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Date: 08-03-2021
Case Style:
Case Number: 1:21-cv-05607-LJL
Judge: Lewis J. Liman
Court: United States District Court for the Southern District of New York (New York County)
Plaintiff's Attorney:
Defendant's Attorney: No appearance
Description: New York, New York consumer fraud lawyer represented Plaintiff who sued Defendants on a securities law violation, 15 U.S.C. 78m, theory.
§78m. Periodical and other reports
(a) Reports by issuer of security; contents
Every issuer of a security registered pursuant to section 78l of this title shall file with the Commission, in accordance with such rules and regulations as the Commission may prescribe as necessary or appropriate for the proper protection of investors and to insure fair dealing in the security—
(1) such information and documents (and such copies thereof) as the Commission shall require to keep reasonably current the information and documents required to be included in or filed with an application or registration statement filed pursuant to section 78l of this title, except that the Commission may not require the filing of any material contract wholly executed before July 1, 1962.
(2) such annual reports (and such copies thereof), certified if required by the rules and regulations of the Commission by independent public accountants, and such quarterly reports (and such copies thereof), as the Commission may prescribe.
Every issuer of a security registered on a national securities exchange shall also file a duplicate original of such information, documents, and reports with the exchange.
Outcome: NOTICE OF VOLUNTARY DISMISSAL pursuant to Rule 41(a)(1)(A)(i) of the Federal Rules of Civil Procedure, the plaintiff(s) and or their counsel(s), hereby give notice that the above-captioned action is voluntarily dismissed, against the defendant(s) American River Bankshares, Nicolas C. Anderson, Bank of Marin Bancorp, Kimberly A. Box, Charles D. Fite, Jeffrey Owensby, Julie Raney, David E. Ritchie, Jr., William A. Robotham, Philip A. Wright. Document filed by Matthew Whitfield. Proposed document to be reviewed and processed by Clerk's Office staff (No action required by chambers)...(Serra, Gina) (Entered: 08/03/2021)
Plaintiff's Experts:
Defendant's Experts:
Comments: