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State of Utah v. Brian Allen Fouse
Date: 01-30-2014
Case Number: 2014 UT 29
Judge: Orme
Court: The Utah Court of Appeals on appeal from the Third District Court, West Jordan Department
Plaintiff's Attorney: Sean D. Reyes and Karen A. Klucznik, Attorneys for Appellee
Defendant's Attorney: Lori J. Seppi, Attorney for Appellant
Description:
¶1 Defendant Brian Fouse appeals his convictions on one count
of stalking, a third degree felony, see Utah Code Ann. § 76-5-106.5
(LexisNexis 2012); three counts of felony violation of a protective
order, see id. §§ 76-5-108, 77-36-1.1; and three counts of class A
State v. Fouse
2. Because the provisions in effect at the relevant times do not differ
materially from the statutory provisions currently in effect, we cite
the current version of the Utah Code as a convenience to the
reader.
20120003-CA 2 2014 UT App 29
misdemeanor violation of a protective order, see id. § 76-5-108.2 We
affirm.
BACKGROUND
I. Stalking and Protective Order
¶2 Defendant and Victim were married for six years before
separating in 2011. Following an incident of domestic violence,
Victim obtained a temporary protective order directed at
Defendant. The address listed on that order was that of a friend
(Friend) with whom Victim, Defendant, and their three children
had been living. Shortly after their separation, Defendant called
Victim's workplace and left the following message: "Can you
please tell my wife that I need her to come identify a dead body.â€
There was no dead body, but Victim was "really scared†and called
the police, and Defendant was arrested. He pled guilty to violating
a protective order.
¶3 A few days after Defendant's arrest, Victim obtained a
permanent protective order. The order required Defendant to not
"contact, phone, mail, email, or communicate in any way with
[Victim] either directly or indirectly†and to "stay away†from the
address listed. The address listed on this order was the apartment
of one of Victim's sisters, where Victim and the children were
staying. The apartment was one unit of a four-plex, and another of
Victim's sisters lived next door. Each of the apartments had its own
unique street address, as opposed to the entire four-plex sharing an
address and each of the apartments being distinguished by an
apartment or unit number. The order did not list either of Victim's
sisters as protected persons.
State v. Fouse
20120003-CA 3 2014 UT App 29
¶4 About a week after the permanent order was entered,
Defendant mailed an envelope to the address listed on the
protective order with the designation "Apt. #1 or 2.†The envelope
was addressed to both of Victim's sisters, but the first letter inside
was written to the sister who lived next door. It expressed
Defendant's love for Victim, mentioned his desire that Victim drop
the protective order, and asked the sister to please send him photos
of his family. He closed the letter by writing, "Please just hold onto
this other stuff. I don't have anyone else, but it'll mean a lot to me.
Thanks.†The envelope also contained two letters written to Victim,
in which Defendant apologized for his past behavior and asked for
forgiveness. The final letter contained the following statement:
"Please hold onto this. It's something that the mental health doctor
told me I should do even though I can't send nor talk to my wife or
kids but writing sure does help.â€
¶5 Another envelope was sent the next day. It was also directed
to the address listed on the protective order but with the notation
"Apt. #1 or 2 maybe 3†and with the name of the sister who lived
next door to Victim. The letter informed the sister that "things are
starting to look a lot better†because Friend, who was an alleged
victim in a prior altercation with Defendant, had recanted his
statement to the police. Defendant also stated that he was
considering suing Victim for lying in connection with obtaining the
protective order and that consequently Victim might be facing
"serious charges†of her own, but that Victim had the power to
stop all that by dropping the protective order.
¶6 Less than a week later, Defendant mailed a letter to the same
sister with a similar apartment designation. In the letter, he
thanked the sister for her friendship, said he wanted to save his
marriage, and told the sister about the harm that divorce would
cause Victim. The letter also contained a line that said, "Well our
storage if it doesn't get paid on by Wednesday will be going up for
auction . . . . It'd be great if your sister paid on it so that we don't
lose it.†The letter then asked the sister, "Please hold this poem it
expresses my feelings towards [Victim], but I don't want to lose it
State v. Fouse
3. At the time this letter was written, Defendant was in jail.
20120003-CA 4 2014 UT App 29
in here.â€3 The back of the included poem addressed Victim directly
and asked her to "make things right for us and our beautiful boys.â€
¶7 The next month Victim found a box on her back doorstep.
The box contained Victim's wedding dress, bridesmaids' dresses,
a picture of Defendant and Victim dancing at their wedding,
various letters, and a bride and groom figurine from the top of
their wedding cake. The groom's head was broken off. Most of the
letters were addressed to no one in particular, but one was
addressed to God and "my wife my #1 Love & boys.†Another was
addressed only to the three children, who were also listed on the
protective order as persons whom Defendant could not contact.
Defendant apologized to Victim in these letters and asked for her
forgiveness. The box also purportedly contained "everything
[Defendant] own[ed]†and a letter addressed, in Defendant's
words, to "All of you who honestly think your truely better than
me and who wants to take my place in my family's life.†The letter
chastised family members for meddling in Defendant's marriage.
¶8 Sometime between receiving the letters and receiving the
box, Victim also received two voicemail messages. The first one
was muffled, but Victim described the voice as "kind of like that
scary, scary voice sound on that scary movie.†Victim identified the
voice on the second message as Defendant's. The message stated
that he loved and missed her. A police officer listened to the
messages before they were accidentally erased, but there was no
documentation of the telephone numbers from which the messages
originated.
¶9 During this same period, Defendant also mailed court
documents to the address listed on the protective order. One
envelope was addressed to both of Victim's sisters but listed
no apartment number and contained, among other things,
Defendant's request to dismiss the protective order, his answer
and counterclaim to the divorce proceedings, a form related to a
State v. Fouse
20120003-CA 5 2014 UT App 29
parent-time dispute, and a document containing Friend's
recantation. Another envelope was addressed to Friend but listed
no mailing address. The return address listed Victim's name and
address, which is how she found it in her mailbox—marked by the
Postal Service as "Return to Sender.†Victim testified that the
envelope was addressed in Defendant's handwriting and contained
duplicates of some of the previously mailed documents as well as
information about the couple's storage unit and Victim's retirement
plan.
¶10 When each of these communications arrived at the fourplex,
the sisters gave them to Victim. Victim testified that
Defendant "was very controlling and made [her] feel like [she] was
the one that did things wrong.†She said that she chose to report
the letters, voicemails, and box because she had tried to leave
Defendant before, but, she testified, "He was very controlling, very
verbally abusive and I finally was able to get away and get the
protective order. And by me reporting it, I just felt was the right
thing to do.â€
¶11 Defendant was charged with six counts of violation of a
protective order, a third degree felony when committed within five
years of another domestic violence offense. See Utah Code Ann.
§ 77-36-1.1 (LexisNexis 2012). Three of the charges were later
reduced to class A misdemeanors. Defendant was additionally
charged with one count of stalking, also a third degree felony.
II. Trial Background
¶12 During jury selection, the trial court asked the potential
jurors to alert the court if they thought they would have any
trouble being fair. The judge explained to the potential jurors the
reasoning behind the jury selection process and why attorneys are
allowed to eliminate potential jurors. The judge explained that she
herself had once been called as a potential juror. She remembered
pondering whether or not she could be fair:
State v. Fouse
20120003-CA 6 2014 UT App 29
And I thought, okay, yeah, I have been a prosecutor
for 30 years, but, frankly, I think I could be fair. I
don't think the Defense thought I could be fair. But I
thought, you know, when a case came in to me as a
prosecutor I didn't just automatically assume people
were guilty. You know, I looked at the case. I looked
at it very carefully. I looked at the evidence that was
brought in by the law enforcement. And if I didn't
think that there was enough evidence to get a
conviction I didn't file the case. But I thought, you
know, I can be fair. I have been fair. I am fair when I
look at a case that's brought in to be filed. So, you
know, I answered that I could be fair.
The judge went on to explain that a sidebar was held at the trial in
which she was called as a potential juror and she could tell that the
defense attorney had requested that she be removed. The judge
presiding over that trial disagreed, but ultimately she was not
selected because a full jury was selected before her number was
called.
¶13 She then explained that our justice system needed jurors
who could be fair and so the selection process allowed both sides
to strike people from the jury pool for "whatever reason, and it's
not the color of your hair or the color of your eyes. . . . It is just
sometimes you kind of look at it and think, well, that background,
I am a little concerned with that background whether that person
will listen fairly.†The trial court then stated, "So that's what they
are doing now,†and asked if any members of the jury pool had
questions before the attorneys were allowed to begin exercising
their peremptory challenges.
¶14 During closing arguments, defense counsel argued that
Defendant was innocent because there was "zero†evidence that
Defendant had ever been served with the protective order. Defense
counsel also argued his theory that Defendant did not attempt to
contact Victim but only Victim's sister, who was not a protected
State v. Fouse
20120003-CA 7 2014 UT App 29
person. After referring to the State's theory that Defendant tried to
contact Victim through her sister, defense counsel then stated, "Do
you know who else doesn't believe that theory? State of Utah. . . .
