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Date: 05-17-2011

Case Style: Tammy W-G. v. Jacob T.

Case Number: 2009AP002973

Judge: Patience Drake Roggensach

Court: Wisconsin Supreme Court on appeal from the Circuit Court of Grant County

Plaintiff's Attorney: For the petitioner-respondent there were briefs and oral argument by Nathaniel W. Curry, Kopp McKichan, LLP, Platteville.

Defendant's Attorney: A guardian ad-litem brief was filed by Ryan K. Dalton, McNamara, Reinicke, & Vogelsberg LLP, Lancaster, and oral argument by Ryan K. Dalton.

An amicus curiae brief was filed by Winn Collins, Green Lake County District Attorney, Green Lake, and Elisabeth A. Mueller, assistant Milwaukee County district attorney, Wauwatosa for Wisconsin District Attorneys Association.

Description: This case comes before us by certification from the court of appeals. Certification was recommended to "resolve the ambiguities and uncertainties regarding the use of Wis. Stat. § 48.415(6) as a ground to terminate parental rights." Tammy W-G. v. Jacob T., No. 2009AP2973, unpublished slip op., at 11 (Wis. Ct. App. Apr. 22, 2010). The certified questions are:

(1) Whether "once a 'substantial parental relationship' is established, the relevant time period ends and subsequent events are not relevant to the issue of a substantial parental relationship";

(2) "whether a fact-finder may determine that, despite significant parenting, poor quality parenting is a reason to find that a 'substantial parental relationship' has not been established"; and

(3) Whether our interpretation of Wis. Stat. § 48.415(6) as it relates to the preceding two issues "comports with the constitutional protections afforded parents."

¶2 In addition, Jacob argues that: (1) the circuit court erred when it denied his motion for a directed verdict, and (2) he should be granted a new trial in the interest of justice because the jury instruction was incomplete and inaccurate.

¶3 We conclude that Wis. Stat. § 48.415(6) (2007-08)[1] prescribes a totality-of-the-circumstances test. When applying this test, the fact-finder should consider any support or care, or lack thereof, the parent provided the child throughout the child's entire life. This analysis may include the reasons why a parent was not caring for or supporting her child and exposure of the child to a hazardous living environment. We further conclude that the statute was not unconstitutional as applied to Jacob. Finally, the circuit court did not err when it denied Jacob's motion for a directed verdict and Jacob waived his argument that the jury instruction was improper. Accordingly, Jacob's parental rights were lawfully terminated; we affirm the judgment of the circuit court.

I. BACKGROUND

¶4 Gwenevere was born to Tammy W-G. (Tammy) and Jacob T. (Jacob) in mid-January of 2005. Tammy and Jacob lived together for approximately a year before Gwenevere was born. During Tammy's pregnancy, Jacob left his job to take care of Tammy who was on "extreme bed rest." Moreover, he accompanied Tammy to doctor appointments, was at Gwenevere's delivery, and was excited about the baby.

¶5 For the first two months of Gwenevere's life, Tammy and Jacob were both home full-time, but then Tammy returned to work. In the following two months (approximately months three and four of Gwenevere's life), Jacob was, as Tammy phrased it, a "stay at home dad." During the first four months of her life, Jacob participated in feeding, changing, and otherwise caring for Gwenevere. In addition, both he and Tammy took Gwenevere to her doctor's appointments. However, Tammy testified that when she came home from work, she would take Gwenevere to the bedroom for the night because the house was a mess, there was mildew covering the dishes, and beer cans in the living room. In 2005, Jacob and Tammy agreed to move from Minnesota to Illinois. However, in May 2005, only Jacob moved to Illinois. Tammy moved into the home of Douglas G. (Douglas), whom she subsequently married.

¶6 At the time of their separation, Jacob and Tammy agreed to a custody plan in which Gwenevere would spend two months with Tammy, followed by two months with Jacob. However, Tammy testified that she refused to go through with the plan because of concerns about Jacob's alcohol abuse and "drug paraphernalia"[2] and the effect this could have on Gwenevere's safety.

