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Tracey E. George, et al. v. Tre Hargett, et al.

Date: 01-09-2018

Case Number: 16-5563

Judge: McKeague

Court: United States Court of Appeals for the Sixth Circuit on appeal from the Middle District of Tennessee (Davidson County)

Plaintiff's Attorney: Bill Harbison

Defendant's Attorney: Sarah K. Campbell

Description:
In November 2014, Tennessee voters approved an

amendment to the Tennessee Constitution making clear that the Constitution is not to be

construed as securing or protecting a right to abortion or requiring funding of an abortion.

Understandably, the amendment was a matter of no small controversy. In fact, more votes were

cast in favor of and opposition to the amendment than were cast in the governor’s race during the

same election. In this litigation, the controversy is still kept alive. That is, since federal court

jurisdiction was invoked three years ago, it remains to be determined whether the Tennessee

electorate did in fact amend their constitution. This litigation, however, is only marginally

related to the public policy controversy, focusing on what might be viewed as much more

pedestrian questions, such as whether the votes were counted incorrectly, and whether the votecounting

method impermissibly infringed some voters’ rights. We answer “no” to both questions

and thus give effect to the express will of the people.

Plaintiffs in this case, Tracey E. George, Ellen Wright Clayton, Deborah Webster-Clair,

Kenneth T. Whalum, Jr., Meryl Rice, Jan Liff, Teresa M. Halloran, and Mary Howard Hayes, are

eight individual Tennessee voters. In the November 2014 election, plaintiffs voted against

Amendment 1, an abortion-related proposed amendment to the Tennessee Constitution. After

the election, Tennessee government officials determined that Amendment 1 had passed.

Plaintiffs brought suit in the Middle District of Tennessee, asserting claims under 42 U.S.C.

§ 1983 against the Governor of Tennessee, the Secretary of State, the Coordinator of Elections,

the Attorney General, and the State Election Commission and its members (“the State officials”)

in their official capacities. Underlying plaintiffs’ claims is the theory that, in counting the votes

on Amendment 1, the State officials incorrectly interpreted the requirements of Article XI,

Section 3 of the Tennessee Constitution, which prescribes Tennessee’s constitutional-amendment

process. After a bench trial, the district court entered judgment in favor of plaintiffs and issued

an injunction requiring the State officials to recount the votes on Amendment 1 in accordance

with plaintiffs’ proposed interpretation of Article XI, Section 3. This appeal followed. The

No. 16-5563 Tracey George, et al. v. Tre Hargett, et al. Page 3

district court stayed the injunction pending appeal. For the reasons that follow, we reverse the

district court’s judgment.

I. BACKGROUND1

A. Factual Background

On the ballot in the Tennessee general election in November 2014 were the governor’s

race and four proposed amendments to the Tennessee Constitution. Only Amendment 1 is at

issue here. It provides:

Nothing in this Constitution secures or protects a right to abortion or requires the

funding of an abortion. The people retain the right through their elected state

representatives and state senators to enact, amend, or repeal statutes regarding

abortion, including, but not limited to, circumstances of pregnancy resulting from

rape or incest or when necessary to save the life of the mother.

R. 119, Findings and Conclusions at 5, Page ID 3016.

Amendment 1 was proposed by the Tennessee legislature pursuant to Article XI, Section

3 of the Tennessee Constitution, which prescribes two methods of effectuating an amendment:

the legislative, or “referendum,” method and the convention method. Article XI, Section 3

provides that, for amendments going through the legislative method,

if the people shall approve and ratify such amendment or amendments by a

majority of all the citizens of the State voting for Governor, voting in their favor,

such amendment or amendments shall become a part of this Constitution.

Tenn. Const. Art. XI, § 3. This provision, though succinct, is not eloquent and may be

understood in more ways than one. Prior to the November 2014 election, State officials had

consistently interpreted Article XI, Section 3 as follows:

Counting the Votes

In order for the amendment to pass and become part of the Constitution, two

things must happen:

1This background summary is drawn principally from the district court’s opinion, which, in this respect, is

not objected to by the parties.

No. 16-5563 Tracey George, et al. v. Tre Hargett, et al. Page 4

1. The amendment must get more “yes” votes than “no” votes; and

2. The number of “yes” votes must be a majority of the votes cast in the

gubernatorial election.

To determine the votes needed, all votes for all candidates for governor are added

together. This number is divided by two or halved. The number of “yes” votes

must exceed that number. If the number of “yes” votes exceeds the number, the

Constitutional amendment passes and becomes part of the Constitution.

Voting

Despite the fact that the number of votes cast for governor is used to determine

the outcome, it is not necessary to vote in the governor’s race in order to vote on

the Constitutional amendment. Likewise, it is not necessary to vote for an

amendment in order to vote in the governor’s race.

R. 119, Findings and Conclusions at 10–11, Page ID 3021–22 (quoting language previously

posted on the Secretary of State website). In fact, no evidence was presented to the district

court suggesting that Article XI, Section 3 had ever been interpreted and applied differently by

State officials. Id. at 9, n.4, Page ID 3020.

Prior to the November 2014 election, the State officials received inquiries from members

of the public, as well as one from the Davidson County Election Commission, regarding how the

votes on the proposed amendments would be counted. Specifically, the inquiries sought

guidance as to whether Article XI, Section 3 required voters to vote for a gubernatorial candidate

in order for their votes to count on the proposed amendments. In accordance with the above

interpretation consistently applied by officials in the past, the State officials responded to the

effect that voting in the governor’s race was not a prerequisite to casting a valid vote on an

amendment. R. 119, Findings and Conclusions at 9, Page ID 3020. A spokesperson for the

Secretary of State’s office also explained this response to the media, which was made known to

the public through newspaper articles. Id. at 12, Page 3023.

Supporters and opponents of Amendment 1 then began using the published interpretation

of Article XI, Section 3 to enhance or diminish the likelihood of the amendment’s approval.

Applying the published interpretation, both supporters and opponents surmised that the greater

the number of votes cast for governor, the greater would be the ultimate number of votes for

Amendment 1 needed for its approval and ratification. Hence, supporters encouraged voters to

No. 16-5563 Tracey George, et al. v. Tre Hargett, et al. Page 5

vote for the amendment and abstain from voting for governor, and opponents urged voters to

vote against Amendment 1 and cast a vote for a candidate for governor. The largest campaigns,

noted the district court, were mounted by supporters of Amendment 1. Id. at 13, Page ID 3024.