[I]n order for their theory to work, they'd have to charge someone
else.†Defense counsel went on to explain that the State did not
believe its own theory of Defendant's guilt because otherwise they
would have charged the sister who lived next door as an
accomplice to the crime for giving Victim the letters that were
mailed to her. On rebuttal, the State argued, "I'll bet [Victim] didn't
know her sister was a fish. The fish I'm talking about is a herring,
a red herring.†As the State was explaining what a red herring was,
defense counsel interrupted, and an unrecorded sidebar conference
was held. The State then continued, explaining that a red herring
was a distraction for hunting hounds. "When [defense counsel]
talks about [Victim's sister], that's a huge red herring. When he
discusses oh, well, the State doesn't even believe its case, that's
asinine. This case has been proven to you with two witnesses, three
witnesses. They told you what happened.â€
¶15 In response to defense counsel's argument that there was
"zero†evidence that Defendant had been served with a protective
order, the State pointed the jury to evidence that a police officer
had signed the return of service, signifying that Defendant had
been served the order at the jail, as well as Defendant's own
statements in his letter to Victim's sister referring to the contents of
the protective order. The State went on to say,
The idea that he is not served is frankly ridiculous.
He was served that protective order. He knew dang
well what he was doing. He was getting at [Victim]
one way or the other. And if he thinks he is cute and
he can get around it by addressing the envelopes to
[Victim's sister], very frustrating. He is guilty. She is
a protected person. There is proof of service.
¶16 During deliberations, the jury sent three questions to the
trial court. The third question asked "if a protective order protects
State v. Fouse
4. Defendant also argues that this issue can be reached through the
"exceptional circumstances†exception to preservation. See State v.
Irwin, 924 P.2d 5, 7 (Utah Ct. App. 1996). However, as we noted in
Irwin, "the 'exceptional circumstances' concept has been reined in
considerably.†Id. at 11. It is a "concept that is used sparingly,
properly reserved for truly exceptional situations . . . involving
'rare procedural anomalies.'†Id. (quoting State v. Dunn, 850 P.2d
1201, 1209 n.3 (Utah 1993)). Such anomalies have included a
defendant being convicted of something that was no longer a
crime, the entry of final judgment by a commissioner with no
authority, and a major shift in the interpretation of settled law. See
id. at 10–11. The events in this case do not fall into the "truly
exceptional†category of "rare procedural anomalies.†See id. at 11.
We therefore consider only whether the issue can be reached under
either the plain error or ineffective assistance of counsel exceptions.
20120003-CA 8 2014 UT App 29
. . . a person or an address or both.†The trial court sent the
following written answer to the jury: "A protective order protects
the named person and the listed address.†Defendant objected,
arguing that the protective order did not prohibit Defendant from
contacting other people at the address where Victim lived with her
sister.
¶17 The jury convicted Defendant on all counts. He now
appeals.
ISSUES AND STANDARDS OF REVIEW
¶18 Defendant first argues that the trial court improperly
commented on the evidence and bolstered the State's credibility
during jury selection. Because this issue was not preserved,
Defendant must show plain error or ineffective assistance of
counsel. 4 See State v. Irwin, 924 P.2d 5, 7 (Utah Ct. App. 1996). To
show plain error, Defendant must show that "(i) [a]n error exists;
(ii) the error should have been obvious to the trial court; and
(iii) the error is harmful.†State v. Dunn, 850 P.2d 1201, 1208 (Utah
State v. Fouse
20120003-CA 9 2014 UT App 29
1993). Claims of ineffective assistance of counsel raised for the first
time on appeal are reviewed as matters of law. State v. Clark, 2004
UT 25, ¶ 6, 89 P.3d 162.
¶19 Defendant next argues that the State engaged in
prosecutorial misconduct. "In determining whether a given
statement constitutes prosecutorial misconduct, the statement must
be viewed in light of the totality of the evidence presented at trial.â€
State v. Cummins, 839 P.2d 848, 852 (Utah Ct. App. 1992). We review
a trial court's ruling on "whether the prosecutor's conduct merits
a mistrial†for abuse of discretion. Id.
¶20 Defendant also argues that the trial court's answer to the
jury's question regarding the scope of the protective order was an
erroneous statement of law. "Claims of erroneous jury instructions
present questions of law that we review for correctness.†State v.
Jeffs, 2010 UT 49, ¶ 16, 243 P.3d 1250.
¶21 Defendant contends that there was insufficient evidence to
support three of his convictions of violating a protective order.
"[W]e review the evidence and all inferences which may
reasonably be drawn from it in the light most favorable to the
verdict of the jury.†State v. Shumway, 2002 UT 124, ¶ 15, 63 P.3d 94.
"We will reverse a jury conviction for insufficient evidence only
when the evidence is sufficiently inconclusive or inherently
improbable that reasonable minds must have entertained a
reasonable doubt that the defendant committed the crime of which
he was convicted.†Id.
¶22 Defendant's final argument is that we should overturn his
conviction because of cumulative error. We will reverse a
conviction if "the cumulative effect of the several errors
undermines our confidence . . . that a fair trial was had.†State v.
Dunn, 850 P.2d 1201, 1229 (Utah 1993) (omission in original)
(citation and internal quotation marks omitted).
State v. Fouse
20120003-CA 10 2014 UT App 29
ANALYSIS
I. Trial Court's Comments During Jury Selection
¶23 Defendant first argues that the trial court improperly
commented on the evidence and bolstered the credibility of the
State's case when the judge told prospective jurors about her own
experience in being called to jury service. Defendant also contends
that defense counsel's failure to object constituted ineffective
assistance of counsel. While the judge's personal narrative had
some potentially problematic elements, we fail to see how the
remarks were a comment on the evidence as no evidence had yet
been presented and her comments were unrelated to any evidence
later presented at trial. We do, however, need to carefully consider
whether the judge's comments improperly bolstered the reputation
of the State or undermined the credibility of defense counsel.
¶24 Utah courts "have made it quite clear in the past that a court
may not comment on the weight of the evidence presented at trial
or comment on the merits of the case in such a way that indicates
a preference toward either party.†State v. Alonzo, 973 P.2d 975, 980
(Utah 1998). We review such comments made by trial judges in
context rather than in isolation. Id. Because this claim is
unpreserved, we consider this argument under the doctrine of
plain error. State v. Holgate, 2000 UT 74, ¶ 11, 10 P.3d 346. Under
that doctrine, Defendant must first show that an error was
committed. State v. Dunn, 850 P.2d 1201, 1208 (Utah 1993).
¶25 Defendant argues that the trial judge's comments favored
the prosecution when she stated that as a prosecutor she never filed
charges unless she thought there was enough evidence. Defendant
also argues that the court's comments "undermined the credibility
of defense counsel by suggesting that defense attorneys are biased
and result-driven advocates who are more interested in an acquittal
than in the fairness or justness of the proceedings.â€
State v. Fouse
20120003-CA 11 2014 UT App 29
¶26 We do not read the trial court's comments, made before a
jury was selected and sworn and before the trial itself began, in that
way. The trial court's comments, viewed in context, are nothing
more than an anecdote aimed at explaining to potential jurors that
they could be stricken from the jury pool by either side for
"whatever reason†even if they had indicated to the court that they
thought they could be fair and unbiased. The trial judge made it
clear that such a system actually promoted justice for both parties.
While the trial judge stated that as a prosecutor she only brought
charges if she thought there was enough evidence to support a
conviction, she did not state that such evidence always leads to a
conviction or that every defendant charged by the State is guilty.
Soon after, and once the jury was empaneled and the trial got
underway, the trial judge instructed the jury to "keep an open
mind throughout the trial†and "to pay attention as the evidence is
presented to you.†And after closing arguments, the trial judge
again instructed the jury, stating, "Neither the lawyers nor I decide
the case. That is your role. Please do not be influenced by what you
think our opinions might be. Make your decision based on the law
. . . and on the evidence presented in court.â€
¶27 It is best to avoid such personalized trips down memory
lane as trial judges fill some of the downtime during jury selection.
The history of the jury system, the benefits of jury service, and the
importance of the jury in our justice system are safer topics. But
viewing the judge's comments in context, "we are confident that
the jury was neither confused nor misled†by her remarks about
her own experience as a potential juror. Cf. State v. Taylor, 2005 UT
40, ¶¶ 20–24, 116 P.3d 360 (determining that a trial court's jury
instructions did not bolster a witness's credibility when the
instructions were viewed in context and that the "jury was neither
confused nor misled†because the trial court correctly instructed
the jury on how to assess witness credibility).
¶28 Because we determine that no error occurred, we do not
reach the remaining prongs of plain error analysis. See Dunn, 850
P.2d at 1208–09. Similarly, because we conclude that there was no
State v. Fouse
20120003-CA 12 2014 UT App 29
error to which defense counsel could object, any objection raised
would have been futile. See State v. Kelley, 2000 UT 41, ¶ 26, 1 P.3d
546. "Failure to raise futile objections does not constitute ineffective
assistance of counsel.†Id.