¶7 Following Jacob's May 2005 relocation to Illinois, he had little contact with Gwenevere. He drove from his home in Illinois to Minnesota to visit Gwenevere either two or three times[3] between 2005 and 2006. The first visit was in either July or August of 2005. The visit lasted approximately one-and-a-half hours.

¶8 Tammy testified that Jacob's second visit was in July of 2006. Tammy could not recall how long that visitation lasted. Jacob, however, did not mention this visit in his testimony and asserted that there have been only two visits since he moved to Illinois. Jacob and Tammy both testified that there was a final visit with Gwenevere in November of 2006. There is no evidence that the second and third visits were of any substantial length. Jacob has not had in-person contact with Gwenevere since that time.

¶9 Between July of 2005 and November of 2006, Jacob testified that he called Tammy with regard to Gwenevere, but that his calls were "random." Specifically, Jacob said he "didn't do it like every week or every two weeks." Moreover, Jacob testified that he spoke with Gwenevere on the phone two to three times between 2007 and 2008; however, Tammy did not recall any contact, via phone or otherwise, between Jacob and Gwenevere in 2007. Throughout this time, Tammy updated Jacob when her contact information changed. Of note, in 2006, Tammy, Douglas, Gwenevere, and the couple's other two daughters moved to a city in southwest Wisconsin only two hours from Jacob's Illinois residence. Jacob was aware of their relocation.

¶10 Jacob explained that his lack of contact with Gwenevere from the summer of 2005 up until trial was not the result of Tammy's refusal to let him see Gwenevere, but rather her condition that these visits be supervised. Specifically, Tammy required that Jacob's visits with Gwenevere be supervised by Tammy, Douglas, or someone that Jacob hired.[4]

¶11 Since Jacob's move to Illinois in 2005, he has not provided any financial or material support for Gwenevere. He has never paid child support to Tammy for Gwenevere's care or taken steps to set up child support. Jacob did testify that he offered money to Tammy for Gwenevere's care after the two split, but that she refused his offer.[5] Jacob admitted that he did not know who Gwenevere's pediatrician was, what school she was attending or her teacher's name. Additionally, he has never sought assistance from the courts to have contact or placement. Except during the first four months of Gwenevere's life when Tammy and Jacob lived together, Jacob has never taken Gwenevere to her doctor appointments.

¶12 Jacob's final contact with Gwenevere before the August 2009 fact-finding hearing was a call in mid-January 2009 on Gwenevere's fourth birthday. During this call, Tammy and Jacob discussed a potential visit in February that never took place. Tammy also told Jacob she wanted to have Jacob's rights terminated so that Douglas could adopt Gwenevere.

¶13 On April 8, 2009, Tammy filed a petition in Grant County Circuit Court to terminate Jacob's parental rights. The petition was amended on May 20, 2009. It claimed Jacob's rights should be terminated because he had failed to assume parental responsibility as defined in Wis. Stat. § 48.415(6). A fact-finding hearing was heard by a jury on August 13 and 14 of 2009.

¶14 At the close of the fact-finding hearing, the circuit court denied motions from each party for a directed verdict and, instead, instructed the jury to determine if Jacob assumed parental responsibility for Gwenevere. Neither party objected to the jury instructions, which instructed the jury to answer a special verdict question: "Has Jacob [] failed to assume parental responsibility for Gwenevere []?" The jury answered "yes" by a vote of eleven to one. Subsequently, on September 10, 2009, at the dispositional hearing, the circuit court terminated Jacob's parental rights.

¶15 Jacob appealed the termination of his parental rights to the Wisconsin Court of Appeals. The court of appeals determined that its holding in State v. Quinsanna D., 2002 WI App 318, 259 Wis. 2d 429, 655 N.W.2d 752, prevented it "from interpreting Wis. Stat. § 48.415(6) in a manner that is consistent both with the language of the statute and constitutional protections accorded parental rights." Tammy W-G., No. 2009AP2973, at 2. Therefore, the court of appeals certified the appeal, which we accepted pursuant to Wis. Stat. § 808.05.[6] We now affirm the decision of the circuit court.