The State officials tabulated the votes after the November 2014 election. A total of

1,430,117 individuals voted, of whom 1,353,728 voted for a gubernatorial candidate. Even more

votes—1,386,355—were cast on Amendment 1. For the first time since Article XI, Section 3

was amended in 1953, more votes were cast on a proposed amendment than were cast for

governor. Id. at 16, Page ID 3027. The voters favoring Amendment 1 numbered 729,163 and

those opposed numbered 657,192. The State officials announced their preliminary determination

that Amendment 1 had passed because a majority of the votes cast on the amendment were “yes”

votes and because the number of “yes” votes was also greater than a majority of the votes cast

for governor. On December 8, 2014, the State officials certified the election results, including

the vote on Amendment 1. Id.

B. Procedural Background

Three days after the November 4, 2014 election, plaintiffs filed a complaint in the district

court, which they later amended. The amended complaint alleged that the State officials, by their

erroneous interpretation of Article XI, Section 3, employed a vote-counting method that

(1) violated plaintiffs’ due-process rights by creating a fundamentally unfair voting system, and

(2) violated plaintiffs’ equal-protection rights by diluting their votes. R. 51, Amended

Complaint, Page ID 596–600.

Plaintiffs sought a judgment declaring that Article XI, Section 3 required the State

officials to count only the votes of those who voted in the gubernatorial race, that the State

officials’ method of tabulating votes violated the Due Process and Equal Protection Clauses of

the Fourteenth Amendment to the United States Constitution, and that the election results were

void. Plaintiffs also sought an injunction requiring a recount of the vote on Amendment 1, as

well as costs and attorneys’ fees.

In response, the State officials moved to dismiss the complaint for lack of jurisdiction and

for failure to state a claim upon which relief can be granted. They also asked the district court to

No. 16-5563 Tracey George, et al. v. Tre Hargett, et al. Page 6

either decline to decide the case under the Pullman abstention doctrine or certify the question of

how to interpret Article XI, Section 3 to the Tennessee Supreme Court. In July 2015, the district

court denied the motion to dismiss and refused to certify the question. The parties began

preparing for a bench trial, which was conducted in April 2016.

Meanwhile, in September 2015, the State officials filed a complaint in state court,

Hargett v. George, Williamson Cty. Chancery Ct. No. 44460, seeking a declaratory judgment

that the vote-counting method they had used represented a proper interpretation of Article XI,

Section 3. Named as defendants were the eight individual plaintiffs in the present suit, who

moved to dismiss the state court action on various grounds, including that the State officials were

seeking an impermissible advisory opinion. Their motion was denied in December 2015.

Appellants’ Suppl. Br. Ex. A, Hargett v. George, No. 44460, Slip Op. (Dec. 9, 2015).

On April 21, 2016, the state court granted the State officials’ motion for summary

judgment and issued a declaratory ruling, concluding that Article XI, Section 3 does not require

an individual voter to vote for governor as a condition of casting a valid vote on a proposed

constitutional amendment. Appellants’ Suppl. Br. Ex. B, Hargett v. George, No. 44460, Slip Op.

(April 21, 2016). The court concluded its 22-page opinion as follows:

The court hereby declares that Article XI, Section 3, requires that a

proposed amendment be first approved by receiving votes constituting a majority

of the votes cast on the amendment and then be ratified by receiving votes

constituting a majority of the total votes cast in the gubernatorial election. Article

XI, Section 3, does not restrict or precondition the right of a citizen to vote for or

against a constitutional amendment upon that citizen also voting in the

gubernatorial election.

Id. at 22.

The district court entered its judgment the very next day, reaching the opposite

conclusion about the proper interpretation of Article XI, Section 3. R. 119, Findings and

Conclusions, Page ID 3013. The district court essentially concluded that the plain language of

Article XI, Section 3, given its ordinary meaning, requires that a voter who would cast a valid

vote for a constitutional amendment must, as a precondition, also vote for governor. Id. at 29–

32, Page ID 3040–43. The court further concluded that the State officials’ implementation of a

No. 16-5563 Tracey George, et al. v. Tre Hargett, et al. Page 7

contrary construction during the 2014 election resulted in violation of plaintiffs’ due process and

equal protection rights. Id. at 51, Page ID 3062.2 Accordingly, the district court issued an

injunction requiring the State officials to recount the votes on Amendment 1 to determine

whether it “passed by a majority of those who voted in the governor’s race.” R. 118, Order at 2,

Page ID 3011. The court deferred ruling on plaintiffs’ request that the election results be voided,

however, because of the possibility that the recount results would render further relief moot.

This timely appeal followed, and the district court stayed its injunction pending appeal.

II. ANALYSIS

A. Preclusive Effect of State Court Ruling

Before addressing the merits of the district court’s judgment, we consider a threshold

issue raised by the State officials. They argue first that we should give preclusive effect to the

declaratory judgment of the state court because the state court’s interpretation of Article XI,

Section 3, having not been appealed, has since become a final judgment entitled to preclusive

effect between the parties.3 Because the state-court judgment became final only after this appeal

had been filed, we may consider its preclusive effect in the first instance. See Gooch v. Life

Investors Ins. Co. of America, 672 F.3d 402, 418–19 (6th Cir. 2012).4

2The district court acknowledged the state court’s contrary ruling on the meaning of Article XI, Section 3,

but held that the declaratory relief awarded by the state court was prospective only, was not a final judgment, and

did not address the claim that the November 2014 application of that interpretation had resulted in violation of some

voters’ due process and equal protection rights under the United States Constitution. Id. at 25–26, Page ID 3036–37.

3The impact of the state-court ruling was not addressed by the parties below because it issued after briefing

and oral arguments had been completed in the district court proceedings and just one day prior to the district court’s

declaratory judgment ruling. Nonetheless, the district court was cognizant of the state-court ruling and did not

disregard the state-court ruling in its opinion, as discussed infra at n.5.

4In Gooch, the court went so far as to consider sua sponte the preclusive effect of a state-court judgment

that had not become final until after district court proceedings had been completed. Because the judgment had since

become final, it was deemed entitled to respect, and because its preclusive effect posed a purely legal issue that was

presented with sufficient clarity and completeness in the parties’ briefs, the court held that sua sponte consideration

was appropriate. Gooch, 672 F.3d at 419. See also MSI Regency, Ltd. v. Jackson, 433 F. App’x 420, 430 (6th Cir.

2011) (same).

Here, in comparison, consideration of the preclusive effect of the state-court judgment is even more

appropriate: the state-court judgment became final only after this appeal commenced; the preclusive effect is a

purely legal issue; the issue is not addressed sua sponte, but has been raised and fully briefed by the parties; and,

moreover, the court has requested and received supplemental briefing.

No. 16-5563 Tracey George, et al. v. Tre Hargett, et al. Page 8

The preclusive effect of the state court’s decision in this federal litigation is governed by

Tennessee law. Anderson v. City of Blue Ash, 798 F.3d 338, 350 (6th Cir. 2015). Issue

preclusion, also referred to as collateral estoppel, is a judicially created doctrine that “promotes

finality, conserves judicial resources, and prevents inconsistent decisions.” Mullins v. State, 294

S.W.3d 529, 534 (Tenn. 2009). Collateral estoppel not only reduces unnecessary litigation and

fosters reliance on adjudication, but also promotes comity between state and federal courts.