II. Prosecutorial Misconduct
¶29 Defendant next argues that we should reverse his conviction
due to prosecutorial misconduct. Prosecutorial misconduct
warranting reversal of a criminal conviction occurs, inter alia, when
"the prosecutor's statements during closing argument called the
jurors' attention to matters they were not authorized to consider
during deliberations†and the statements prejudiced the defendant.
State v. Todd, 2007 UT App 349, ¶ 16, 173 P.3d 170. Here, Defendant
claims the prosecutor made improper remarks when referring to
statements made by the defense as "a huge red herring,†claiming
Defendant "knew dang well what he was doing,†referring to
Defendant's behavior as "cute,†and calling the defense theory
"ridiculous†and "asinine.†Defendant claims that the "sarcastic
and gratuitous nature of the comments heightened their
impropriety and denied [Defendant] a fair trial.â€
¶30 We first consider the State's comments in response to
defense counsel's assertion that the State did not believe its own
theory, including the "red herring†and "asinine†statements. We
recently considered the question of whether referring to defense
counsel's argument as a "red herring†is prosecutorial misconduct.
See State v. Campos, 2013 UT App 213, ¶¶ 54–57, 309 P.3d 1160. In
Campos, the prosecutor "began his rebuttal by discussing at length
the idiom of a red herring as 'a technique to confuse or distract.'â€
Id. ¶ 55. The prosecutor also stated, "And is there any relationship
with a red herring and the defense in this case? They would have
you believe an almost unbelievable story. Why? Simply to confuse
and distract . . . . Why would they do that? Just a red herring. A
ploy to confuse and distract.†Id. (internal quotation marks
omitted). We concluded that the prosecutor's comments in Campos
"crossed the line from permissible argument of the evidence to an
State v. Fouse
20120003-CA 13 2014 UT App 29
impermissible attack on defense counsel's character.†Id. ¶ 57. By
labeling the defense's tactic as an intentional technique or ploy
rather than just a distraction, the prosecutor implied that "defense
counsel intended to mislead the jury.†Id. (emphasis in original). We
noted that "[a]rguing that the evidence does not support the
defense theory and that the theory is thus a distraction from the
ultimate issue is fundamentally different from arguing that defense
counsel is intentionally trying to distract and mislead the jury.†Id.
Stated another way, we determined that calling defense counsel's
theory a distraction or irrelevant is permissible but accusing
opposing counsel of using such a distraction as part of a purposeful
scheme to mislead the jury is not. See id.
¶31 Here, defense counsel stated to the jury during closing
argument that the fact that the State had not charged Victim's sister
as an accomplice to Defendant's misdeeds was evidence that the
State did not believe its own theory and that Defendant was
innocent—in other words, because Victim's sister was the one who
handed Victim the letters, she was equally guilty of violating the
protective order and Defendant could not be guilty unless Victim's
sister was, too. While it is conceivable that there could be
accomplice liability for aiding another in violating a protective
order, under the circumstances of this case the argument, frankly,
is silly. Victim's sister's conduct was not restricted by the protective
order against Defendant. And on rebuttal, the State responded by
saying, "I'll bet [Victim] didn't know her sister was a fish. The fish
I'm talking about is a herring, a red herring.†The State then
explained to the jury that red herrings were used to "distractâ€
hunting hounds and then stated that defense counsel's statements
about Victim's sister were a similar distraction and that the case
against Defendant had been proven by multiple witnesses.
¶32 We conclude that the prosecutor's statements were not
improper because they did not "cross[] the line from permissible
argument to an impermissible attack on defense counsel's
character†and were merely argument "that the theory is . . . a
distraction from the ultimate issue.†Id. We also conclude that the
State v. Fouse
20120003-CA 14 2014 UT App 29
statements were a comment about the evidence rather than an
attack on defense counsel's personal character or an argument that
defense counsel was intentionally attempting to mislead the jury.
¶33 The issue at trial was Defendant's guilt, not that of Victim's
sister, and given that defense counsel claimed that the lack of
charges against Victim's sister was relevant to the case and
definitively proved Defendant's innocence, it was entirely
permissible for the prosecutor to criticize the argument for the
nonsense that it was. It was permissible to call the "theory†a
distraction and endeavor to redirect the jury to the issue of whether
Defendant's guilt had been proven by the evidence presented
during trial. See Campos, 2013 UT App 213, ¶ 57. And while using
terms like "asinine†and "red herring†can be "unwise and
hyperbolic,†see State v. Tillman, 750 P.2d 546, 556 (Utah 1987),
"colloquial, vigorous, and colorful†comments often fall "within
the wide latitude permitted counsel in presenting closing
arguments to the jury,†State v. Bryant, 965 P.2d 539, 549–50 & n.10
(Utah Ct. App. 1998) (holding statements made by prosecutor in
response to defense counsel's claims that a witness had lied—"Give
me a break,†"You have to be kidding me,†and "The lady is a 70-
year-old sweetheart. I think of her as Aunt Bea like on the Andy
Griffith showâ€â€”did not constitute prosecutorial misconduct). In
this case, defense counsel's comment was asinine and the State's
characterization of it as such during rebuttal did not rise to the
level of prosecutorial misconduct.
¶34 The statements made by the State to rebut Defendant's claim
that there was "zero†evidence to show that Defendant had been
served with the protective order, including statements that the
argument was "ridiculous†and that Defendant "knew dang well
what he was doing,†and the statement that he was being "cute†by
sending letters to Victim through her sister, are on the same
footing. Again, while such language may have been "unwise and
State v. Fouse
5. Because we conclude that no prosecutorial misconduct occurred,
we have no need to determine whether the prosecutor's comments
prejudiced Defendant. We therefore leave for another day, as we
did in State v. Wright, 2013 UT App 142, 304 P.3d 887, the question
of whether the burden rests on the State to show that the harm
suffered by Defendant as a result of prosecutorial misconduct was
"harmless beyond a reasonable doubt†or whether the burden rests
on Defendant to show that he was prejudiced by the error. See id.
¶ 41 n.6 (observing that the law regarding the correct standard of
review for prosecutorial misconduct is currently unsettled).
20120003-CA 15 2014 UT App 29
hyperbolic,†Tillman, 750 P.2d at 556, it does not rise to the level of
prosecutorial misconduct, see Bryant, 965 P.2d at 549–50 & n.10.5
III. Answer to Jury Question
¶35 Defendant argues that the trial court improperly instructed
the jury when responding to a question about the protective order.
Utah law states that a protective order may "prohibit the
respondent from harassing, telephoning, contacting, or otherwise
communicating with the petitioner, directly or indirectly.†Utah
Code Ann. § 78B-7-106(2)(b) (LexisNexis 2012). To that end,
protective orders may also "order that the respondent is excluded
from the petitioner's residence and its premises, and order the
respondent to stay away from the residence, school, or place of
employment of the petitioner.†Id. § 78B-7-106(2)(c). Defendant
argues that based on the plain language of the statute, the court
was incorrect in stating that "[a] protective order protects the
named person and the listed address,†thereby prohibiting
Defendant from writing a letter to a non-protected person who
resided at the same address.
¶36 Defendant argues that this error was prejudicial because it
took away from the jury the question of intent. By informing the
jury that any contact with the address was a violation of the order,
Defendant argues that the trial court did not allow the jury to
consider whether Defendant, through his communications
State v. Fouse
20120003-CA 16 2014 UT App 29
ostensibly limited to Victim's sister, intended to contact or
communicate with Victim either "directly or indirectly.†The State
argues, however, that the "plain language of Utah's protective
order provisions reflects that their purpose is to restrain the
defendant from further harming and harassing the protected
person and placing her in fear†and, thus, the "stay awayâ€
provision in the protective order referring to Victim's address
properly contemplates both physical and non-physical contact with
the address.
¶37 There is some basis for the trial court's characterization, as
the protective order statute mentions that such orders may provide
for exclusion from identified residences, schools, and places of
employment. Technically speaking, though, the trial court's
characterization was an oversimplification of the law. Although the
statute refers to protected places such as homes or businesses from
which the subject of a protective order must stay away, the focus
of the protection is still on a person, i.e., any references in the
protective order to an address or physical location are meant as a
means to protect the person and not as a means to protect a
particular place, per se. See id. (stating that a court may order a
respondent to "stay away from the residence, school, or place of
employment of the petitioner, . . . or any specified place frequented
by the petitionerâ€) (emphasis added). But even if we conclude that
the trial court's answer constituted error, we determine the error
was harmless.
¶38 We will only reverse a jury verdict due to error if there is a
reasonable likelihood that it altered the result. State v. Jeffs, 2010 UT
49, ¶ 37, 243 P.3d 1250. This standard has not been met here.