II. DISCUSSION

A. Standard of Review

¶16 The interpretation of Wis. Stat. § 48.415(6) and the application of that statute to a given set of facts are questions of law that we review independently. Marder v. Bd. of Regents of the Univ. of Wis. Sys., 2005 WI 159, ¶19, 286 Wis. 2d 252, 706 N.W.2d 110. Whether a statute and the application of a statute are constitutional are also questions of law that we review independently. Dane Cnty. Dep't of Human Servs. v. Ponn P., 2005 WI 32, ¶14, 279 Wis. 2d 169, 694 N.W.2d 344.

¶17 We examine as a question of law whether the circuit court properly refused to grant a directed verdict. See Bubb v. Brusky, 2009 WI 91, ¶30, 321 Wis. 2d 1, 768 N.W.2d 903. We independently review, as a question of law, whether the evidence is sufficient to support the jury's verdict. State v. Poellinger, 153 Wis. 2d 493, 501, 451 N.W. 752 (1990).

B. Wisconsin Stat. § 48.415(6):

Failure to Assume Parental Responsibility

a. Termination of parental rights proceedings

¶18 A brief overview of termination of parental rights proceedings in Wisconsin is a helpful starting point. Termination of parental rights proceedings involve a two-step process that begins when the petitioner pleads one of the ten grounds for involuntary termination under Wis. Stat. § 48.415. The first step of the proceeding is the fact-finding hearing. "The purpose of the fact-finding hearing is to determine whether grounds exist for the termination of parental rights in those cases where the termination [is] contested . . . ." Wis. Stat. § 48.424(1). "If the jury or court determines that the facts alleged in the petition have not been proven, the court dismisses the petition. Conversely, '[i]f grounds for the termination of parental rights are found by the court or jury, the court shall find the parent unfit.'" Sheboygan Cnty. Dep't of Health & Human Servs. v. Julie A.B., 2002 WI 95, ¶26, 255 Wis. 2d 170, 648 N.W.2d 402 (citing § 48.424(4)). The focus of this step is whether the § 48.415 ground has been met, not the child's best interest.

¶19 The second-step, the dispositional hearing, occurs only after the fact-finder finds a Wis. Stat. § 48.415 ground has been proved and the court has made a finding of unfitness. Id., ¶28. In this step, the best interest of the child is the "prevailing factor." Id. See also, Wis. Stat. § 48.426(2). If the court finds a termination of parental rights is in the child's best interest, termination should be ordered. Julie A.B., 255 Wis. 2d 170, ¶38.

b. Statutory interpretation

¶20 "[S]tatutory interpretation begins with the language of the statute. If the meaning of the statute is plain, we ordinarily stop the inquiry." State ex rel. Kalal v. Circuit Court for Dane Cnty., 2004 WI 58, ¶45, 271 Wis. 2d 633, 681 N.W.2d 110 (internal quotation and citation omitted). Moreover, "statutory language is interpreted in the context in which it is used; not in isolation but as part of a whole . . . and reasonably, to avoid absurd or unreasonable results." Id., ¶46. "Where statutory language is unambiguous, there is no need to consult extrinsic sources of interpretation, such as legislative history." Id.

¶21 This case requires us to interpret subsec. (6) of Wis. Stat. § 48.415, "Grounds for involuntary termination of parental rights." Subsection (6) provides:

Failure to assume parental responsibility. (a) Failure to assume parental responsibility, which shall be established by proving that the parent or the person or persons who may be the parent of the child have not had a substantial parental relationship with the child.

