Broker Law
 
United States of America v. Winston Wade Turner




Atlanta, GA - Gainesville man sentenced for defrauding his former brokerage firm clients with “biofuel” scheme

Winston Wade Turner, a former licensed broker for nationwide financial services firms, has been sentenced... More...
   $0 (10-10-2019 - GA)

Travelers Property Casualty Company pf America v. Worker's Compensation Appeals Board and California Insurance Guarantee Association

Two employers agreed that the general employer would
obtain workers’ compensation insurance for employees it leased
to the special employer.1
Relying on this agreement, the special
employer obtained workers’ compensation insurance for its own
employees with a “limiting endorsement” excluding coverage for
special employees. These agreements were in place for several
year... More...
   $0 (10-04-2019 - CA)

FL - 7, INC. vs S W F PREMIUM REAL ESTATE, L L C, ET AL

Call Kent Morlan at 888-354-4529 if you need a lawyer ⚖






As more fully described by this court in FL-7, Inc. v. SWF Premium Real Estate, LLC, 259 So. 3d 285, 286–87... More...
   $0 (09-25-2019 - FL)

United States of America v. Michael Gramins




26 Michael Gramins, a trader of Residential Mortgage‐Backed Securities
27 (“RMBS”), was convicted of conspiracy to commit wire fraud and securities fraud
28 by a jury in the United States District Court for the District of Connecticut. At
29 Gramins’s trial, the dis... More...
   $0 (09-20-2019 - NY)

United States of America v. Rami Najm Asad-Ghanem




Los Angeles, CA - Arms Trafficker Convicted in Anti-Aircraft Missiles Scheme and Other Arms Offenses Sentenced to 30 Years in Federal Prison

A black-market arms dealer with a long history of brokering machine guns, ro... More...
   $0 (08-21-2019 - CA)

United States of America v. Michael James Friesen




Eugene, OR - Prineville Man Sentenced to Federal Prison for Conspiracy to Transfer and Unlawful Possession of a Machine Gun

Michael James Friesen, 33, of Prinev... More...
   $0 (08-18-2019 - OR)

A,J, Fistes Corporation v. GDL Best Contractors, Inc.

Plaintiff A.J. Fistes Corporation (Fistes) appeals from a
judgment entered after the trial court sustained without leave to
amend the demurrer filed by defendants GDL Best Contractors,
Inc. (GDL) and its officers, Francisco M. Lopez, Jose C. Lopez,
and Benjamin Lopez (collectively, the Lopezes), to Fistes’s third
amended complaint. Fistes brought suit against GDL, the
Lopez... More...
   $0 (08-17-2019 - CA)

A.J. Fistes Corporation v. GDL Best Contractors, Inc.


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Plaintiff A.J. Fistes Corporation (Fistes) appeals from a
judgment entered ... More...
   $0 (08-14-2019 - CA)

United States of America v. Richard Josephberg




New York, NY - Financial Broker Sentenced To 42 Months In Prison For Tax Evasion And Failure To File Tax Returns

Richard Josephberg, was sentenced to 42 months in prison for evading hundreds of thousands of dollars in taxes for the calendar year 2011 and willful... More...
   $0 (08-11-2019 - NY)

United States of America v. Bevan Cooney




New York, NY - Bevan Cooney Sentenced To 30 Months In Prison For The Fraudulent Issuance And Sale Of More Than $60 Million Of Tribal Bonds

Audrey Strauss, Attorney for the United States, Acting Under Authority Conferred by 28 U.S.C. § 515, announced that BEVAN C... More...
   $0 (07-31-2019 - NY)

Roy Valentine, Individually and as Administrator v. Plum Healthcare Group, LLC

A. Signing the arbitration agreements
Defendants Plum Healthcare Group, LLC, and White Fir Holdings, LLC, own and
operate Midtown Oaks Post-Acute (Midtown), a skilled nursing facility. On January 13,
2014, Lila Valentine was admitted to Midtown for “rehab” after she fell and broke her
right shoulder. The admission records identified Lila’s daughter, Darleen Valentine, as
Lila’s... More...
   $0 (07-25-2019 - CA)

United States of America v. Daniel Badu




Buffalo, NY - Rockland County Man Sentenced For His Role In Mortgage Fraud Scheme

Daniel Badu, 56, of New City, NY, who was convicted of conspiring to commit mail and wire fraud affecting a financial institution, was sentenced to time served and 10 months home detention by U.S. Di... More...
   $0 (07-22-2019 - NY)