Defendant argues that a correct statement of law could reasonably
have led to different results on four of the six counts of violating a
protective order. We disagree. One of the counts that Defendant
argues might have been altered was related to Defendant leaving
a box—or causing it to be left—at the address listed in the
protective order. In the box was a letter addressed, in part, to
victim. Regardless of any response to the jury by the trial court, this
State v. Fouse
20120003-CA 17 2014 UT App 29
was a clear violation of the provision in the protective order
requiring Defendant to stay away from the premises or the
provision precluding him from contacting Victim, even indirectly.
¶39 The remaining counts contested by Defendant relate to the
letters mailed to Victim's sisters. Defendant argues that "[b]ut for
the trial court's erroneous explanation of what constituted a
violation of the protective order, the jury could have found that
[Defendant] was not guilty . . . because he did not contact [Victim]
directly or indirectly; rather, he contacted [Victim's sister]—a
person not covered by the protective order.†We do not agree that
the trial court's instruction adversely impacted the jury's verdict in
light of the overwhelming evidence that Defendant fully intended
to contact Victim through the letters to Victim's sisters. One of the
mailings contained letters specifically addressed to Victim, as did
the box. The others contained veiled threats against Victim as well
as a plea to settle the account on their storage unit.
¶40 Defendant argues that although the letters may appear to be
directed to Victim, his intent was to have Victim's sister hold onto
the letters for him, not to have them distributed to Victim. But the
jury was not required to accept Defendant's explanation, and we
do not believe that the trial court's answer made it any less likely
that the jury would do so. The jury could readily find that
Defendant's decision to mail a letter to Friend with no address
listed except for Victim's as the return address was a knowing and
intentional attempt by Defendant to contact Victim. The same is
true of his sending envelopes to Victim's sisters—one of whom
lived at the same address as Victim, with the other living next
door—and which letters contained messages specifically addressed
to Victim. A jury could readily infer that communication directed
to or dealing with one's ex-spouse, and sent to the ex-spouse's
siblings, will routinely and predictably be conveyed by the siblings
to their family member. Such an inference is particularly sound in
this case, given the jury's awareness that Victim and her sisters
were close—in both senses of that term. We therefore conclude that
any error in the court's answer to the jury was harmless.
State v. Fouse
20120003-CA 18 2014 UT App 29
IV. Insufficiency of the Evidence
¶41 Defendant argues that the evidence is insufficient to support
three of the convictions for violation of a protective order,
specifically those counts turning on envelopes mailed to Victim's
sisters. Defendant argues primarily that there were innocent
explanations for each of the communications sent to Victim's
sisters, particularly the sister who lived next door, and that he only
sent envelopes to the address listed on the protective order because
he did not realize that each unit had its own address rather than the
same address and different unit numbers. Thus, Defendant argues,
there was insufficient evidence to show he intended to
communicate with or contact Victim when one view of the
evidence showed that he simply misprinted the address of Victim's
sister.
¶42 "[W]e review the evidence and all inferences which may
reasonably be drawn from it in the light most favorable to the
verdict of the jury.†State v. Shumway, 2002 UT 124, ¶ 15, 63 P.3d 94.
"We will reverse a jury conviction for insufficient evidence only
when the evidence is sufficiently inconclusive or inherently
improbable that reasonable minds must have entertained a
reasonable doubt that the defendant committed the crime of which
he was convicted.†Id.
¶43 As discussed above, supra ¶¶ 38–40, there is overwhelming
evidence supporting the jury's verdict. Just because one view of the
evidence—that Defendant was unsure of Victim's sister's
address—supported his theory at trial does not mean that the
evidence was insufficient to support other theories, including the
view the jury apparently found the most compelling. Given the
amount of material in each of the letters that was directed at or
related to Victim, the jury had abundant evidence on which to
convict Defendant, no matter which sister's name appeared on the
envelope. The evidence in this case is simply not "sufficiently
inconclusive or inherently improbable†as to warrant reversal. See
Shumway, 2002 UT 124, ¶ 15.
State v. Fouse
20120003-CA 19 2014 UT App 29
V. Cumulative Error
¶44 We will reverse a conviction if "the cumulative effect of the
several errors undermines our confidence . . . that a fair trial was
had.†State v. Dunn, 850 P.2d 1201, 1229 (Utah 1993) (omission in
original) (citation and internal quotation marks omitted). Having
determined in one instance that even if any error occurred it was
harmless and that otherwise no error occurred, we necessarily
determine that the cumulative error doctrine does not apply. And,
in any event, our confidence in the jury's verdict has not been
undermined.
CONCLUSION
¶45 The trial court's statements to prospective jurors about the
judge's own jury experience did not improperly bolster the State's
case. The State's comments made in rebuttal to Defendant's closing
argument did not rise to the level of prosecutorial misconduct. The
explanation given to the jury regarding the scope of the protective
order may have been technically imprecise, but any error was
harmless. And there is ample evidence to support the jury's
verdict.
¶46 Affirmed.
CHRISTIANSEN, Judge (concurring in part and concurring in the
result in part):
¶47 I concur in the majority opinion except as to Part I, in which
I concur in the result only. The majority concludes that the trial
judge's comments regarding her experience as a potential juror,
when viewed in context, were "nothing more than an anecdoteâ€
explaining the jury selection process and were not improper. Supra
¶ 26. Unlike the majority, I believe that the trial judge's comments
improperly bolstered the prosecution and disparaged the defense
State v. Fouse
20120003-CA 20 2014 UT App 29
in this case. However, because the trial court's instructions to the
jury were sufficient to cure any resulting prejudice, I concur in
affirming Defendant's convictions.
¶48 A court may not comment on the weight of evidence, the
credibility of a witness's testimony, or the merits of the case in such
a way that indicates a preference toward either party. State v.
Alonzo, 973 P.2d 975, 980 (Utah 1998); State v. Adams, 583 P.2d 89, 91
(Utah 1978). It is true that the trial judge's comments here did not
necessarily indicate that the judge had any special knowledge of
this case, and her comments were made before any evidence was
presented. However, the judge explained to the jury that when she
was a prosecutor, she did not "automatically assume people were
guilty†and therefore would not have filed charges in a case if she
"didn't think that there was enough evidence to get a conviction.â€
I believe these statements may well have been understood by the
jury as an indication that the judge had a predetermined belief of
Defendant's guilt, and the statements therefore constituted an
improper judicial expression of support for the State's case. Such
statements place the imprimatur of the court on the government's
case and, in my view, communicate to the jury that they should
trust the State's position rather than their own judgment of the
evidence. In addition, I am concerned that the trial judge's
recollection to the jury that a defense attorney attempted to remove
her from the jury panel in the case for which she was called to jury
duty may have indicated some displeasure with or distrust of
defense attorneys in general.
¶49 Defendant did not object when the comments were made
and therefore did not preserve his challenge to the trial court's
comments. Accordingly, to prevail on appeal, Defendant must
demonstrate that the trial court committed plain error or that he
received ineffective assistance of counsel. State v. Low, 2008 UT 58,
¶ 31, 192 P.3d 867. And under either theory, Defendant must
demonstrate that he was prejudiced by the trial judge's improper
remarks. State v. Litherland, 2000 UT 76, ¶ 31 n.14, 12 P.3d 92. In
examining the record and evaluating the trial judge's remarks in
State v. Fouse
20120003-CA 21 2014 UT App 29
context, I would conclude that Defendant was not prejudiced by
the trial judge's comments and that reversal is not warranted. After
empaneling the jury, the court instructed the jury that "the fact that
the defendant is charged with a crime is not evidence of guilt†and
that it must render a verdict based only on its consideration of the
evidence. The court appropriately explained what the jury should
consider as evidence, and explained that it should not consider the
remarks of counsel or any perceived opinions of the court as
evidence. At the close of trial, the trial court instructed the jury to
carefully consider "all of the evidence in this case†to determine if
the State had proven Defendant's guilt beyond a reasonable doubt
for each count. Finally, the jury was instructed to reach a verdict
based upon its "common memory,†"common understanding,†and
"common sense†and that the jurors' verdicts "must be [their]
own.†There is nothing in the record to indicate that the jury did
not follow these instructions in assessing the charges against
Defendant. See State v. Harmon, 956 P.2d 262, 271–73 (Utah 1998);
State v. Nelson, 2011 UT App 107, ¶ 4, 253 P.3d 1094.
¶50 Under these circumstances, I conclude that any error
committed by the trial court was harmless because any prejudice
that may have inured to Defendant as a result of the judge's
comments was alleviated by the trial court's instructions to the
jury. Accordingly, I concur in the result on this point.
¶51 Because I join the majority in concluding that any error in
the trial court's response to the jury's question was harmless, supra
¶ 40, I must also consider whether the cumulative effect of these
errors deprived Defendant of a fair trial. State v. Dunn, 850 P.2d
1201, 1229 (Utah 1993). However, even considering the cumulative
effect of these errors, my confidence in the jury's verdict is not
undermined. I therefore join the majority in affirming Defendant's
convictions.
of stalking, a third degree felony, see Utah Code Ann. § 76-5-106.5
(LexisNexis 2012); three counts of felony violation of a protective
order, see id. §§ 76-5-108, 77-36-1.1; and three counts of class A
State v. Fouse
2. Because the provisions in effect at the relevant times do not differ
materially from the statutory provisions currently in effect, we cite
the current version of the Utah Code as a convenience to the
reader.