Allen v. McCurry, 449 U.S. 90, 95–96 (1980). The doctrine generally bars parties from

relitigating issues that have been decided in prior litigation between the same parties or their

privies. Mullins, 294 S.W.3d at 534–35.

To prevail with a collateral estoppel claim, the party asserting it must demonstrate

(1) that the issue to be precluded is identical to an issue decided in an earlier

proceeding, (2) that the issue to be precluded was actually raised, litigated, and

decided on the merits in the earlier proceeding, (3) that the judgment in the earlier

proceeding has become final, (4) that the party against whom collateral estoppel is

asserted was a party or is in privity with a party to the earlier proceeding, and

(5) that the party against whom collateral estoppel is asserted had a full and fair

opportunity in the earlier proceeding to contest the issue now sought to be

precluded.

Id. at 535. The State officials contend that all five of these requirements are met by the state

court declaratory judgment ruling. Plaintiffs disagree. We consider the five elements in order.

First, the issue decided in the state court, concerning the meaning of Article XI, Section 3

of Tennessee’s Constitution, is an integral component of the district court’s ruling that the State

officials’ implementation of Article XI, Section 3 violated plaintiffs’ due process and equal

protection rights. The district court arrived at its interpretation of Article XI, Section 3 before

the state court’s one-day-earlier contrary interpretation became final, but our ruling comes after

the state court’s interpretation became “final” and, to date, the best state-law authority on the

meaning of Article XI, Section 3. This particular issue is common to, and identical in, both the

state and federal court proceedings.5

5The district court recognized the commonality of this issue in both cases. R. 119, Findings and

Conclusions at 24–26, Page ID 3035–37. In declining to abstain from exercising jurisdiction, the district court gave

three reasons for not abiding by the state court’s interpretation: (1) the state court’s ruling purported to grant only

prospective relief and did not address the propriety of the State officials’ implementation of Article XI, Section 3 in

No. 16-5563 Tracey George, et al. v. Tre Hargett, et al. Page 9

Second, although plaintiffs argue the point, there is no serious contention that the

meaning of Article XI, Section 3 was not actually raised, litigated, and decided on the merits in

the state-court proceeding.

Third, plaintiffs concede that the state-court ruling became final no later than August

2016, over a year prior to our addressing the issue.

Fourth, plaintiffs do not deny that the same parties are involved in both actions.

Fifth, plaintiffs maintain that preclusive effect should be denied the state-court judgment

because they were not granted a full and fair opportunity to contest it. Their argument is

premised on the state court’s denial of their motion to conduct discovery before “rushing” to

judgment as a matter of law on the meaning of Article XI, Section 3. Yet, the state court’s

declaratory judgment ruling clearly represents a judgment as a matter of law based on the

language of Article XI, Section 3 and its legislative history. Plaintiffs have not explained how

any expected fruits of discovery would have been material to the court’s ruling. Nor, tellingly,

did they appeal the state court’s ruling.

“The courts have not devised a precise definition of what constitutes the sort of ‘full and

fair opportunity to litigate’ that will support the invocation of the doctrine of collateral estoppel.”

Mullins, 294 S.W.3d at 538. The question is one of fundamental fairness. Id. Generally, a

defendant in the matter “must have had notice of the claim and an opportunity to be heard.” Id.

Plaintiffs herein, who were defendants in the state court action, certainly had notice and

opportunity to be heard. They challenged the state court’s jurisdiction to proceed and vigorously

opposed the declaratory relief sought by the State officials. Plaintiffs fall far short of

demonstrating how the denial of discovery could be deemed to have resulted in fundamental

unfairness. If it had, their recourse lay in appellate review. Plaintiffs have not argued that their

right to appellate redress was somehow hindered. If any unfairness resulted, it was not for lack

of a full and fair opportunity to litigate.

the 2014 election; (2) the state court’s ruling did not address the propriety of the State officials’ actions in the 2014

election under the United States Constitution; and (3) the state court’s ruling was appealable and therefore not a final

judgment at the time of the district court’s ruling. Id.

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Accordingly, all five factors of the Mullins standard are satisfied and the state court

ruling on the meaning of Article XI, Section 3 should be deemed entitled to preclusive effect in

our analysis of the constitutional issues presented in this appeal.

Still, plaintiffs object. They contend that the Mullins factors presume a final judgment by

a court of “competent jurisdiction.” See Gibson v. Trant, 58 S.W.3d 103, 113 (Tenn. 2001).

Although they acknowledge that the Tennessee Declaratory Judgments Act is “to be liberally

construed and administered,” they contend that a Tennessee court does not have competent

jurisdiction to issue a declaratory judgment unless presented with a justiciable controversy. See

West v. Schofield, 460 S.W.3d 113, 129–30 (Tenn. 2015). To be justiciable, a controversy must

present a real question regarding a legally protectable interest, not one that is dependent on a

future or contingent event and not one that is theoretical or hypothetical. Id. Because the statecourt

declaratory relief sought by the State officials regarding their interpretation of Article XI,

Section 3 would have prospective effect only, affecting only future contingent elections,

plaintiffs contend that the controversy before the state court was not justiciable.

The primary purpose of the Tennessee Declaratory Judgments Act is “to settle and to

afford relief from uncertainty and insecurity with respect to rights, status, and other legal

relations.” Id. at 129 (quoting Tenn. Code. Ann. § 29-14-113). The Act “should be liberally

construed in favor of the person seeking relief in a proper case to the end that rights and interests

be expeditiously determined.” Tennessee Farmers Mut. Ins. Co. v. Hammond, 290 S.W.2d 860,

862 (Tenn. 1956) (emphasis added). To this end, Tennessee courts have “very wide” discretion

in deciding whether to exercise jurisdiction over a complaint for declaratory judgment. State v.

Brown & Williamson Tobacco Corp., 18 S.W.3d 186, 193 (Tenn. 2000). An appellate court will

disturb the trial court’s decision whether to exercise jurisdiction only if arbitrary. Id. at 193–94

(affirming refusal to issue declaratory judgment as not arbitrary); State ex. rel. Earhart v. City of

Bristol, 970 S.W.2d 948, 954 (Tenn. 1998) (reversing refusal to grant declaratory judgment as an

abuse of discretion).

