was taken the same day. There is no

suggestion that the trial court failed to engage in an appropriate, required

Boykin colloquy when Appellant entered his plea. The trial court properly

advised Appellant of his constitutional rights at the plea hearing. Appellant

clearly stated multiple times that he was entering the guilty plea knowingly and

voluntarily and that his plea was made because he was guilty and for no other

reason. He indicated that he benefitted from his counsel’s assistance and said

that he was satisfied with his lawyer’s representation. In short, the record

10 The AOC-491 form was used. By signing this form, among other things, Appellant declared his guilt; the guilty plea was freely, knowingly, intelligently, and voluntarily made; and other than the sentencing recommendation contained in the Commonwealth’s offer, no one promised him any other benefit in return for the plea nor had anyone forced or threatened him to plead guilty.

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indicates that Appellant understood what he was doing and the constitutional

rights he was waiving when he entered the guilty plea. “Solemn declarations in

open court carry a strong presumption of verity.” Blackledge v. Allison, 431

U.S. 63, 74 (1977). The circumstances surrounding the entry of the guilty plea

support affirming the trial court’s denial of the motion to withdraw the plea.

A plea of guilty is not unintelligently made merely because a defendant

may have “misapprehended the quality of the State’s case,” Brady, 397 U.S. at

757, a misapprehension Appellant apparently infers from information he

seemingly acquired after the plea, i.e., that a co-defendant may have been a

favorable witness and he had evidence in his own possession (his phone with

text messages) which would raise doubt in the Commonwealth’s proof against

him. Such lack of information at the time of the plea does not negate the truth

or reliability of Appellant’s plea. Prior to his plea, Appellant had the requisite

factual knowledge to assert his innocence. The only changed circumstance

between when Appellant pled guilty and when he moved to withdraw the plea

was the potential strength of his case.

Likewise, the pressures described by Appellant at the time of his plea

entry are not circumstances constituting coercion. A plea of guilty is not

invalid because it may have been entered to avoid the Commonwealth’s

prosecution of a family member or to secure release from incarceration to

spend time with an ill family member. See Brady, 397 U.S. at 756-57; Blanton

v. Commonwealth, 516 S.W.3d 352, 356, 357 (Ky. App. 2017) (defendant’s

calculated decision to enter a plea which would result in his immediate release

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and allow him to see his terminally ill mother did not render the plea

involuntary).

That the [pressure] caused the plea . . . does not necessarily prove that the plea was coerced and invalid as an involuntary act.

The State to some degree encourages pleas of guilty at every important step in the criminal process. For some people, their breach of a State's law is alone sufficient reason for surrendering themselves and accepting punishment. For others, apprehension and charge, both threatening acts by the Government, jar them into admitting their guilt. In still other cases, the post-indictment accumulation of evidence may convince the defendant and his counsel that a trial is not worth the agony and expense to the defendant and his family. All these pleas of guilty are valid in spite of the State's responsibility for some of the factors motivating the pleas; the pleas are no more improperly compelled than is the decision by a defendant at the close of the State’s evidence at trial that he must take the stand or face certain conviction.

Of course, the agents of the State may not produce a plea by actual or threatened physical harm or by mental coercion overbearing the will of the defendant. But nothing of the sort is claimed in this case ....

Brady, 397 U.S. at 750.

Substantial evidence supports the trial court’s conclusion that Appellant

knowingly and voluntarily entered the plea. Edmonds, 189 S.W.3d at 566

(citations omitted). Accordingly, his plea must be upheld.

B. The denial of the plea withdrawal was not an abuse of discretion.

Appellant argues that even if he entered the plea voluntarily, the trial

court abused its discretion when denying his motion to withdraw the plea.