20120003-CA 2 2014 UT App 29
misdemeanor violation of a protective order, see id. § 76-5-108.2 We
affirm.
BACKGROUND
I. Stalking and Protective Order
¶2 Defendant and Victim were married for six years before
separating in 2011. Following an incident of domestic violence,
Victim obtained a temporary protective order directed at
Defendant. The address listed on that order was that of a friend
(Friend) with whom Victim, Defendant, and their three children
had been living. Shortly after their separation, Defendant called
Victim's workplace and left the following message: "Can you
please tell my wife that I need her to come identify a dead body.â€
There was no dead body, but Victim was "really scared†and called
the police, and Defendant was arrested. He pled guilty to violating
a protective order.
¶3 A few days after Defendant's arrest, Victim obtained a
permanent protective order. The order required Defendant to not
"contact, phone, mail, email, or communicate in any way with
[Victim] either directly or indirectly†and to "stay away†from the
address listed. The address listed on this order was the apartment
of one of Victim's sisters, where Victim and the children were
staying. The apartment was one unit of a four-plex, and another of
Victim's sisters lived next door. Each of the apartments had its own
unique street address, as opposed to the entire four-plex sharing an
address and each of the apartments being distinguished by an
apartment or unit number. The order did not list either of Victim's
sisters as protected persons.
State v. Fouse
20120003-CA 3 2014 UT App 29
¶4 About a week after the permanent order was entered,
Defendant mailed an envelope to the address listed on the
protective order with the designation "Apt. #1 or 2.†The envelope
was addressed to both of Victim's sisters, but the first letter inside
was written to the sister who lived next door. It expressed
Defendant's love for Victim, mentioned his desire that Victim drop
the protective order, and asked the sister to please send him photos
of his family. He closed the letter by writing, "Please just hold onto
this other stuff. I don't have anyone else, but it'll mean a lot to me.
Thanks.†The envelope also contained two letters written to Victim,
in which Defendant apologized for his past behavior and asked for
forgiveness. The final letter contained the following statement:
"Please hold onto this. It's something that the mental health doctor
told me I should do even though I can't send nor talk to my wife or
kids but writing sure does help.â€
¶5 Another envelope was sent the next day. It was also directed
to the address listed on the protective order but with the notation
"Apt. #1 or 2 maybe 3†and with the name of the sister who lived
next door to Victim. The letter informed the sister that "things are
starting to look a lot better†because Friend, who was an alleged
victim in a prior altercation with Defendant, had recanted his
statement to the police. Defendant also stated that he was
considering suing Victim for lying in connection with obtaining the
protective order and that consequently Victim might be facing
"serious charges†of her own, but that Victim had the power to
stop all that by dropping the protective order.
¶6 Less than a week later, Defendant mailed a letter to the same
sister with a similar apartment designation. In the letter, he
thanked the sister for her friendship, said he wanted to save his
marriage, and told the sister about the harm that divorce would
cause Victim. The letter also contained a line that said, "Well our
storage if it doesn't get paid on by Wednesday will be going up for
auction . . . . It'd be great if your sister paid on it so that we don't
lose it.†The letter then asked the sister, "Please hold this poem it
expresses my feelings towards [Victim], but I don't want to lose it
State v. Fouse
3. At the time this letter was written, Defendant was in jail.
20120003-CA 4 2014 UT App 29
in here.â€3 The back of the included poem addressed Victim directly
and asked her to "make things right for us and our beautiful boys.â€
¶7 The next month Victim found a box on her back doorstep.
The box contained Victim's wedding dress, bridesmaids' dresses,
a picture of Defendant and Victim dancing at their wedding,
various letters, and a bride and groom figurine from the top of
their wedding cake. The groom's head was broken off. Most of the
letters were addressed to no one in particular, but one was
addressed to God and "my wife my #1 Love & boys.†Another was
addressed only to the three children, who were also listed on the
protective order as persons whom Defendant could not contact.
Defendant apologized to Victim in these letters and asked for her
forgiveness. The box also purportedly contained "everything
[Defendant] own[ed]†and a letter addressed, in Defendant's
words, to "All of you who honestly think your truely better than
me and who wants to take my place in my family's life.†The letter
chastised family members for meddling in Defendant's marriage.
¶8 Sometime between receiving the letters and receiving the
box, Victim also received two voicemail messages. The first one
was muffled, but Victim described the voice as "kind of like that
scary, scary voice sound on that scary movie.†Victim identified the
voice on the second message as Defendant's. The message stated
that he loved and missed her. A police officer listened to the
messages before they were accidentally erased, but there was no
documentation of the telephone numbers from which the messages
originated.
¶9 During this same period, Defendant also mailed court
documents to the address listed on the protective order. One
envelope was addressed to both of Victim's sisters but listed
no apartment number and contained, among other things,
Defendant's request to dismiss the protective order, his answer
and counterclaim to the divorce proceedings, a form related to a
State v. Fouse
20120003-CA 5 2014 UT App 29
parent-time dispute, and a document containing Friend's
recantation. Another envelope was addressed to Friend but listed
no mailing address. The return address listed Victim's name and
address, which is how she found it in her mailbox—marked by the
Postal Service as "Return to Sender.†Victim testified that the
envelope was addressed in Defendant's handwriting and contained
duplicates of some of the previously mailed documents as well as
information about the couple's storage unit and Victim's retirement
plan.
¶10 When each of these communications arrived at the fourplex,
the sisters gave them to Victim. Victim testified that
Defendant "was very controlling and made [her] feel like [she] was
the one that did things wrong.†She said that she chose to report
the letters, voicemails, and box because she had tried to leave
Defendant before, but, she testified, "He was very controlling, very
verbally abusive and I finally was able to get away and get the
protective order. And by me reporting it, I just felt was the right
thing to do.â€
¶11 Defendant was charged with six counts of violation of a
protective order, a third degree felony when committed within five
years of another domestic violence offense. See Utah Code Ann.
§ 77-36-1.1 (LexisNexis 2012). Three of the charges were later
reduced to class A misdemeanors. Defendant was additionally
charged with one count of stalking, also a third degree felony.
II. Trial Background
¶12 During jury selection, the trial court asked the potential
jurors to alert the court if they thought they would have any
trouble being fair. The judge explained to the potential jurors the
reasoning behind the jury selection process and why attorneys are
allowed to eliminate potential jurors. The judge explained that she
herself had once been called as a potential juror. She remembered
pondering whether or not she could be fair:
State v. Fouse
20120003-CA 6 2014 UT App 29
And I thought, okay, yeah, I have been a prosecutor
for 30 years, but, frankly, I think I could be fair. I
don't think the Defense thought I could be fair. But I
thought, you know, when a case came in to me as a
prosecutor I didn't just automatically assume people
were guilty. You know, I looked at the case. I looked
at it very carefully. I looked at the evidence that was
brought in by the law enforcement. And if I didn't
think that there was enough evidence to get a
conviction I didn't file the case. But I thought, you
know, I can be fair. I have been fair. I am fair when I
look at a case that's brought in to be filed. So, you
know, I answered that I could be fair.
The judge went on to explain that a sidebar was held at the trial in
which she was called as a potential juror and she could tell that the
defense attorney had requested that she be removed. The judge
presiding over that trial disagreed, but ultimately she was not
selected because a full jury was selected before her number was
called.
¶13 She then explained that our justice system needed jurors
who could be fair and so the selection process allowed both sides
to strike people from the jury pool for "whatever reason, and it's
not the color of your hair or the color of your eyes. . . . It is just
sometimes you kind of look at it and think, well, that background,
I am a little concerned with that background whether that person
will listen fairly.†The trial court then stated, "So that's what they
are doing now,†and asked if any members of the jury pool had
questions before the attorneys were allowed to begin exercising
their peremptory challenges.
¶14 During closing arguments, defense counsel argued that
Defendant was innocent because there was "zero†evidence that
Defendant had ever been served with the protective order. Defense
counsel also argued his theory that Defendant did not attempt to
contact Victim but only Victim's sister, who was not a protected
State v. Fouse
20120003-CA 7 2014 UT App 29
person. After referring to the State's theory that Defendant tried to
contact Victim through her sister, defense counsel then stated, "Do
you know who else doesn't believe that theory? State of Utah. . . .