The State officials respond that the pendency of this federal litigation, which precipitated

their state-court action, demonstrates that their declaratory-judgment action presented a real,

contemporaneously existing controversy. Indeed, the individual voters’ federal claims that the

No. 16-5563 Tracey George, et al. v. Tre Hargett, et al. Page 11

State officials’ manner of interpreting and applying Article XI, Section 3 resulted in violation of

their federal constitutional rights necessarily presented a real controversy arising under

Tennessee law. At the heart of the voters’ federal claims is the theory that the State officials

misinterpreted Article XI, Section 3. The answer to the question whether the State officials’

interpretation was proper under state law would not, as the district court noted, necessarily

dictate the outcome of the voters’ federal constitutional claims, but the voters’ claims were

undeniably premised on the charge that the State officials had misinterpreted state law. See R.

62, Memorandum at 18–21, Page ID 781–84. Because this question of state law was integral to

the federal litigation, the State officials proceeded with their state-court action for declaratory

relief only after the district court had denied their request to abstain or certify the question to the

Tennessee Supreme Court. See id.

Moreover, the State officials named the same individual voters who brought the federal

action as defendants in the state-court action so that they would have the opportunity to contest

it. There was no mystery about the factual background or concreteness of the dispute between

the parties. Whatever other significance might be found in the intertwined relationship between

the two actions, it can hardly be denied that there was a real live controversy, not simply a

hypothetical one, regarding the meaning of Article XI, Section 3. Yes, the controversy stems

from the 2014 election, but the meaning of Article XI, Section 3 remained in question, and

authoritative resolution of this state-law question would invariably impact the State officials’

continuing and future discharge of their duties.

Nor did the justiciability question elude the state court’s attention. The defendant voters

expressly challenged the state court’s jurisdiction to proceed under the Tennessee Declaratory

Judgments Act. Rejecting the notion that the court was being asked to issue an advisory opinion,

the court observed:

Providing the state officials responsible for the conduct of elections with

authoritative interpretation of their legal duties under State law is not, in this

context, a hollow exercise.

Appellants’ Suppl. Br. Ex. A, Hargett v. George, No. 44460, Slip Op. at 23 (Dec. 9, 2015)

(emphasis added). The “context” referred to by the state court was the defendant voters’ pending

No. 16-5563 Tracey George, et al. v. Tre Hargett, et al. Page 12

federal civil rights challenge to the manner in which the State officials had interpreted and

applied Article XI, Section 3 in the November 2014 election, which had called the State

officials’ reading into uncertainty, despite its consistency with longstanding practice. With

reference to Buntin v. Crowder, 118 S.W.2d 221 (Tenn. 1938), where, under analogous

circumstances, a justiciable declaratory judgment action was held to exist, the state court further

observed:

The Plaintiffs [State officials] are interested in construing Article XI, Section 3 in

the manner they have customarily applied it, the Defendants are interested in

making the Plaintiffs apply Article XI, Section 3 in the manner they prefer.

Appellants’ Suppl. Br. Ex. A, Hargett v. George, Slip. Op. at 24. The state court thus

determined that it had jurisdiction to proceed under the Declaratory Judgments Act.

The defendant voters (i.e., plaintiffs herein) did not appeal the state court’s jurisdictional

determination or its final decision and we are not in a position, of course, to review either of the

state court’s rulings. Yet, cursory examination of the state court’s 26-page opinion denying the

defendant voters’ motion to dismiss reveals that the court did not exercise jurisdiction lightly or

carelessly. The state court has not been shown to have so manifestly abused its discretion as to

persuade us to hold that it acted without competent jurisdiction.

Plaintiffs argue that the justiciability of the state-court action should be evaluated without

regard to their federal action. If we indulge the fiction that the controversy surrounding the 2014

election does not exist, as they propose, then it becomes clear that the State officials’ complaint

for declaratory relief pertains only to future contingent events. The argument is based on the

notion that the declaratory judgment could not include relief affecting the outcome of the 2014

election; therefore, the declaratory relief afforded could be prospective only, affecting only

future applications of Article XI, Section 3. Although plaintiffs’ position grows stronger if the

inquiry whether there is a real controversy between the parties ignores the real controversy

between the parties, we find no merit in such an artificial approach to justiciability.6

6Moreover, we note that the State officials’ resort to state-court declaratory relief represented a response to

the district court’s denial of Pullman abstention. Notwithstanding the district court’s refusal to hold proceedings on

the § 1983 civil rights claims in abeyance pending clarification of the unsettled question of state law, per Railroad

Comm’n of Texas v. Pullman Co., 312 U.S. 496 (1941), the State officials pursued state-court clarification

No. 16-5563 Tracey George, et al. v. Tre Hargett, et al. Page 13

Further, recognizing that declaratory relief afforded by the state court would not affect

the outcome of the 2014 election does not dictate the conclusion that the controversy spawned by

that election is not real. Until plaintiffs filed their federal civil rights action, State officials had

consistently interpreted and applied Article XI, Section 3 in what appeared to be a reasonable

manner without controversy. Only after that filing did the controversy emerge. Nor does the

necessarily prospective nature of declaratory relief mean that the controversy at stake is too

contingent and hypothetical. Article XI, Section 3 is part of the Tennessee Constitution which

the State officials are charged with administering when a proposed constitutional amendment

makes its way onto the ballot. The controversy surrounding the 2014 election is the real event

regarding a legally cognizable question that affords the occasion for judicial clarification of the

state law that the State officials are charged with administering.

But if their federal civil rights action is to be recognized as creating the controversy, then,

plaintiffs contend, it should also be deemed to render declaratory relief in a different forum

inappropriate. They point to two cases where the Tennessee Supreme Court upheld lower court

refusals to entertain actions of declaratory judgment. In Nicholson v. Cummings, 217 S.W.2d

942 (Tenn. 1949), the court held that refusal of declaration was proper where the facts were

disputed, the declaration would not have terminated the controversy, and the declaration “could

have been no more than a stepping-stone to further litigation.” Id. at 943. In Burkett v. Ashley,

535 S.W.2d 332 (Tenn. 1976), the court affirmed the denial of declaratory relief where the

plaintiff failed to allege sufficient facts to establish a real controversy and where the declaration

had been sought to circumvent an alimony obligation imposed in another court. The court

observed that “a declaration will not be given in aid of another proceeding then pending.” Id. at

333.

Both opinions are short and both upheld the lower court’s exercise of discretion in

sensible, straightforward rulings. Each case involved the pendency or prospect of other related

concurrently with the ongoing federal-court proceedings. If abstention had been granted, then, to properly reserve

disposition of the federal claims in federal court, per England v. Louisiana State Bd. of Med. Examiners, 375 U.S.

411, 421 (1975), it would have been obligatory to “inform” the state court of the outstanding federal claims, per

Gov’t and Civic Employees Organizing Committee, C.I.O. v. Windsor, 353 U.S. 364 (1957). It was thus appropriate,

analogously, for the State officials to so inform the state court in the concurrently proceeding declaratory judgment

action, and for the state court to consider the information in assessing the justiciability of the claim before it.

