Broker Law
 
United States of America v. Sean P. Finn

Las Vegas, NV - The United States of America charged Sean P. Finn conspiracy to commit wire fraud and securities fraud, four counts of wire fraud and four counts of securities fraud.

A federal jury found a Montana man guilty for his role as a broker for a Swiss company involved in a multimillion-dollar international fraud scheme.

Following a five-day trial, Sean Finn, 51, of Whi... More...
   $0 (02-10-2020 - NV)

United States of America v. Anthony Diaz

Scranton, PA - The United States of America charged Anthony Diaz with wire and mail fraud.

Anthony Diaz, age 52, formerly of East Stroudsburg, Pennsylvania, was convicted on January 30, 2020 following a jury trial, of wire fraud and mail fraud offenses. The 12-day trial was held before United States District Court Judge Malachy E. Mannion in Scranton.

According to United States ... More...
   $0 (02-03-2020 - PA)

United States of America v. Albert Veliu

Brooklyn, NY - The United States of America charged Albert Veliu with money laundering and felony possession of a machine gun.

Albert Veliu was sentenced to nine years’ imprisonment for his role in a money laundering scheme that resulted in the defendant’s purchase and sale of an anti-tank rocket launcher and AK-47s rifles in Kosovo. Veliu pleaded guilty in February 2019.

“The... More...
   $0 (02-03-2020 - NY)

Michael Jeppson v. Eric Ley

This case requires us to define the “public interest” in the
internet age. The issue arises in an anti-SLAPP motion: a
special motion to strike claims under Code of Civil Procedure
section 425.16. This statute can apply if the targeted claims
arose from “protected activity,” which the statute defines to
include statements on an issue of “public interest.”
Neighbors Eric Ley... More...
   $0 (02-03-2020 - CA)

United States of America v. Talal H. Soffan

Springfield, MA - The United States of America charged Talal H. Soffan with fraud.

A Springfield man was sentenced today in federal court in Springfield in connection with various fraud schemes.

Talal H. Soffan, 46, was sentenced by U.S. District Court Judge Mark G. Mastroianni to 30 months in prison, five years of supervised release and ordered to pay $573,624 in forfeiture. In... More...
   $0 (02-01-2020 - MA)

United States of America v. Francisco Joseph Arcila Ramirez

Miami, FL - The United States of America charged Francisco Joseph Arcila Ramirez with providing material support to terrorists..

Francisco Joseph Arcila Ramirez (Arcila), a Colombian national and South Florida resident was sentenced to 240 months in federal prison today by U.S. District Judge Jose E. Martinez for illegally selling firearms to the National Liberation Army (ELN), a designat... More...
   $0 (01-31-2020 - FL)

Garth Jensen v. iShares Trust

Investors who purchased shares of exchange-traded funds sued the issuers of the
fund and associated entities for violations of disclosure requirements under the federal
Securities Act of 1933. The trial court entered judgment for respondents after finding
appellants lacked standing to pursue their claims. Appellants’ challenge to this ruling is
based on a provision of the Investmen... More...
   $0 (01-24-2020 - CA)

United States of America v. Jeffrey Auerbach

Brooklyn, NY - The United States of America charged Jeffrey Auerbach with conspiracy to commit securities fraud.

Earlier today, in federal court in Brooklyn, Jeffrey Auerbach, a former registered representative for various broker-dealers, pled guilty to conspiracy to commit securities fraud for his role in a scheme to take kickbacks from the former Chief Executive Officer (CEO) of NXT-ID,... More...
   $0 (01-14-2020 - NY)

Warwick California Corp. v. Applied Underwriters, Inc.

This case arises out of a dispute over payment for workers’ compensation
insurance. Plaintiffs are six companies affiliated with the Warwick Hotel chain
(collectively, Warwick). Defendants include several companies affiliated with Applied
Underwriters, Inc. (collectively, Applied). The trial court stayed the action based on
inconvenient forum as to all plaintiffs with the exception... More...
   $0 (01-08-2020 - CA)

STEVEN J. BUTTS v. FORREST G. BUTTS, DELVA BUTTS, CAROL A. JONES, KURT A. BUTTS, BRADLEY C. BUTTS, and BRYSON G. BUTTS

Call 918-582-6422 if you need a Real Estate Attorney in Kansas.


As a preliminary matter, we note that the Butts children and their parents were named parties in the partition actions in two counties and the children alone were named as parties in the other two partition actions. Their mother, Delva Butts, has passed away. The parties a... More...
   $0 (11-10-2019 - KS)

United States of America v. Michael Watts





Central Islip, NY - Corporate Insider Convicted of Conspiring with Others at Long Island Boiler Room to Pump and Dump Stock on Unsuspecting Elderly Investors
Illegal Stock Promotion and Manipulation Scheme Cost Victims Million of Dollars
A federal jury in Central Islip returned a gu... More...
   $0 (10-24-2019 - NY)

United States of America v. Francisco Joseph Arcila Ramirez




Miami, FL - South Florida Resident Pleads Guilty to Selling Firearms to a Designated Foreign Terrorist Organization, the ELN