[I]n order for their theory to work, they'd have to charge someone
else.†Defense counsel went on to explain that the State did not
believe its own theory of Defendant's guilt because otherwise they
would have charged the sister who lived next door as an
accomplice to the crime for giving Victim the letters that were
mailed to her. On rebuttal, the State argued, "I'll bet [Victim] didn't
know her sister was a fish. The fish I'm talking about is a herring,
a red herring.†As the State was explaining what a red herring was,
defense counsel interrupted, and an unrecorded sidebar conference
was held. The State then continued, explaining that a red herring
was a distraction for hunting hounds. "When [defense counsel]
talks about [Victim's sister], that's a huge red herring. When he
discusses oh, well, the State doesn't even believe its case, that's
asinine. This case has been proven to you with two witnesses, three
witnesses. They told you what happened.â€
¶15 In response to defense counsel's argument that there was
"zero†evidence that Defendant had been served with a protective
order, the State pointed the jury to evidence that a police officer
had signed the return of service, signifying that Defendant had
been served the order at the jail, as well as Defendant's own
statements in his letter to Victim's sister referring to the contents of
the protective order. The State went on to say,
The idea that he is not served is frankly ridiculous.
He was served that protective order. He knew dang
well what he was doing. He was getting at [Victim]
one way or the other. And if he thinks he is cute and
he can get around it by addressing the envelopes to
[Victim's sister], very frustrating. He is guilty. She is
a protected person. There is proof of service.
¶16 During deliberations, the jury sent three questions to the
trial court. The third question asked "if a protective order protects
State v. Fouse
4. Defendant also argues that this issue can be reached through the
"exceptional circumstances†exception to preservation. See State v.
Irwin, 924 P.2d 5, 7 (Utah Ct. App. 1996). However, as we noted in
Irwin, "the 'exceptional circumstances' concept has been reined in
considerably.†Id. at 11. It is a "concept that is used sparingly,
properly reserved for truly exceptional situations . . . involving
'rare procedural anomalies.'†Id. (quoting State v. Dunn, 850 P.2d
1201, 1209 n.3 (Utah 1993)). Such anomalies have included a
defendant being convicted of something that was no longer a
crime, the entry of final judgment by a commissioner with no
authority, and a major shift in the interpretation of settled law. See
id. at 10–11. The events in this case do not fall into the "truly
exceptional†category of "rare procedural anomalies.†See id. at 11.
We therefore consider only whether the issue can be reached under
either the plain error or ineffective assistance of counsel exceptions.
20120003-CA 8 2014 UT App 29
. . . a person or an address or both.†The trial court sent the
following written answer to the jury: "A protective order protects
the named person and the listed address.†Defendant objected,
arguing that the protective order did not prohibit Defendant from
contacting other people at the address where Victim lived with her
sister.
¶17 The jury convicted Defendant on all counts. He now
appeals.
ISSUES AND STANDARDS OF REVIEW
¶18 Defendant first argues that the trial court improperly
commented on the evidence and bolstered the State's credibility
during jury selection. Because this issue was not preserved,
Defendant must show plain error or ineffective assistance of
counsel. 4 See State v. Irwin, 924 P.2d 5, 7 (Utah Ct. App. 1996). To
show plain error, Defendant must show that "(i) [a]n error exists;
(ii) the error should have been obvious to the trial court; and
(iii) the error is harmful.†State v. Dunn, 850 P.2d 1201, 1208 (Utah
State v. Fouse
20120003-CA 9 2014 UT App 29
1993). Claims of ineffective assistance of counsel raised for the first
time on appeal are reviewed as matters of law. State v. Clark, 2004
UT 25, ¶ 6, 89 P.3d 162.
¶19 Defendant next argues that the State engaged in
prosecutorial misconduct. "In determining whether a given
statement constitutes prosecutorial misconduct, the statement must
be viewed in light of the totality of the evidence presented at trial.â€
State v. Cummins, 839 P.2d 848, 852 (Utah Ct. App. 1992). We review
a trial court's ruling on "whether the prosecutor's conduct merits
a mistrial†for abuse of discretion. Id.
¶20 Defendant also argues that the trial court's answer to the
jury's question regarding the scope of the protective order was an
erroneous statement of law. "Claims of erroneous jury instructions
present questions of law that we review for correctness.†State v.
Jeffs, 2010 UT 49, ¶ 16, 243 P.3d 1250.
¶21 Defendant contends that there was insufficient evidence to
support three of his convictions of violating a protective order.
"[W]e review the evidence and all inferences which may
reasonably be drawn from it in the light most favorable to the
verdict of the jury.†State v. Shumway, 2002 UT 124, ¶ 15, 63 P.3d 94.
"We will reverse a jury conviction for insufficient evidence only
when the evidence is sufficiently inconclusive or inherently
improbable that reasonable minds must have entertained a
reasonable doubt that the defendant committed the crime of which
he was convicted.†Id.
¶22 Defendant's final argument is that we should overturn his
conviction because of cumulative error. We will reverse a
conviction if "the cumulative effect of the several errors
undermines our confidence . . . that a fair trial was had.†State v.
Dunn, 850 P.2d 1201, 1229 (Utah 1993) (omission in original)
(citation and internal quotation marks omitted).
State v. Fouse
20120003-CA 10 2014 UT App 29
ANALYSIS
I. Trial Court's Comments During Jury Selection
¶23 Defendant first argues that the trial court improperly
commented on the evidence and bolstered the credibility of the
State's case when the judge told prospective jurors about her own
experience in being called to jury service. Defendant also contends
that defense counsel's failure to object constituted ineffective
assistance of counsel. While the judge's personal narrative had
some potentially problematic elements, we fail to see how the
remarks were a comment on the evidence as no evidence had yet
been presented and her comments were unrelated to any evidence
later presented at trial. We do, however, need to carefully consider
whether the judge's comments improperly bolstered the reputation
of the State or undermined the credibility of defense counsel.
¶24 Utah courts "have made it quite clear in the past that a court
may not comment on the weight of the evidence presented at trial
or comment on the merits of the case in such a way that indicates
a preference toward either party.†State v. Alonzo, 973 P.2d 975, 980
(Utah 1998). We review such comments made by trial judges in
context rather than in isolation. Id. Because this claim is
unpreserved, we consider this argument under the doctrine of
plain error. State v. Holgate, 2000 UT 74, ¶ 11, 10 P.3d 346. Under
that doctrine, Defendant must first show that an error was
committed. State v. Dunn, 850 P.2d 1201, 1208 (Utah 1993).
¶25 Defendant argues that the trial judge's comments favored
the prosecution when she stated that as a prosecutor she never filed
charges unless she thought there was enough evidence. Defendant
also argues that the court's comments "undermined the credibility
of defense counsel by suggesting that defense attorneys are biased
and result-driven advocates who are more interested in an acquittal
than in the fairness or justness of the proceedings.â€
State v. Fouse
20120003-CA 11 2014 UT App 29
¶26 We do not read the trial court's comments, made before a
jury was selected and sworn and before the trial itself began, in that
way. The trial court's comments, viewed in context, are nothing
more than an anecdote aimed at explaining to potential jurors that
they could be stricken from the jury pool by either side for
"whatever reason†even if they had indicated to the court that they
thought they could be fair and unbiased. The trial judge made it
clear that such a system actually promoted justice for both parties.
While the trial judge stated that as a prosecutor she only brought
charges if she thought there was enough evidence to support a
conviction, she did not state that such evidence always leads to a
conviction or that every defendant charged by the State is guilty.
Soon after, and once the jury was empaneled and the trial got
underway, the trial judge instructed the jury to "keep an open
mind throughout the trial†and "to pay attention as the evidence is
presented to you.†And after closing arguments, the trial judge
again instructed the jury, stating, "Neither the lawyers nor I decide
the case. That is your role. Please do not be influenced by what you
think our opinions might be. Make your decision based on the law
. . . and on the evidence presented in court.â€
¶27 It is best to avoid such personalized trips down memory
lane as trial judges fill some of the downtime during jury selection.
The history of the jury system, the benefits of jury service, and the
importance of the jury in our justice system are safer topics. But
viewing the judge's comments in context, "we are confident that
the jury was neither confused nor misled†by her remarks about
her own experience as a potential juror. Cf. State v. Taylor, 2005 UT
40, ¶¶ 20–24, 116 P.3d 360 (determining that a trial court's jury
instructions did not bolster a witness's credibility when the
instructions were viewed in context and that the "jury was neither
confused nor misled†because the trial court correctly instructed
the jury on how to assess witness credibility).
¶28 Because we determine that no error occurred, we do not
reach the remaining prongs of plain error analysis. See Dunn, 850
P.2d at 1208–09. Similarly, because we conclude that there was no
State v. Fouse
20120003-CA 12 2014 UT App 29
error to which defense counsel could object, any objection raised
would have been futile. See State v. Kelley, 2000 UT 41, ¶ 26, 1 P.3d
546. "Failure to raise futile objections does not constitute ineffective
assistance of counsel.†Id.
II. Prosecutorial Misconduct
¶29 Defendant next argues that we should reverse his conviction
due to prosecutorial misconduct. Prosecutorial misconduct
warranting reversal of a criminal conviction occurs, inter alia, when
"the prosecutor's statements during closing argument called the
jurors' attention to matters they were not authorized to consider
during deliberations†and the statements prejudiced the defendant.