(b) In this subsection, "substantial parental relationship" means the acceptance and exercise of significant responsibility for the daily supervision, education, protection and care of the child. In evaluating whether the person has had a substantial parental relationship with the child, the court may consider such factors, including, but not limited to, whether the person has expressed concern for or interest in the support, care or well-being of the child, whether the person has neglected or refused to provide care or support for the child and whether, with respect to a person who is or may be the father of the child, the person has expressed concern for or interest in the support, care or well-being of the mother during her pregnancy.

(emphasis added).

¶22 The language of Wis. Stat. § 48.415(6), specifically the underscored language, indicates that under § 48.415(6), a fact-finder must look to the totality-of-the-circumstances to determine if a parent has assumed parental responsibility. With regard to the relevant time period, the fact-finder should consider the circumstances that have occurred over the entirety of the child's life.[7] The fact-finder may also consider whether a parent exposed her child to a hazardous living environment.

1. Relevant time period

¶23 The first certified question is whether "once a 'substantial parental relationship' is established, the relevant time period ends and subsequent events are not relevant to the issue of a substantial parental relationship." Tammy W-G., No. 2009AP2973, at 5. We conclude that a fact-finder should consider a parent's actions throughout the entirety of the child's life when determining whether he has assumed parental responsibility.

¶24 Looking first to para. (a) of the statute, the language, "have not had," does not direct the fact-finder to consider only a limited time period. For example, it does not say "have not had for at least several months." Rather, the statute gives latitude to the fact-finder to consider the entirety of the child's life and determine if the parent's actions have been sufficient to find that he has assumed parental responsibility.

¶25 The accuracy of this interpretation is supported by para. (b) of Wis. Stat. § 48.415(6). In defining "substantial parental relationship," para. (b) speaks of "significant responsibility for the daily supervision, education, protection and care of the child." (Emphasis added.) The words "significant" and "daily" do not indicate that the assumption of parental responsibility is established when the parent has cared for the child for only a short portion of the child's life.

¶26 Paragraph (b) goes on to explain that in deciding whether there is a "substantial parental relationship," the fact-finder may consider, among other things, whether the parent "has expressed concern for or interest in the support, care or well-being of the child," and whether the parent "has neglected or refused to provide care or support for the child." Similar to the "has not had" language discussed above, the use of "has" in Wis. Stat. § 48.415(6)(b) demonstrates that the legislature did not intend the fact-finder to consider a specific point in time. Again, the legislature did not say "has at one point" or "has for several months." Rather, the fact-finder can consider all the facts up until the time of the fact-finding hearing to decide if the parent has engaged in the requisite behavior.

¶27 While we employ a plain language meaning to interpret Wis. Stat. § 48.415(6), we note that the legislative history of § 48.415(6) supports a totality-of-the-circumstances test. Subsequent to the enactment of § 48.415(6) in 1979,[8] there have been efforts to change the language in § 48.415(6) that concern the relevant time period. In 1995, an amendment was proposed to "[s]pecify the pertinent time period during which the parent must have failed to assume parental responsibility, for example, in the year prior to the time the [termination of parental rights] petition was filed." State v. Bobby G., 2007 WI 77, ¶84, 301 Wis. 2d 531, 734 N.W.2d 81 (quoting the Note of the Joint Legislative Council's Special Committee that drafted amendments to § 48.415(6)(a), 1995 Wis. Act. 275). There was a handwritten "No" next to the recommendation. Id. This proposal shows the legislature considered whether to narrow the fact-finder's analysis to a specific time period. The rejection of this change shows the legislature refused to require a fact-finder to consider a specified time period (e.g., the time of the fact-finding hearing or, similarly, the first four months of the child's life as in Jacob's case). Instead, the legislature kept the relevant time period broad, allowing the fact-finder to consider the child's entire life and decide if, based on all the facts, a parent has assumed parental responsibility for his or her child.

¶28 The statutory history of Wis. Stat. § 48.415(6) also supports a totality-of-the-circumstances analysis. In 2005, the legislature changed the language in what was formerly para. (6)(a) so that a fact-finder no longer had to find that parents "have never had a substantial parental relationship," but rather it must find they "have not had a substantial parental relationship." (Emphasis added.) The amendments also eliminated the word "ever" in para. (b). Id., ¶87 n.38.