A South Florida resident pled guilty to illegally selling firearms to the National Liberation Army (ELN), a designated Foreign Terrorist Orga... More...
   $0 (10-19-2019 - FL)

United States of America v. Winston Wade Turner




Atlanta, GA - Gainesville man sentenced for defrauding his former brokerage firm clients with “biofuel” scheme

Winston Wade Turner, a former licensed broker for nationwide financial services firms, has been sentenced... More...
   $0 (10-10-2019 - GA)

Travelers Property Casualty Company pf America v. Worker's Compensation Appeals Board and California Insurance Guarantee Association

Two employers agreed that the general employer would
obtain workers’ compensation insurance for employees it leased
to the special employer.1
Relying on this agreement, the special
employer obtained workers’ compensation insurance for its own
employees with a “limiting endorsement” excluding coverage for
special employees. These agreements were in place for several
year... More...
   $0 (10-04-2019 - CA)

FL - 7, INC. vs S W F PREMIUM REAL ESTATE, L L C, ET AL

Call Kent Morlan at 888-354-4529 if you need a lawyer ⚖






As more fully described by this court in FL-7, Inc. v. SWF Premium Real Estate, LLC, 259 So. 3d 285, 286–87... More...
   $0 (09-25-2019 - FL)

United States of America v. Michael Gramins




26 Michael Gramins, a trader of Residential Mortgage‐Backed Securities
27 (“RMBS”), was convicted of conspiracy to commit wire fraud and securities fraud
28 by a jury in the United States District Court for the District of Connecticut. At
29 Gramins’s trial, the dis... More...
   $0 (09-20-2019 - NY)

United States of America v. Rami Najm Asad-Ghanem




Los Angeles, CA - Arms Trafficker Convicted in Anti-Aircraft Missiles Scheme and Other Arms Offenses Sentenced to 30 Years in Federal Prison

A black-market arms dealer with a long history of brokering machine guns, ro... More...
   $0 (08-21-2019 - CA)

United States of America v. Michael James Friesen




Eugene, OR - Prineville Man Sentenced to Federal Prison for Conspiracy to Transfer and Unlawful Possession of a Machine Gun

Michael James Friesen, 33, of Prinev... More...
   $0 (08-18-2019 - OR)

A,J, Fistes Corporation v. GDL Best Contractors, Inc.

Plaintiff A.J. Fistes Corporation (Fistes) appeals from a
judgment entered after the trial court sustained without leave to
amend the demurrer filed by defendants GDL Best Contractors,
Inc. (GDL) and its officers, Francisco M. Lopez, Jose C. Lopez,
and Benjamin Lopez (collectively, the Lopezes), to Fistes’s third
amended complaint. Fistes brought suit against GDL, the
Lopez... More...
   $0 (08-17-2019 - CA)

A.J. Fistes Corporation v. GDL Best Contractors, Inc.


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Plaintiff A.J. Fistes Corporation (Fistes) appeals from a
judgment entered ... More...
   $0 (08-14-2019 - CA)

United States of America v. Richard Josephberg




New York, NY - Financial Broker Sentenced To 42 Months In Prison For Tax Evasion And Failure To File Tax Returns

Richard Josephberg, was sentenced to 42 months in prison for evading hundreds of thousands of dollars in taxes for the calendar year 2011 and willful... More...
   $0 (08-11-2019 - NY)

United States of America v. Bevan Cooney




New York, NY - Bevan Cooney Sentenced To 30 Months In Prison For The Fraudulent Issuance And Sale Of More Than $60 Million Of Tribal Bonds

Audrey Strauss, Attorney for the United States, Acting Under Authority Conferred by 28 U.S.C. § 515, announced that BEVAN C... More...
   $0 (07-31-2019 - NY)

Roy Valentine, Individually and as Administrator v. Plum Healthcare Group, LLC

A. Signing the arbitration agreements
Defendants Plum Healthcare Group, LLC, and White Fir Holdings, LLC, own and
operate Midtown Oaks Post-Acute (Midtown), a skilled nursing facility. On January 13,
2014, Lila Valentine was admitted to Midtown for “rehab” after she fell and broke her
right shoulder. The admission records identified Lila’s daughter, Darleen Valentine, as
Lila’s... More...
   $0 (07-25-2019 - CA)

United States of America v. Daniel Badu




Buffalo, NY - Rockland County Man Sentenced For His Role In Mortgage Fraud Scheme

Daniel Badu, 56, of New City, NY, who was convicted of conspiring to commit mail and wire fraud affecting a financial institution, was sentenced to time served and 10 months home detention by U.S. Di... More...
   $0 (07-22-2019 - NY)

United States of America v. Kyle Ryan Marcotte




Tampa, FL - Substance Abuse Treatment Center Owner Pleads Guilty to $57 Million Money Laundering Conspiracy in Connection with Hospital Pass-Through Billing Scheme

The owner of a Jacksonville, Florida-area substance abuse trea... More...
   $0 (07-10-2019 - FL)

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