No. 16-5563 Tracey George, et al. v. Tre Hargett, et al. Page 14

litigation, as here. Yet, the “other related litigation” in this case presented federal constitutional

claims creating a real controversy of state law ripe for declaratory relief, distinguishing our case

from Burkett. And the State officials’ request for declaratory relief to resolve this unsettled

question of state law was based on undisputed facts, distinguishing our case from Nicholson.

Moreover, the question addressed to the state court, integral to the pending federal civil

rights claims, is a question the district court had declined to certify to the Tennessee Supreme

Court for an authoritative state-court interpretation of the Tennessee Constitution. Under these

circumstances, we find it highly doubtful that the Tennessee Supreme Court—if it had been

asked to review the state court’s decision to adjudicate the state law question, which it was not—

would have held the decision arbitrary and vacated it for lack of jurisdiction. Rather, it is far

more likely that the Tennessee high court, consistent with its own precedents, would have upheld

the trial court’s decision to exercise jurisdiction as being within the trial court’s “very wide

discretion.” Cf. State ex. rel. Earhart, 970 S.W.2d at 955 (“Where there is presented a

significant issue that needs resolving, as in this case, refusing to issue a declaratory judgment

cannot be excused on the basis of discretion.”).

Accordingly, we cannot conclude that the state court was without competent jurisdiction

to address the State officials’ complaint for declaratory relief. No party having appealed the state

court’s ruling, it has become final and binding between the parties to that action, who are also the

parties to the instant appeal. Mullins, 294 S.W.3d at 535. It follows that the state-court

declaratory judgment on the meaning of Article XI, Section 3 is now entitled to conclusive

effect, and the parties are barred from relitigating its meaning. Id. at 534. This result is entirely

consonant with the purposes of collateral estoppel: promoting efficiency, judicial economy and

comity, and preventing inconsistent decisions. Allen, 449 U.S. at 95–96; Mullins, 294 S.W.3d at

534.

In other words, that portion of the district court opinion devoted to discerning the

meaning of Article XI, Section 3 is, for purposes of the instant dispute between these parties,

effectively supplanted by the state court’s contrary interpretation, which is binding on the parties.

The district court’s determination that Article XI, Section 3 means that “voters must vote for

governor in addition to voting on a proposed amendment” (i.e., to cast a valid vote for the

No. 16-5563 Tracey George, et al. v. Tre Hargett, et al. Page 15

amendment), R. 119, Findings and Conclusions at 29, Page ID 3040, is supplanted by the state

court’s declaration “that Article XI, Section 3, requires that a proposed amendment be first

approved by receiving votes constituting a majority of the votes cast on the amendment and then

be ratified by receiving votes constituting a majority of the total votes cast in the gubernatorial

election.” Appellants’ Suppl. Br. Ex. B, Hargett v. George, Slip Op. at 22.

This means that the method of counting votes employed by the State officials in the 2014

election was faithful to the actual meaning of Article XI, Section 3. Although this undermines

the district court’s analysis of plaintiffs’ civil rights claims, it does not necessarily dictate a

different outcome. We next consider the impact of this clarification of state law on the merits of

plaintiffs’ due process and equal protection claims.7

B. Due Process

1. Standard of Review

On appeal from a judgment following a bench trial, we review de novo the district court’s

conclusions of law. Beaven v. U.S. Dep’t of Justice, 622 F.3d 540, 547 (6th Cir. 2010). The

district court’s findings of fact are reviewed for clear error. Id. The scope of the injunctive relief

ordered by the district court is reviewed under the abuse-of-discretion standard. Lee v. City of

Columbus, 636 F.3d 245, 249 (6th Cir. 2011).

Plaintiffs here allege that the State officials’ manner of counting the votes in the 2014

election impermissibly infringed or burdened their right to vote. Indeed, the right to vote, being

7The State officials have also challenged the district court’s refusals to abstain and to certify the question of

state law to the Tennessee Supreme Court. Our ruling on the preclusive effect of the state-court declaratory

judgment effectively renders both challenges moot. Because the state court acted so promptly and its ruling became

final so quickly, the resulting state-court confirmation of the meaning of Article XI, Section 3 produced the very

benefits (i.e., comity and avoidance of inconsistent rulings), by way of issue preclusion, that the State officials had

endeavored to achieve though Pullman abstention or certification of the question.

If the district court had abstained, the parties would have pursued clarification of the unsettled issue of state

law in state court, while reserving adjudication of residual questions of federal constitutional law in federal court,

per England, 375 U.S. at 421. Similarly, if the unsettled question of state law had been certified to the Tennessee

Supreme Court (an option potentially even more efficient than, and therefore preferred over, Pullman abstention),

the federal court would have postponed further proceedings on the federal claims pending state-court clarification.

See Jones v. Coleman, 848 F.3d 744, 749–50 (6th Cir. 2017). When the district court declined to employ either

option (on which we express no opinion), the State officials pursued a third course, which, albeit unorthodox, turned

out to be an efficient and fruitful substitute.

No. 16-5563 Tracey George, et al. v. Tre Hargett, et al. Page 16

fundamental, is afforded special protection by the courts. Ohio Democratic Party v. Husted,

834 F.3d 620, 626 (6th Cir. 2016). Yet, common sense dictates that substantial regulation of

elections is required if they are to be fair and honest. Id. “Federal law thus generally defers to

the states’ authority to regulate the right to vote.” Id. When these interests come into tension

and ripen into a constitutional challenge, we evaluate the State’s actions under the so-called

Anderson-Burdick framework, derived from the Supreme Court’s rulings in Anderson v.

Celebrezze, 460 U.S. 780 (1983), and Burdick v. Takushi, 504 U.S. 428 (1992). In Ohio

Democratic Party, we described the framework as follows:

Though the touchstone of Anderson-Burdick is its flexibility in weighing

competing interests, the “rigorousness of our inquiry into the propriety of a state

election law depends upon the extent to which a challenged regulation burdens

First and Fourteenth Amendment rights.” Burdick, 504 U.S. at 434. This flexible

balancing approach is not totally devoid of guidelines. If a state imposes “severe

restrictions” on a plaintiff’s constitutional rights (here, the right to vote), its

regulations survive only if “narrowly drawn to advance a state interest of

compelling importance.” Id. On the other hand, “minimally burdensome and

nondiscriminatory” regulations are subject to a “less-searching examination closer

to rational basis” and “‘the State’s important regulatory interests are generally

sufficient to justify the restrictions.’” Ohio Council 8 Am. Fed’n of State v.

Husted, 814 F.3d 329, 335 (6th Cir. 2016) (citing Green Party of Tennessee v.