¶29 According to the Special Committee on Adoption and Termination of Parental Rights Law, this change was recommended because "requiring a showing that the person has never had a substantial relationship with the child can be difficult if the parent ever showed any interest or had any contact with the child."[9] In a memorandum to the committee, Milwaukee County Circuit Court Judge Christopher Foley recommended the change. Based on his experience,

[t]he use of the term "never" in this statute is troublesome and dramatically misleading. The fact that a parent may have been June Cleaver or Doctor [Huxtable] for a week or even a month of a child's two-year existence should not defeat a claim made under the statute. The relationship is not substantial because it is so insignificant in length. Yet we hear over and over again defense lawyers arguing: "never means never". The term is misleading and unnecessary.[10]

¶30 The elimination of the words "never" and "ever" from the statute afford the fact-finder flexibility with regard to the time period it may consider. Therefore, the elimination of words supports our conclusion that the statute does not direct a fact-finder to a limited time period.

¶31 In addition, examining the entirety of a child's life is the logical interpretation given the diverse fact situations that fall under Wis. Stat. § 48.415(6). For example, if, as counsel for Jacob argued in oral arguments, 100 days is the threshold time period that will always be enough to prove one had assumed parental responsibility, this could lead to absurd results. Under that interpretation, the parent of a six-month-old child who cared for the child 90 of the first 180 days, i.e., 50%, of the child's life would be at risk of a termination of parental rights for failure to assume parental responsibility. Contrarily, the parent of a 16-year-old, who cared for the child the first 110 days, i.e., roughly 1.9%, of the child's life, but had no parental involvement after that, would be immune from a determination that the parent "failed to assume parental responsibility." It would be absurd to provide the latter parent more protections under the statute than the former.

¶32 Consistent with our past decisions, under a totality-of-the-circumstances analysis, the fact-finder can and should consider the reasons why a parent has not supported or cared for her child. See L.K. v. B.B. (Baby Girl K.), 113 Wis. 2d 429, 442, 335 N.W.2d 846 (1983) ("A court cannot ignore the circumstances of why this father was not physically available from the fifth month of pregnancy. He was convicted and sentenced for burglary. This was not a case of being absent because of illness, military service or the demands of a job. His absence was due to incarceration from the wilful act of burglary."). Ann M.M. v. Rob S., 176 Wis. 2d 673, 685, 500 N.W.2d 649 (1993) ("[W]e cannot ignore the fact that any roadblock to establishing a relationship with SueAnn caused by [the father's] arrest, bond, and conviction was produced by [the father's] own conduct.").[11]

¶33 Jacob argues that under the plain language of Wis. Stat. § 48.415(6), if a parent cares for his child for a distinct and relatively short period of time, he must be found to have "assumed parental responsibility." Jacob contends that "assume" is an active verb, which means to "take up or in" and does not require a parent to "assume and maintain" a "substantial parental relationship." Jacob's argument is misplaced for at least three reasons. First, if all that was meant by "assume" was that at one time the parent took on some parental responsibility, a single day or week of responsibility would be sufficient. While a parent can "take up" parental responsibility for one day, the statute cannot easily be read to protect the rights of a parent who cared for and supported his child for this limited time period.

¶34 Second, Jacob's interpretation ignores the definition of "substantial parental relationship" in Wis. Stat. § 48.415(6)(b) that calls for "significant responsibility" for "daily supervision, education, protection and care of the child." (Emphasis added.) Third, Jacob's interpretation ignores the statutory and legislative history discussed above. That history demonstrates that the legislature considered limiting the fact-finder in ways that would prevent it from finding a parent failed to assume parental responsibility if the parent was involved with the child for only a small portion of the child's life. The legislature rejected such a limitation.