State v. Todd, 2007 UT App 349, ¶ 16, 173 P.3d 170. Here, Defendant
claims the prosecutor made improper remarks when referring to
statements made by the defense as "a huge red herring,†claiming
Defendant "knew dang well what he was doing,†referring to
Defendant's behavior as "cute,†and calling the defense theory
"ridiculous†and "asinine.†Defendant claims that the "sarcastic
and gratuitous nature of the comments heightened their
impropriety and denied [Defendant] a fair trial.â€
¶30 We first consider the State's comments in response to
defense counsel's assertion that the State did not believe its own
theory, including the "red herring†and "asinine†statements. We
recently considered the question of whether referring to defense
counsel's argument as a "red herring†is prosecutorial misconduct.
See State v. Campos, 2013 UT App 213, ¶¶ 54–57, 309 P.3d 1160. In
Campos, the prosecutor "began his rebuttal by discussing at length
the idiom of a red herring as 'a technique to confuse or distract.'â€
Id. ¶ 55. The prosecutor also stated, "And is there any relationship
with a red herring and the defense in this case? They would have
you believe an almost unbelievable story. Why? Simply to confuse
and distract . . . . Why would they do that? Just a red herring. A
ploy to confuse and distract.†Id. (internal quotation marks
omitted). We concluded that the prosecutor's comments in Campos
"crossed the line from permissible argument of the evidence to an
State v. Fouse
20120003-CA 13 2014 UT App 29
impermissible attack on defense counsel's character.†Id. ¶ 57. By
labeling the defense's tactic as an intentional technique or ploy
rather than just a distraction, the prosecutor implied that "defense
counsel intended to mislead the jury.†Id. (emphasis in original). We
noted that "[a]rguing that the evidence does not support the
defense theory and that the theory is thus a distraction from the
ultimate issue is fundamentally different from arguing that defense
counsel is intentionally trying to distract and mislead the jury.†Id.
Stated another way, we determined that calling defense counsel's
theory a distraction or irrelevant is permissible but accusing
opposing counsel of using such a distraction as part of a purposeful
scheme to mislead the jury is not. See id.
¶31 Here, defense counsel stated to the jury during closing
argument that the fact that the State had not charged Victim's sister
as an accomplice to Defendant's misdeeds was evidence that the
State did not believe its own theory and that Defendant was
innocent—in other words, because Victim's sister was the one who
handed Victim the letters, she was equally guilty of violating the
protective order and Defendant could not be guilty unless Victim's
sister was, too. While it is conceivable that there could be
accomplice liability for aiding another in violating a protective
order, under the circumstances of this case the argument, frankly,
is silly. Victim's sister's conduct was not restricted by the protective
order against Defendant. And on rebuttal, the State responded by
saying, "I'll bet [Victim] didn't know her sister was a fish. The fish
I'm talking about is a herring, a red herring.†The State then
explained to the jury that red herrings were used to "distractâ€
hunting hounds and then stated that defense counsel's statements
about Victim's sister were a similar distraction and that the case
against Defendant had been proven by multiple witnesses.
¶32 We conclude that the prosecutor's statements were not
improper because they did not "cross[] the line from permissible
argument to an impermissible attack on defense counsel's
character†and were merely argument "that the theory is . . . a
distraction from the ultimate issue.†Id. We also conclude that the
State v. Fouse
20120003-CA 14 2014 UT App 29
statements were a comment about the evidence rather than an
attack on defense counsel's personal character or an argument that
defense counsel was intentionally attempting to mislead the jury.
¶33 The issue at trial was Defendant's guilt, not that of Victim's
sister, and given that defense counsel claimed that the lack of
charges against Victim's sister was relevant to the case and
definitively proved Defendant's innocence, it was entirely
permissible for the prosecutor to criticize the argument for the
nonsense that it was. It was permissible to call the "theory†a
distraction and endeavor to redirect the jury to the issue of whether
Defendant's guilt had been proven by the evidence presented
during trial. See Campos, 2013 UT App 213, ¶ 57. And while using
terms like "asinine†and "red herring†can be "unwise and
hyperbolic,†see State v. Tillman, 750 P.2d 546, 556 (Utah 1987),
"colloquial, vigorous, and colorful†comments often fall "within
the wide latitude permitted counsel in presenting closing
arguments to the jury,†State v. Bryant, 965 P.2d 539, 549–50 & n.10
(Utah Ct. App. 1998) (holding statements made by prosecutor in
response to defense counsel's claims that a witness had lied—"Give
me a break,†"You have to be kidding me,†and "The lady is a 70-
year-old sweetheart. I think of her as Aunt Bea like on the Andy
Griffith showâ€â€”did not constitute prosecutorial misconduct). In
this case, defense counsel's comment was asinine and the State's
characterization of it as such during rebuttal did not rise to the
level of prosecutorial misconduct.
¶34 The statements made by the State to rebut Defendant's claim
that there was "zero†evidence to show that Defendant had been
served with the protective order, including statements that the
argument was "ridiculous†and that Defendant "knew dang well
what he was doing,†and the statement that he was being "cute†by
sending letters to Victim through her sister, are on the same
footing. Again, while such language may have been "unwise and
State v. Fouse
5. Because we conclude that no prosecutorial misconduct occurred,
we have no need to determine whether the prosecutor's comments
prejudiced Defendant. We therefore leave for another day, as we
did in State v. Wright, 2013 UT App 142, 304 P.3d 887, the question
of whether the burden rests on the State to show that the harm
suffered by Defendant as a result of prosecutorial misconduct was
"harmless beyond a reasonable doubt†or whether the burden rests
on Defendant to show that he was prejudiced by the error. See id.
¶ 41 n.6 (observing that the law regarding the correct standard of
review for prosecutorial misconduct is currently unsettled).
20120003-CA 15 2014 UT App 29
hyperbolic,†Tillman, 750 P.2d at 556, it does not rise to the level of
prosecutorial misconduct, see Bryant, 965 P.2d at 549–50 & n.10.5
III. Answer to Jury Question
¶35 Defendant argues that the trial court improperly instructed
the jury when responding to a question about the protective order.
Utah law states that a protective order may "prohibit the
respondent from harassing, telephoning, contacting, or otherwise
communicating with the petitioner, directly or indirectly.†Utah
Code Ann. § 78B-7-106(2)(b) (LexisNexis 2012). To that end,
protective orders may also "order that the respondent is excluded
from the petitioner's residence and its premises, and order the
respondent to stay away from the residence, school, or place of
employment of the petitioner.†Id. § 78B-7-106(2)(c). Defendant
argues that based on the plain language of the statute, the court
was incorrect in stating that "[a] protective order protects the
named person and the listed address,†thereby prohibiting
Defendant from writing a letter to a non-protected person who
resided at the same address.
¶36 Defendant argues that this error was prejudicial because it
took away from the jury the question of intent. By informing the
jury that any contact with the address was a violation of the order,
Defendant argues that the trial court did not allow the jury to
consider whether Defendant, through his communications
State v. Fouse
20120003-CA 16 2014 UT App 29
ostensibly limited to Victim's sister, intended to contact or
communicate with Victim either "directly or indirectly.†The State
argues, however, that the "plain language of Utah's protective
order provisions reflects that their purpose is to restrain the
defendant from further harming and harassing the protected
person and placing her in fear†and, thus, the "stay awayâ€
provision in the protective order referring to Victim's address
properly contemplates both physical and non-physical contact with
the address.
¶37 There is some basis for the trial court's characterization, as
the protective order statute mentions that such orders may provide
for exclusion from identified residences, schools, and places of
employment. Technically speaking, though, the trial court's
characterization was an oversimplification of the law. Although the
statute refers to protected places such as homes or businesses from
which the subject of a protective order must stay away, the focus
of the protection is still on a person, i.e., any references in the
protective order to an address or physical location are meant as a
means to protect the person and not as a means to protect a
particular place, per se. See id. (stating that a court may order a
respondent to "stay away from the residence, school, or place of
employment of the petitioner, . . . or any specified place frequented
by the petitionerâ€) (emphasis added). But even if we conclude that
the trial court's answer constituted error, we determine the error
was harmless.
¶38 We will only reverse a jury verdict due to error if there is a
reasonable likelihood that it altered the result. State v. Jeffs, 2010 UT
49, ¶ 37, 243 P.3d 1250. This standard has not been met here.
Defendant argues that a correct statement of law could reasonably
have led to different results on four of the six counts of violating a
protective order. We disagree. One of the counts that Defendant
argues might have been altered was related to Defendant leaving
a box—or causing it to be left—at the address listed in the
protective order. In the box was a letter addressed, in part, to
victim. Regardless of any response to the jury by the trial court, this
State v. Fouse
20120003-CA 17 2014 UT App 29
was a clear violation of the provision in the protective order
requiring Defendant to stay away from the premises or the
provision precluding him from contacting Victim, even indirectly.