Hargett, 767 F.3d 533, 546 (6th Cir. 2014), and quoting Burdick, 504 U.S. at

434). Regulations falling somewhere in between—i.e., regulations that impose a

more-than-minimal but less-than-severe burden—require a “flexible” analysis,

“weighing the burden on the plaintiffs against the state’s asserted interest and

chosen means of pursuing it.” Hargett, 767 F.3d at 546.

834 F.3d at 627. The district court recognized and purported to apply the Anderson-Burdick

approach. It concluded that the vote-counting method employed by the State officials imposed a

more-than-minimal burden on voting rights and therefore warranted a flexible weighing of the

state’s asserted interest against the burden on plaintiffs’ rights. We consider each of plaintiffs’

three theories of relief in order.

2. Plain Language Theory

Plaintiffs’ due process claim is two-pronged. First, they contend the State officials’ votecounting

method was fundamentally unfair because it was not in conformity with the plain

No. 16-5563 Tracey George, et al. v. Tre Hargett, et al. Page 17

language of Article XI, Section 3. The district court agreed with plaintiffs and found in their

favor on this theory.

The relevant language of Article XI, Section 3 bears repeating:

[I]f the people shall approve and ratify such amendment or amendments by a

majority of all the citizens of the State voting for Governor, voting in their favor,

such amendment or amendments shall become a part of this Constitution.

Tenn. Const. Art. XI, § 3. The district court adopted plaintiffs’ literal reading of this language as

meaning that only the votes of those persons who cast votes for a gubernatorial candidate can

count toward the approval and ratification of an amendment. The court rejected the State

officials’ position that this provision requires only that an amendment be approved by a number

of “yes” votes exceeding the number of “no” votes, and be ratified by a number of “yes” votes at

least equal to a majority of the number of citizens who cast votes in the governor’s race, without

reference to who, personally, cast the votes.

The state court reached a contrary conclusion, holding that, although the proposed literal

reading of Article XI, Section 3 was plausible, it was not reasonable because it would have the

effect of disenfranchising—by placing extra qualifications on—voters who wished to vote for an

amendment but who did not wish to vote for a gubernatorial candidate. The state court thus held

that the State officials’ interpretation is the only reasonable interpretation. Appellants’ Suppl.

Br. Ex. B, Slip Op. at 21. As explained above, this interpretation of Article XI, Section 3, has

become final and binding on the parties and is preclusive of any inconsistent interpretation in this

litigation.8

8If the state-court ruling were not binding, and we were called upon to review the district court’s

interpretation of Article XI, Section 3, we would hold, consistent with the state court’s ruling, that the State

officials’ actions interpreting and implementing the provision, viewed through the lens of plaintiffs`’ due process

and equal protection claims, were not unreasonable.

In addition to the reasons cited in the state court’s opinion, we note that plaintiffs’ preferred reading of the

text of Article XI, Section 3, while not implausible on its face, would be patently unreasonable in effect. Not only

would their proposed construction—requiring a voter to vote for governor as a prerequisite to casting a valid vote on

Amendment 1—contravene longstanding practice and pre-election instructions published to the public, and

effectively nullify the votes of thousands of citizens; it would also conflict with another provision of the Tennessee

Constitution. Article IV, Section 1 prohibits the imposition of any additional qualification to vote, beyond age, U.S.

citizenship, state residency, and registration. To adopt plaintiffs’ proposed interpretation would be to run afoul of

our obligation, in construing state law, “to avoid constitutional difficulty” when fairly possible. Green Party of

No. 16-5563 Tracey George, et al. v. Tre Hargett, et al. Page 18

Accordingly, insofar as the district court’s analysis was premised on its determination

that the State officials’ vote-counting method was fundamentally unfair because inconsistent

with Article XI, Section 3, it must be vacated. To its credit, however, the district court

recognized that plaintiffs’ claims were viable irrespective of the interpretation that ultimately

prevailed. The court’s opinion thus includes assessment of plaintiffs’ due process and equal

protection claims as though the State officials’ interpretation was correct.

3. Vote-Dilution Theory

In their second due-process theory of relief, plaintiffs contend that even if the State

officials’ vote-counting method is accepted as a reasonable implementation of the language of

Article XI, Section 3, it still results in a fundamentally unfair infringement of their rights. The

district court determined that this burden on plaintiffs’ rights warranted “mid-level scrutiny.” R.

119, Findings and Conclusions at 38, Page ID 3049. The court did not, however, identify what

the burden is. Even though the “rigorousness of our inquiry” under Anderson-Burdick depends

on the extent to which the challenged vote-counting method burdened plaintiffs’ rights, the

district court did not identify the burden. The court characterized the burden as falling squarely

between the extremes of a severe burden and a minimal burden, but did not say how plaintiffs’

voting rights were so burdened as to deny them due process.

Plaintiffs contend that the State officials’ vote-counting method had the effect of

according greater value to the votes of those persons who voted in support of the amendment but

did not vote for governor than the votes of those persons who opposed the amendment but who

voted for governor. This effect is said to have been fundamentally unfair in that it diluted the

value of some voters’ votes in relation to others’ votes. Concomitantly, plaintiffs argue, to avoid

this vote-dilution effect, they felt compelled to vote for governor. Plaintiffs’ argument fails to

identify how any voter’s right to vote was burdened by governmental action, apart from the

alleged disparate treatment, a concern more properly addressed under their equal protection

theory, discussed infra.

Tenn. v. Hargett, 700 F.3d 816, 825 (6th Cir. 2012); Davet v. City of Cleveland, 456 F.3d 549, 554 (6th Cir. 2006).

See also Estate of Bell v. Shelby Cty. Health Care Corp., 318 S.W.3d 823, 835 (Tenn. 2010) (“No constitutional

provision should be construed to impair or destroy another provision.”). Because the State officials’ interpretation

of Article XI, Section 3 was and is reasonable, this potential “constitutional difficulty” is easily avoided.

No. 16-5563 Tracey George, et al. v. Tre Hargett, et al. Page 19

The district court seemed to accept at face value plaintiffs’ argument that “different

voters were treated differently” as substantiating the existence of a more-than-minimal burden.

Yet, as the district court itself recognized, quoting Obama for America v. Husted, 697 F.3d 423

(6th Cir. 2012), “[i]f a plaintiff alleges only that a state treated him or her differently than

similarly situated voters, without a corresponding burden on the fundamental right to vote, a

straightforward rational basis standard of review should be used,” id. at 429, not intermediate, or

“mid-level,” scrutiny. There is no basis in the district court record for finding that any particular

plaintiff’s, or any particular voter’s, right to vote for or against Amendment 1, or right to vote for

governor or not, was hindered or burdened (or even treated differently, for that matter) by any

actions of the State officials. It appears that every Tennessee voter was free to vote his or her

conscience on the amendment and for governor. Plaintiffs have thus failed to identify a morethan-

minimal burden on their right to vote that would warrant more rigorous examination than

rational-basis scrutiny.