Like the defendant in the recently-decided Thomas v. Commonwealth, 2016-SC

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000593-MR, 2017 WL 5023098 (Ky. Nov. 2, 2017), Appellant complains that

the federal test for withdrawing a plea, whether fair and just reasons support

the withdrawal, should be applied when the trial court hears an RCr 8.10

motion.11 In particular, he seeks application of the seven factors identified in

United States v. Hockenberry, 730 F.3d 645 (6th Cir. 2013), which help guide

whether a federal defendant may withdraw a guilty plea under Federal Rules of

Criminal Procedure (Fed. R. Crim. P.) 11(d)(2)(B).12

The seven, non-exclusive Hockenberry factors are:

(1) the amount of time that elapsed between the plea and the motion to withdraw it; (2) the presence (or absence) of a valid reason for the failure to move for withdrawal earlier in the proceedings; (3) whether the defendant has asserted or maintained his innocence;

11 Before this Court, this issue has been primarily considered in unpublished cases. We previously noted that this Court has declined to adopt this approach in our criminal rules. Britton v. Commonwealth, 2013-CA-001732-MR, 2015 WL 3637486, at *3 (Ky. June 11, 2015) (citing Bowman v. Commonwealth, 2005-SC-000234-TG, 2006 WL 141586, at *9 (Ky. Jan. 19, 2006), and Commonwealth v. Pridham, 394 S.W.3d 867 (Ky. 2012)). In particular, Justice Scott’s dissent in Bowman, 2006 WL 141586, at *9, advocated for the use of this “fair and just” analytical approach (under then Fed. R. Crim. P. 32(d)) when a reviewing court considers newly discovered evidence within the totality of circumstances surrounding a guilty plea. He stated, Adding a “fair and just” standard in circumstances such as this, brings the standard for withdrawal of one’s plea closer to the standard for new trial, which is where it should be for newly discovered evidence. Therefore, under the facts and circumstances as occurred here, the standard for setting aside a plea should mimic, or at least be consistent with, the standard as applied to considerations of newly discovered evidence on motions for new trial. In Brock v. Commonwealth, 2015-SC-000257-MR, 2016 WL 4487506 (Ky. Aug. 25, 2016), and Pridham, 394 S.W.3d 867, the issue was not preserved and not addressed. In Blanton v. Commonwealth, 516 S.W.3d 352, 357 (Ky. App. 2017), the Court of Appeals rejected the proposed application of Fed. R. Crim. P. 11(d)(2)(B) via the test set forth in Hockenberry as not constitutionally applicable to the state courts.

12 Fed. R. Crim. P. 11(d)(2)(B) provides: “A defendant may withdraw a plea of guilty . . . after the court accepts the plea, but before it imposes sentence if: . . . the defendant can show a fair and just reason for requesting the withdrawal.”

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(4) the circumstances underlying the entry of the guilty plea; (5) the defendant’s nature and background; (6) the degree to which the defendant has had prior experience with the criminal justice system; and (7) potential prejudice to the government if the motion to withdraw is granted.

Id. at 662 (citations omitted).

After the 1983 amendment to Fed. R. Crim. P. 32(d) (now Fed. R.

Crim. P. 11(d)(2)(B)) expressly adopted the “fair and just” standard, the

Sixth Circuit stated in United States v. Triplett, that “[i]n determining

whether there is a fair and just reason to grant a motion to withdraw a

plea, the district court must review all the circumstances surrounding the

original entrance of the plea as well as the motion to withdraw” and

identified reasons for consideration now enumerated within the

Hockenberry factors. 828 F.2d 1195, 1196-97 (6th Cir. 1987) (emphasis

added). We recognized the Hockenberry factors’ redundancies to plea

validity considerations in Thomas and declined to alter our precedent.

2017 WL 5023098, at *2.

When a defendant moves under RCr 8.10 for a plea withdrawal, he has

the burden of proving that the withdrawal of a voluntarily entered plea is

justified. See Edmonds, 189 S.W.3d at 566; Rodriguez v. Commonwealth, 87

S.W.3d 8, 10 (Ky. 2002). Granting the withdrawal is a matter left to the trial

court’s discretion. Bronk v. Commonwealth, 58 S.W.3d 482, 486 (Ky. 2001).

“[O]ur abuse of discretion standard takes into account the fairness and

reasonableness of the trial court’s decision making,” Britton, 2015 WL

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3637486, at *3, the same standard used by the federal courts when reviewing

application of the Hockenberry factors; see United States v. Alexander, 948 F.2d

1002, 1003 (6th Cir. 1991).