United States of America v. Kyle Ryan Marcotte




Tampa, FL - Substance Abuse Treatment Center Owner Pleads Guilty to $57 Million Money Laundering Conspiracy in Connection with Hospital Pass-Through Billing Scheme

The owner of a Jacksonville, Florida-area substance abuse trea... More...
   $0 (07-10-2019 - FL)

United States of America v. Kyle Ryan Marcotte



Jacksonville, FL - Substance Abuse Treatment Center Owner Pleads Guilty To $57 Million Money Laundering Conspiracy In Connection With Hospital Pass-Through Billing Scheme

The owner of a Jacksonville, Flori... More...
   $0 (07-09-2019 - FL)

Estate of Roscoe Sapp, Sr., Deceased, Amuress Sapp v. Eidth Rodgers, Objector and Appellant

Edith Rogers appeals from her removal as administrator of the estate of her
grandfather Roscoe Sapp, Sr. (decedent), who died in 1994. Armuress Sapp and Brian
Lincoln, two of decedent’s grandsons, separately petitioned to remove Rogers as
administrator. The probate court found Rogers (1) had failed to comply with the court’s
2001 instructions that she and her coadministrator (who d... More...
   $0 (07-07-2019 - CA)

United States of America v. Larry D. Meyers




Washington, DC - Former Financial Services Executive Pleads Guilty To Rigging Bids for Financial Instruments in Violation of Antitrust Law

First Individual Defendant Pleads Guilty in Ongoing Pre-Release ADRs Investigation

Larry D. Meyers, the former head of the s... More...
   $0 (06-27-2019 - DC)

United States of America v. Douglas P. Simanski




Johnstown, PA - Cambria County Investment Advisor Sentenced to 6+ Years in Prison for $4.5M Fraud Scheme

A resident of Cambria County has been sentenced in federal court to six years and six months (78 months) in prison and three years’ supervised release on his ... More...
   $0 (06-12-2019 - PA)

STATE OF OHIO -vs- CHARLES D. STUTLER






C.C. shared a home with her mother, R.C. and her grand... More...
   $0 (06-05-2019 - OH)

Odis Hamrick v. State of Arkansas

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... More...   $0 (06-02-2019 - AR)

Alan Heimlich v. Shiraz M. Shivji

Code of Civil Procedure section 9981
creates an incentive
for settlement. It authorizes an award of costs to a party that
makes a pretrial settlement offer when the opponent rejects the
offer and obtains a lesser result at trial. (Martinez v. Brownco
Construction Co. (2013) 56 Cal.4th 1014, 1019.) In 1997, the
Legislature amended the statute to make the same incentive
a... More...
   $0 (06-01-2019 - CA)

Erie Insurance Company, a/s/o v. Amazon.com, Inc. and Ebay, Inc.





The main issue before us is whether Amazon.com, Inc., is subject to liability for a defective product that a customer purchased on its website from a third-party seller with Amazon “fulfilling” the transaction by storing the product and shipping it to the customer.
Trung... More...
   $0 (05-24-2019 - MD)

Apple Inc. v. Robert Pepper




In 2007, Apple started selling iPhones. The next year, Apple launched the retail App Store, an electronic store where iPhone owners can purchase iPhone applicationsfrom Apple. Those “apps” enable iPhone owners to sendmessages, take photos, watch videos, buy clothes, order food, arrang... More...
   $0 (05-14-2019 - DC)

Mercury Insurance Company, Ricardo Lara, Consumer Watchdog, Intervenor and Appellant

Appeal from a judgment of the Superior Court of Orange County, Gail
Andrea Andler, Judge. Motion to strike portion of intervener’s reply brief and motion for
judicial notice. Motion to strike denied; motion for judicial notice granted. Judgment
reversed and remanded with directions.
Xavier Becerra, Attorney General, Diane S. Shaw, Assistant Attorney
General, Lisa W. Chao, Nhan ... More...
   $0 (05-12-2019 - CA)

United States of America v. Christopher Wolf




New York, NY - Precious Metals Broker in Brooklyn Sentenced to Prison for Tax Evasion

Assigned Commissions to Shell Corporations to Conceal his Income

A resident of Dania Beach, Florida, was sentenced to prison for evading income tax and aiding and assis... More...
   $0 (05-03-2019 - NY)

Alexandro Puga; Norma Puga v. RCX Sollutions, Inc.


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Nosotros hablamos español



RCX Solutions, Incorporated is a licensed motor carrier that contracted with a driver, Ronald Brown, to transport a ... More...
   $0 (04-17-2019 - TX)

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