A state’s election process may be found fundamentally unfair only in the “exceptional

case,” such as where “a state employs ‘non-uniform rules, standards and procedures’ that result

in significant disenfranchisement and vote dilution . . . or significantly departs from previous

state election practice.” Warf v. Bd. of Elections of Green Cty., 619 F.3d 553, 559 (6th Cir.

2010) (quoting League of Women Voters v. Brunner, 548 F.3d 463, 478 (6th Cir. 2008)). None

of these irregularities is presented in this case. State officials did not apply the process required

by Article XI, Section 3 non-uniformly or in a manner at odds with previous practice. Rather, it

is undisputed that the State officials’ interpretation of Article XI, Section 3 was consistent with

established practice and consistent with the interpretation that had been published to the citizenry

through the media prior to the election.9

An actionable due process claim may also be implicated where a state’s election process

impaired citizens’ ability to participate in state elections on an equal basis with other qualified

voters. See Phillips v. Snyder, 836 F.3d 707, 716 (6th Cir. 2016). Here, the State officials’ votecounting

method did not impair any voter’s freedom and ability to participate equally in the

9If, instead, the State officials had altered or departed from the established practice prior to the 2014

election without giving adequate notice of the change to the citizenry, then a stronger due process claim would be

made out.

No. 16-5563 Tracey George, et al. v. Tre Hargett, et al. Page 20

election. Still, plaintiffs maintain that the State officials’ vote-counting method was susceptible

to manipulation by campaigns for and against Amendment 1. Because adoption of the

amendment required both approval by majority vote and ratification by votes equal in number to

a majority of the votes cast for governor, campaigns for and against the amendment encouraged

their supporters to either vote for governor, or refrain from voting for governor, in order to

influence the likelihood of ratification and adoption. These efforts, plaintiffs speculate, may

have affected the outcome.

Yet, as the district court observed, such strategic choices by interested groups of private

citizens “were entirely within their prerogative and not this Court’s concern.” R. 119, Findings

and Conclusions at 45–46, Page ID 3056–57. The due process analysis is concerned rather with

whether plaintiffs were subject to fundamentally unfair treatment as a result of governmental

action. The record discloses no grounds for holding that the State officials’ management of the

2014 election, in accordance with the Tennessee Constitution, deprived plaintiffs of equal

freedom and ability to participate or otherwise burdened their right to vote.

Any “burden” imposed on plaintiffs’ rights as a result of Tennessee’s approval-andratification

process was no more than “minimal.” The record shows that the purpose of the

ratification threshold in Article XI, Section 3 is to ensure that proposed amendments to the

constitution enjoy considerable statewide support. This objective of preventing a too-easy

amendment of the Tennessee Constitution by small well-organized interest groups is undeniably

a legitimate governmental purpose.10 See Gordon v. Lance, 403 U.S. 1, 5–8 (1971) (recognizing

that state-law departures from strict majority rule, making certain kinds of governmental action

more difficult, are legitimate as long as they do not discriminate against any identifiable class

based on extraneous conditions like race, wealth, tax status or military status). And Article XI,

Section 3, albeit inartfully drawn, as implemented by the State officials, is nondiscriminatory and

rationally related to the purpose. This is sufficient to satisfy rational-basis scrutiny; it is

irrelevant that the state might have chosen a better method of furthering its purpose. See

10It is, in fact, precisely the sort of safeguard that plaintiffs and other opponents of Amendment 1 would

ordinarily be expected to wholeheartedly endorse. Their grievance in this case thus appears to be driven by regrets,

not so much that the State officials’ actions infringed their rights, but that their “adversaries,” supporters of

Amendment 1, may have campaigned more effectively than did opponents of Amendment 1.

No. 16-5563 Tracey George, et al. v. Tre Hargett, et al. Page 21

Taxpayers United for Assessment Cuts v. Austin, 994 F.2d 291, 298–99 (6th Cir. 1993).

Accordingly, we find no cognizable infringement of plaintiffs’ due process rights. This is not the

“exceptional case” that warrants federal intervention in a lawful state election process. See Warf,

619 F.3d at 559. The district court’s judgment on this count must be reversed.

C. Equal Protection

The State officials also challenge the district court’s ruling on plaintiffs’ equal protection

claim. The district court identified plaintiffs as members of a class consisting of voters who both

cast a vote on Amendment 1 and cast a vote in the gubernatorial race. The court held that, under

the State officials’ vote-counting method, members of the plaintiffs’ “class” were subject to

unequal treatment in comparison with voters who voted on Amendment 1 but not for governor.

As a result of the Article XI, Section 3 ratification requirement, the value of plaintiffs’ votes

against Amendment 1 was held to be diluted by their votes for governor in comparison with the

value of votes against Amendment 1 by voters who refrained from voting for governor.

Consequently, the court concluded, voters who opposed Amendment 1 were unfairly compelled

to vote for governor (to maximize the value of their vote against Amendment 1) whereas voters

who supported Amendment 1 were not subject to the same compulsion. R. 119, Findings and

Conclusions at 43–46, Page ID 3054–57.

“Equal protection of the laws” means that “[h]aving once granted the right to vote on

equal terms, the State may not, by later arbitrary and disparate treatment, value one person’s vote

over that of another.” Bush v. Gore, 531 U.S. 98, 104–05 (2000). Voting rights can be

impermissibly burdened “by a debasement or dilution of the weight of a citizen’s vote just as

effectively as by wholly prohibiting the free exercise of the franchise.” Id. (quoting Reynolds v.

Sims, 377 U.S. 533, 555 (1964)). “Our Constitution leaves no room for classification of people

in a way that unnecessarily abridges this right [to vote].” Reynolds, 377 U.S. at 559 (quoting

Wesberry v. Sanders, 376 U.S. 1, 17–18 (1964)). “[A]ll who participate in the election are to

have an equal vote—whatever their race, whatever their sex, whatever their occupation,

whatever their income, and wherever their home may be.” Reynolds, 377 U.S. 557–58 (quoting

Gray v. Sanders, 372 U.S. 368, 379 (1963)). Thus, “a law that would expressly give certain

No. 16-5563 Tracey George, et al. v. Tre Hargett, et al. Page 22

citizens a half-vote and others a full vote” would be violative of the Equal Protection Clause.

Wesberry, 376 U.S. at 19 (quoting Colgrove v. Green, 328 U.S. 549, 569 (1946)).

On the other hand, broadly applicable and nondiscriminatory laws are generally

presumed to pass muster under equal protection scrutiny. Ohio Democratic Party, 834 F.3d at

631. Any minimal restriction of some identifiable class of voters’ right to vote is ordinarily

deemed justified by the state’s “important regulatory interests.” Id. (citing Obama for America,

697 F.3d at 433–34); see also Northeast Ohio Coalition, 837 F.3d at 631.

The State officials contend that the district court erred in concluding that plaintiffs are

members of a class of voters who were subject to disparate treatment during the 2014 election.

They maintain that their implementation of Article XI, Section 3 was nondiscriminatory and that

all citizens’ votes, whether on Amendment 1 or for governor, were weighted equally. They

acknowledge that a two-step process determined the ultimate outcome on the adoption of

Amendment 1. That process involved both an approval step and a ratification step. According to

the State officials, “approval” of the amendment required more “yes” votes than “no” votes; i.e.,

at least a majority of the vote. “Ratification” required that the number of votes for the

amendment be at least equal to a majority of the number of votes cast in the governor’s race. As

the State officials explained, the outcome of each step was a function of the number of votes

cast, not a function of who had cast them. Every vote cast—on the amendment and in the

governor’s race—was accorded the same weight.

The district court’s analysis was driven by concerns stemming from the interplay of the

two steps in the process. And these concerns were derived from plaintiffs’ emphasis on who

voted how in both steps. From the beginning, plaintiffs’ civil rights claims have been premised

on a rigid, literal reading of Article XI, Section 3 that would have allowed the counting of votes

for and against Amendment 1 only of those voters who had voted for governor. This

interpretation has now been conclusively rejected by the state court declaratory judgment ruling.

Yet, the notion that the State officials’ method of counting the votes on Amendment 1 should

have been linked to those voters who voted for governor has continued to pervade plaintiffs’

arguments. That is, despite the state-court declaration that the State officials’ method—of

simply counting the numbers of votes, irrespective of who cast them—was reasonable and

No. 16-5563 Tracey George, et al. v. Tre Hargett, et al. Page 23

faithful to the meaning of Article XI, Section 3, plaintiffs have maintained, and the district court

agreed, that this method effectively treated a class of voters disparately and unfairly, depending

on how they voted.

Again, any “disparity” was the result, not of Article XI, Section 3, or of the State

officials’ vote-counting method, or of any other actions by the State officials, but of strategic

choices made by members of the voting public to maximize the impact of their votes. Plaintiffs’

suspicion that their opposition to Amendment 1 might have been disadvantaged by the choices of

voters who supported Amendment 1 simply does not make out a cognizable claim for denial of

equal protection. Neither the language of Article XI, Section 3, nor the State officials’

implementation thereof resulted in “classifications” of voters. The record does not support a

finding that plaintiffs or their votes were treated unequally because of their race or sex or

occupation or income or place of residence or any other characteristic. Their votes were counted

in the same manner as all other voters’. The record is devoid of evidence that the State officials

treated plaintiffs’ votes in opposition to Amendment 1 any differently than they treated others’

votes in support of Amendment 1. Nor is there evidence that the State officials treated plaintiffs’

votes in the governor’s race any differently than Amendment 1 supporters’ votes in the

governor’s race.

Plaintiffs’ arguments amount to little more than a complaint that the campaigns in

support of Amendment 1, operating within the framework established by state law, turned out to

be more successful than the campaigns against Amendment 1. That private-citizen supporters of

Amendment 1 may have endeavored to lower the ratification threshold by refraining from voting

for governor does not support a finding that State officials’ actions had the effect of “diluting”

the value of plaintiffs’ votes in opposition to Amendment 1. Nor does it support a finding that

State officials’ actions “compelled” plaintiffs to vote for governor in order to raise the

ratification threshold. Quite to the contrary, as the district court noted, plaintiffs enjoyed the

same “freedom” as their adversaries to operate within the established framework to promote their

opposition to Amendment 1. They were equally free to campaign for greater voter turnout in the

governor’s race in order to increase the chances that Amendment 1 would fail. The Equal

Protection Clause simply does not authorize federal courts to correct a perceived unfairness in

No. 16-5563 Tracey George, et al. v. Tre Hargett, et al. Page 24

state election processes that results from voters’ choices rather than from governmental action.

If a generally applicable nondiscriminatory law turned out to be susceptible to unfair

manipulation by members of the voting public, this would be a matter for state authorities to

remedy, not for federal intervention.

Again, plaintiffs have failed to identify how their right to vote was burdened by disparate

treatment as a result of the State officials’ actions implementing Article XI, Section 3. To the

extent that the vote-counting implementation of the ratification requirement is alleged to have

disadvantaged plaintiffs in their opposition to Amendment 1, any such “burden” was reasonably

justified by the State’s interest in ensuring that a proposed constitutional amendment enjoy

widespread support as a prerequisite to adoption. We therefore conclude that the district court’s

judgment in favor of plaintiffs on their equal protection claim must also be reversed.

III. CONCLUSION

The subject matter of Amendment 1, touching on abortion rights, is politically sensitive

and controversial. The amendment’s adoption was closely contested in the 2014 election and,

though it appeared to have been approved by the electorate (approximately 53% of the votes

cast), its status has remained unresolved pending this appeal. In this litigation, treating matters

of process, the issues raised have been fully aired and vigorously disputed. Although the subject

of abortion rights will continue to be controversial in Tennessee and across our nation, it is time

for uncertainty surrounding the people’s 2014 approval and ratification of Amendment 1 to be

put to rest.

For the reasons set forth above, we conclude that the vote-counting method employed by

defendant State officials in the 2014 election was reasonable and true to the meaning of Article

XI, Section 3 of the Tennessee Constitution, as confirmed by the state-court’s declaratory

judgment ruling. Further, we hold that the State officials’ actions did not result in any

infringement of plaintiffs’ voting rights.
Outcome:
The district court’s judgment in favor of plaintiffs on

their due process and equal protection claims must therefore be REVERSED. The case is

REMANDED for entry of an order VACATING the district court’s injunctive order and entry

of JUDGMENT in favor of defendant State officials.
Plaintiff's Experts:
Defendant's Experts:
Comments:

About This Case

What was the outcome of Tracey E. George, et al. v. Tre Hargett, et al.?

The outcome was: The district court’s judgment in favor of plaintiffs on their due process and equal protection claims must therefore be REVERSED. The case is REMANDED for entry of an order VACATING the district court’s injunctive order and entry of JUDGMENT in favor of defendant State officials.

Which court heard Tracey E. George, et al. v. Tre Hargett, et al.?

This case was heard in United States Court of Appeals for the Sixth Circuit on appeal from the Middle District of Tennessee (Davidson County), TN. The presiding judge was McKeague.

Who were the attorneys in Tracey E. George, et al. v. Tre Hargett, et al.?

Plaintiff's attorney: Bill Harbison. Defendant's attorney: Sarah K. Campbell.

When was Tracey E. George, et al. v. Tre Hargett, et al. decided?

This case was decided on January 9, 2018.