¶39 The remaining counts contested by Defendant relate to the
letters mailed to Victim's sisters. Defendant argues that "[b]ut for
the trial court's erroneous explanation of what constituted a
violation of the protective order, the jury could have found that
[Defendant] was not guilty . . . because he did not contact [Victim]
directly or indirectly; rather, he contacted [Victim's sister]—a
person not covered by the protective order.†We do not agree that
the trial court's instruction adversely impacted the jury's verdict in
light of the overwhelming evidence that Defendant fully intended
to contact Victim through the letters to Victim's sisters. One of the
mailings contained letters specifically addressed to Victim, as did
the box. The others contained veiled threats against Victim as well
as a plea to settle the account on their storage unit.
¶40 Defendant argues that although the letters may appear to be
directed to Victim, his intent was to have Victim's sister hold onto
the letters for him, not to have them distributed to Victim. But the
jury was not required to accept Defendant's explanation, and we
do not believe that the trial court's answer made it any less likely
that the jury would do so. The jury could readily find that
Defendant's decision to mail a letter to Friend with no address
listed except for Victim's as the return address was a knowing and
intentional attempt by Defendant to contact Victim. The same is
true of his sending envelopes to Victim's sisters—one of whom
lived at the same address as Victim, with the other living next
door—and which letters contained messages specifically addressed
to Victim. A jury could readily infer that communication directed
to or dealing with one's ex-spouse, and sent to the ex-spouse's
siblings, will routinely and predictably be conveyed by the siblings
to their family member. Such an inference is particularly sound in
this case, given the jury's awareness that Victim and her sisters
were close—in both senses of that term. We therefore conclude that
any error in the court's answer to the jury was harmless.
State v. Fouse
20120003-CA 18 2014 UT App 29
IV. Insufficiency of the Evidence
¶41 Defendant argues that the evidence is insufficient to support
three of the convictions for violation of a protective order,
specifically those counts turning on envelopes mailed to Victim's
sisters. Defendant argues primarily that there were innocent
explanations for each of the communications sent to Victim's
sisters, particularly the sister who lived next door, and that he only
sent envelopes to the address listed on the protective order because
he did not realize that each unit had its own address rather than the
same address and different unit numbers. Thus, Defendant argues,
there was insufficient evidence to show he intended to
communicate with or contact Victim when one view of the
evidence showed that he simply misprinted the address of Victim's
sister.
¶42 "[W]e review the evidence and all inferences which may
reasonably be drawn from it in the light most favorable to the
verdict of the jury.†State v. Shumway, 2002 UT 124, ¶ 15, 63 P.3d 94.
"We will reverse a jury conviction for insufficient evidence only
when the evidence is sufficiently inconclusive or inherently
improbable that reasonable minds must have entertained a
reasonable doubt that the defendant committed the crime of which
he was convicted.†Id.
¶43 As discussed above, supra ¶¶ 38–40, there is overwhelming
evidence supporting the jury's verdict. Just because one view of the
evidence—that Defendant was unsure of Victim's sister's
address—supported his theory at trial does not mean that the
evidence was insufficient to support other theories, including the
view the jury apparently found the most compelling. Given the
amount of material in each of the letters that was directed at or
related to Victim, the jury had abundant evidence on which to
convict Defendant, no matter which sister's name appeared on the
envelope. The evidence in this case is simply not "sufficiently
inconclusive or inherently improbable†as to warrant reversal. See
Shumway, 2002 UT 124, ¶ 15.
State v. Fouse
20120003-CA 19 2014 UT App 29
V. Cumulative Error
¶44 We will reverse a conviction if "the cumulative effect of the
several errors undermines our confidence . . . that a fair trial was
had.†State v. Dunn, 850 P.2d 1201, 1229 (Utah 1993) (omission in
original) (citation and internal quotation marks omitted). Having
determined in one instance that even if any error occurred it was
harmless and that otherwise no error occurred, we necessarily
determine that the cumulative error doctrine does not apply. And,
in any event, our confidence in the jury's verdict has not been
undermined.
CONCLUSION
¶45 The trial court's statements to prospective jurors about the
judge's own jury experience did not improperly bolster the State's
case. The State's comments made in rebuttal to Defendant's closing
argument did not rise to the level of prosecutorial misconduct. The
explanation given to the jury regarding the scope of the protective
order may have been technically imprecise, but any error was
harmless. And there is ample evidence to support the jury's
verdict.
¶46 Affirmed.
CHRISTIANSEN, Judge (concurring in part and concurring in the
result in part):
¶47 I concur in the majority opinion except as to Part I, in which
I concur in the result only. The majority concludes that the trial
judge's comments regarding her experience as a potential juror,
when viewed in context, were "nothing more than an anecdoteâ€
explaining the jury selection process and were not improper. Supra
¶ 26. Unlike the majority, I believe that the trial judge's comments
improperly bolstered the prosecution and disparaged the defense
State v. Fouse
20120003-CA 20 2014 UT App 29
in this case. However, because the trial court's instructions to the
jury were sufficient to cure any resulting prejudice, I concur in
affirming Defendant's convictions.
¶48 A court may not comment on the weight of evidence, the
credibility of a witness's testimony, or the merits of the case in such
a way that indicates a preference toward either party. State v.
Alonzo, 973 P.2d 975, 980 (Utah 1998); State v. Adams, 583 P.2d 89, 91
(Utah 1978). It is true that the trial judge's comments here did not
necessarily indicate that the judge had any special knowledge of
this case, and her comments were made before any evidence was
presented. However, the judge explained to the jury that when she
was a prosecutor, she did not "automatically assume people were
guilty†and therefore would not have filed charges in a case if she
"didn't think that there was enough evidence to get a conviction.â€
I believe these statements may well have been understood by the
jury as an indication that the judge had a predetermined belief of
Defendant's guilt, and the statements therefore constituted an
improper judicial expression of support for the State's case. Such
statements place the imprimatur of the court on the government's
case and, in my view, communicate to the jury that they should
trust the State's position rather than their own judgment of the
evidence. In addition, I am concerned that the trial judge's
recollection to the jury that a defense attorney attempted to remove
her from the jury panel in the case for which she was called to jury
duty may have indicated some displeasure with or distrust of
defense attorneys in general.
¶49 Defendant did not object when the comments were made
and therefore did not preserve his challenge to the trial court's
comments. Accordingly, to prevail on appeal, Defendant must
demonstrate that the trial court committed plain error or that he
received ineffective assistance of counsel. State v. Low, 2008 UT 58,
¶ 31, 192 P.3d 867. And under either theory, Defendant must
demonstrate that he was prejudiced by the trial judge's improper
remarks. State v. Litherland, 2000 UT 76, ¶ 31 n.14, 12 P.3d 92. In
examining the record and evaluating the trial judge's remarks in
State v. Fouse
20120003-CA 21 2014 UT App 29
context, I would conclude that Defendant was not prejudiced by
the trial judge's comments and that reversal is not warranted. After
empaneling the jury, the court instructed the jury that "the fact that
the defendant is charged with a crime is not evidence of guilt†and
that it must render a verdict based only on its consideration of the
evidence. The court appropriately explained what the jury should
consider as evidence, and explained that it should not consider the
remarks of counsel or any perceived opinions of the court as
evidence. At the close of trial, the trial court instructed the jury to
carefully consider "all of the evidence in this case†to determine if
the State had proven Defendant's guilt beyond a reasonable doubt
for each count. Finally, the jury was instructed to reach a verdict
based upon its "common memory,†"common understanding,†and
"common sense†and that the jurors' verdicts "must be [their]
own.†There is nothing in the record to indicate that the jury did
not follow these instructions in assessing the charges against
Defendant. See State v. Harmon, 956 P.2d 262, 271–73 (Utah 1998);
State v. Nelson, 2011 UT App 107, ¶ 4, 253 P.3d 1094.
¶50 Under these circumstances, I conclude that any error
committed by the trial court was harmless because any prejudice
that may have inured to Defendant as a result of the judge's
comments was alleviated by the trial court's instructions to the
jury. Accordingly, I concur in the result on this point.
¶51 Because I join the majority in concluding that any error in
the trial court's response to the jury's question was harmless, supra
¶ 40, I must also consider whether the cumulative effect of these
errors deprived Defendant of a fair trial. State v. Dunn, 850 P.2d
1201, 1229 (Utah 1993). However, even considering the cumulative
effect of these errors, my confidence in the jury's verdict is not
undermined. I therefore join the majority in affirming Defendant's
convictions.
Outcome:
See above
Plaintiff's Experts:
Defendant's Experts:
Comments:
About This Case
What was the outcome of State of Utah v. Brian Allen Fouse?
The outcome was: See above
Which court heard State of Utah v. Brian Allen Fouse?
This case was heard in The Utah Court of Appeals on appeal from the Third District Court, West Jordan Department, UT. The presiding judge was Orme.
Who were the attorneys in State of Utah v. Brian Allen Fouse?
Plaintiff's attorney: Sean D. Reyes and Karen A. Klucznik, Attorneys for Appellee. Defendant's attorney: Lori J. Seppi, Attorney for Appellant.
When was State of Utah v. Brian Allen Fouse decided?
This case was decided on January 30, 2014.