Appellant complains that the trial court appeared to rely solely on

the plea colloquy when denying his motion. However, properly, the trial

court considered only those reasons offered by Appellant for withdrawing

his plea. Under the grounds offered in support of the motion, we cannot

say that the trial court’s denial of Appellant’s RCr 8.10 motion was

arbitrary, unreasonable, unfair, or unsupported by sound legal

principles. Commonwealth v. English, 993 S.W.2d 941, 945 (Ky. 1999).

As to the circumstances surrounding the motion, such as minimal

time elapsing between the plea and motion and the inability to move for

withdrawal earlier, which Appellant now targets through Hockenberry as

reasons his withdrawal motion should have been granted, these reasons

were not specifically presented to the trial court for consideration.

Because these reasons were not preserved for review, we decline to

address them further here.

II. Appellant was not denied counsel during the plea withdrawal hearing.

Appellant alternatively asserts his counsel was conflicted during the

hearing on the withdrawal motion and seeks vacation of his convictions and a

remand with directions to appoint him a conflict-free attorney. He argues first

that his counsel was conflicted because of the plea withdrawal motion. He also

argues that his counsel was potentially conflicted because he also represented

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Mark Nicely, Appellant’s father. His claim that he was denied conflict-free

counsel is unpreserved, but he insists Beard v. Commonwealth, 302 S.W.3d

643 (Ky. 2010), requires reversal if an actual conflict exists, regardless of

preservation. Alternatively, he seeks palpable error review if he is unsuccessful

on his Sixth Amendment denial of counsel claim.

A. Defense counsel was not conflicted by the withdrawal motion.

“Representation of a criminal defendant entails certain basic duties.

Counsel’s function is to assist the defendant, and hence counsel owes the

client a duty of loyalty, a duty to avoid conflicts of interest.” Strickland v.

Washington, 466 U.S. 668, 688 (1984) (citation omitted). To prevail on an

ineffective assistance of counsel claim based on a conflict of interest, a

defendant must establish that an actual conflict of interest adversely affected

his attorney's performance; a potential conflict of interest is insufficient to

warrant relief. See Kirkland v. Commonwealth, 53 S.W.3d 71, 75 (Ky. 2001)

(citing Cuyler v. Sullivan, 446 U.S. 335 (1980)). An actual conflict exists when

an attorney actively represents incompatible interests; it is more than a “mere

theoretical division of loyalties.” Mickens v. Taylor, 535 U.S. 162, 171 (2002).

Commonwealth v. Tigue, 459 S.W.3d 372 (Ky. 2015) and Zapata v.

Commonwealth, 516 S.W.3d 799 (Ky. 2017), are two recent cases decided by

this Court in which an actual conflict of interest was found. Appellant cites

both cases as supporting his arguments.13 In those cases the motion to

13 Appellant also cites non-binding Sturgill v. Commonwealth, 533 S.W.3d 204 (Ky. App. 2017), and Ruano v. Commonwealth, 2014-SC-000469-MR, 2015 WL

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withdraw the plea was based on allegations of defense counsel’s misconduct,

i.e., defense counsel coerced the plea. Under such circumstances, it is obvious

that a lawyer cannot act as an advocate on his client’s behalf and give

testimony adverse to that client’s interests in the same proceeding. Upon

review of these cases, we disagree with Appellant’s contention that he did not

have conflict-free counsel representing him on his plea withdrawal motion and

is entitled to relief.

In Tigue, soon after entering his guilty plea, the defendant decided to

move the court for its withdrawal. 459 S.W.3d at 380. His efforts to have his

attorneys assist with the withdrawal motion were unsuccessful and a written

motion was not filed before the sentencing hearing. Id. At the sentencing

hearing, the defendant orally asked to withdraw his plea and his attorneys did

not assist with the motion. Id. at 381. The defendant stated that the plea was

involuntary, asserting he had been threatened and his counsel never showed

any interest in defending him, as reflected in letters Tigue sent to the court. Id.

at 381, 387. The trial court denied the motion but acknowledged defendant’s

allegations of his counsel’s misconduct in letters to the court and the likelihood

he would pursue post-judgment remedies. Id. at 381.

Tigue later filed a pro se RCr 11.42 ineffective assistance of counsel

motion, and then appointed counsel filed a supplemental motion asking for

relief on other grounds — denial of counsel at the withdrawal motion’s hearing

9243549 (Ky. Dec. 17, 2015). He cites Ruano as persuasive authority, noting it was cited by the Court of Appeals in Sturgill and this Court in Zapata.

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and denial of conflict-free counsel. Id. On discretionary review, this Court

concluded that the hearing on the withdrawal motion was a critical stage of the

proceedings and that Tigue was denied counsel in his efforts to withdraw the

plea, i.e., his efforts to contact counsel after the plea entry were fruitless and

during the plea discussion his counsel offered no assistance in pursuing the

motion. This Court further held that Tigue was denied assistance of conflict-

free counsel during the hearing because the defendant’s coercion allegations

placed his attorneys in a position of having to defend themselves and

potentially making statements adverse to their client. These circumstances

created an actual conflict of interest adversely affecting the attorneys’

performance.

In Zapata, the defendant’s counsel prepared a plea withdrawal motion,

indicating she took no position on the motion. 516 S.W.3d at 801. Afterward,

Zapata filed another withdrawal motion, requesting an evidentiary hearing

based upon an ineffective assistance of counsel allegation. Id. At the hearing,

Zapata argued his counsel deceived him by informing him that he could

withdraw his plea any time before sentencing with no problem. The trial court

did not hold an evidentiary hearing and no sworn testimony was taken. Id.

Although defense counsel did not assist Zapata at the plea withdrawal motion

hearing and informed the court that she was put in an awkward position by

her client’s allegations toward her, the trial court concluded Zapata, acting as

hybrid counsel, was representing himself “at least in part.” Id. This Court,

however, concluded an actual conflict existed based upon the defendant’s

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allegations and counsel’s indication that a response to the allegations was not

in her client’s interest. As in Tigue, we held the defendant was deprived of

conflict-free counsel at the plea withdrawal motion hearing. Id. at 802-03.

In the instant case, defense counsel filed and pursued the motion for the

plea withdrawal. There is no indication that the motion was against defense

counsel’s advice. Moreover, defense counsel advocated for the plea withdrawal

during the hearing based upon both the exculpatory evidence grounds and

“pressures faced” grounds.

Unlike in Tigue and Zapata, Appellant did not present an ineffective

assistance of counsel claim,14 nor did he allege defense counsel coerced his

plea when seeking to withdraw it. When his counsel asked him to explain to

the court how his guilty plea was involuntary, Appellant stated, “the pressure

was being put on — because my father was also indicted in this case and my

dad had nothing to do — he’s never been around nothing, anything said in this

— for me to take a plea on it. Well, also, that morning, five minutes in that

little room, I find out my mother’s cancer is back. ... To be quite honest, I

would have said anything at the time to go home and spend time with her.”

Appellant’s testimony reflects that he was experiencing family pressures,

and that some of that pressure may have come from plea bargaining in a case

where his father also faced charges. Appellant, however, now suggests that his

14 Appellant did not allege that he informed counsel of the texts prior to the plea and his counsel failed to investigate the texts. Appellant acknowledges that the exculpatory evidence claims did not directly create a conflict with trial counsel.

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plea was coerced by his attorney. He points to his testimony stating that

without being asked to explain all the circumstances surrounding how the

“pressure was put on him,” he may have been referring to his counsel

pressuring him to enter the plea, creating a conflict of interest. We cannot

possibly find Appellant’s testimony comparable to that in Tigue and Zapata.

Appellant had the opportunity to present his plea challenges to the trial court,

but unlike Tigue and Zapata, there were no allegations that placed the

Appellant’s trial counsel “in the untenable position of defending [his] own

interests which were adverse to [his] clients.” Zapata, 516 S.W.3d at 803.

Appellant’s other efforts to show his defense counsel was conflicted when

engaging in practices which are usually proper, often necessary, or prescribed

by the criminal justice process are likewise unpersuasive. Although Appellant

argues otherwise, it is of no consequence that the written withdrawal motion

contained only the exculpatory evidence grounds when defense counsel also

argued the “pressures faced” grounds during the motion’s hearing. See Tigue,

459 S.W.3d at 386. Without other evidence of defense counsel’s conflict, the

motion cannot be seen as anything but a valid motion. A conflict is also not

created because defense counsel candidly responded to the trial court’s

question, acknowledging he was confident at the plea hearing when he

conveyed that the plea was voluntarily, freely, and intelligently entered but

later was arguing that Appellant’s plea was not voluntary. He insisted the

biggest factor considered by Appellant at that point was that his father was

getting a dismissal of his case and his mother’s cancer had returned so he

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wanted to see her. Under the circumstances presented here, we do not view

defense counsel’s advocacy for his client to be tainted.

The facts here are plainly unlike those in Tigue and Zapata. Appellant’s

counsel was not burdened by an actual conflict of interest and Appellant was

not otherwise denied counsel during the plea withdrawal motion hearing.

B. Defense counsel’s potential conflict due to dual representation was waived.

Appellant further identifies ways his defense attorney may have been

conflicted because he also represented Appellant’s father. Beyond his

allegation that his plea may have been coerced by defense counsel to get his co

defendant father’s charges dismissed, Appellant also states that defense

counsel had an interest in the plea not being withdrawn because Mark Nicely

could have been potentially charged again. Appellant further alleges that the

terms of the plea agreement suggest a conflict of interest because he accepted a

plea offer on three charges for a recommended twenty-year sentence when it

appears twenty years is the absolute maximum he could have received no

matter how many of the other charges he was convicted of and what sentences

were imposed. As he paints it, he took a maximum sentence while his co

defendant father walked free.15

To reiterate, a potential conflict of interest does not warrant relief.

Appellant must show an actual conflict of interest which affected his attorney’s

15 Although not addressed by Appellant, this was the same plea deal offered and accepted by co-defendant Payne.

17

performance adversely. Beard, 302 S.W.3d at 646. Appellant has not made

that showing. Appellant signed a waiver of dual representation stating he

understood the possibility of a conflict of interest on the part of his attorney,

that what may be or seem to be in the interest of one defendant may not be in

the interest of the co-defendant. Afterward, Appellant never raised any

possible conflict of interest arising from the dual representation in the trial

court. This new assertion appeared before this Court.

Having failed to preserve the issue, Appellant seeks also RCr 10.26 relief.

RCr 10.26 provides: “A palpable error which affects the substantial rights of a

party may be considered ... by an appellate court on appeal, even though

insufficiently raised or preserved for review, and appropriate relief may be

granted upon a determination that manifest injustice has resulted from the

error.” However, under the facts of this case, we do not find a palpable error,

an error which “is so manifest, fundamental and unambiguous that it

threatens the integrity of the judicial process.” Harp v. Commonwealth, 266

S.W.3d 813, 823 (Ky. 2008) (citing Martin v. Commonwealth, 207 S.W.3d 1, 5

(Ky. 2006)). Without such an error, relief under RCr 10.26 is not available to

Appellant.

Outcome:
Upon review of the record, we conclude that Appellant’s guilty plea is

valid, and the trial court did not abuse its discretion when denying the plea

withdrawal motion. Appellant was not denied the assistance of counsel on his

plea withdrawal motion. Accordingly, we affirm the judgment of the Ohio

Circuit Court.

Plaintiff's Experts:
Defendant's Experts:
Comments:

About This Case

What was the outcome of CURRY NICELY V. COMMONWEALTH OF KENTUCKY?

The outcome was: Upon review of the record, we conclude that Appellant’s guilty plea is valid, and the trial court did not abuse its discretion when denying the plea withdrawal motion. Appellant was not denied the assistance of counsel on his plea withdrawal motion. Accordingly, we affirm the judgment of the Ohio Circuit Court.

Which court heard CURRY NICELY V. COMMONWEALTH OF KENTUCKY?

This case was heard in Kentucky Supreme Court, KY. The presiding judge was MEMORANDUM OPINION OF THE COURT.

Who were the attorneys in CURRY NICELY V. COMMONWEALTH OF KENTUCKY?

Plaintiff's attorney: Andy Beshear Attorney General of Kentucky Mark Barry Assistant Attorney General. Defendant's attorney: Kathleen Kallaher Schmidt Assistant Public Advocate.

When was CURRY NICELY V. COMMONWEALTH OF KENTUCKY decided?

This case was decided on February 20, 2019.