¶35 Jacob also points to the phrase "have not had" in para. (a). He argues that because the phrase is in the past-tense, not the present tense equivalent, "do not have," the statute does not mean a parent must "assume and maintain" a "substantial parental relationship." This, however, does not advance Jacob's case. The fact-finder still is permitted to look at the child's life as a whole, and to decide whether, given all the facts, there has been an assumption of parental responsibility.

2. Hazardous living environment

¶36 The second certified question is "whether a fact-finder may determine that, despite significant parenting, poor quality parenting is a reason to find that a 'substantial parental relationship' [as defined in Wis. Stat. § 48.415(6)] has not been established." Tammy W-G., No. 2009AP2973, at 5. The certification of this question comes from the court of appeals decision in Quinsanna D., which held that it would have been acceptable for the jury to conclude that Quinsanna did not exercise significant responsibility for the twins because her "'daily supervision' of [the twins] included her daily exposure of them to her own drug use and drug house." Quinsanna D., 259 Wis. 2d 429, ¶32.[12] Because the court in Quinsanna actually was deciding whether it was acceptable for the fact-finder to consider Quinsanna's exposure of her twins to a hazardous living environment, we interpret the second certified question to be whether the fact-finder may consider whether a parent exposed her child to a hazardous living environment, as opposed to the consideration of the amorphous term, "quality of parenting."

¶37 We conclude that under the totality-of-the-circumstances test, a fact-finder may consider whether, during the time the parent was caring for his child, he exposed the child to a hazardous living environment. Supervision, protection and care of a child, by definition, involve keeping that child out of harms way.

¶38 In sum, when applying Wis. Stat. § 48.415(6), the fact-finder should consider the involvement of the parent over the entirety of the child's life. The plain language and legislative history of § 48.415(6) support this interpretation, an interpretation that will avoid absurd results. Moreover, although a parent's lack of opportunity to establish a substantial relationship is not a defense to failure to assume parental responsibility, the reasons for a parent's lack of involvement still may be considered in the totality-of-the-circumstances analysis. The fact-finder may also consider whether the parent, while caring for the child, exposed the child to a hazardous living environment.[13]

c. Application

¶39 The jury was asked, "Has Jacob [] failed to assume parental responsibility for Gwenevere []?" The jury found that he failed to do so.[14] When reviewing a jury's verdict, we consider the evidence in the light most favorable to the verdict. Poellinger, 153 Wis. 2d at 501. Here, we conclude that there was sufficient evidence to support the jury's verdict.

¶40 In the four-and-a-half years of Gwenevere's life leading up to the fact-finding hearing, Jacob had actual custody of Gwenevere for only the first four months. He never had legal custody of her. Moreover, after month four, he provided Gwenevere no financial or material support. Consequently, Jacob supported Gwenevere, with regard to both care and finances, for only a small portion of her life.

¶41 In addition, Jacob's contact with Gwenevere after his move to Illinois in May 2005 does not demonstrate that he had a "substantial parental relationship" with Gwenevere. Since she was approximately five months old, Jacob has had in-person contact with Gwenevere, at most, three times, and each visit was of short duration. Moreover, Jacob's calls to Tammy and Gwenevere were infrequent, and a jury could easily have found that there were extremely long periods of time, even a year's length, when Jacob did not contact Gwenevere. Finally, there was no evidence Jacob sent Gwenevere cards, birthday or holiday gifts, however small, or had any other contact with her besides the few short visits and infrequent phone calls. This is far from "daily" care.

¶42 The reasons Jacob presented for why he had such little contact with his daughter——Tammy's supervised visit requirements——do not support Jacob's case. While we acknowledge these requirements may have been frustrating for Jacob, they do not excuse him from his parental responsibilities to Gwenevere. Neither Jacob nor Tammy claimed at trial that Tammy would not let Gwenevere visit with Jacob, in fact the evidence suggested the opposite. Tammy's efforts to constantly apprise Jacob of her whereabouts suggest she wanted Jacob and Gwenevere to have contact with one another. This is not a case where Jacob, because of financial or other disabilities, was unable to travel to see Gwenevere, especially when she lived only a few hours' drive away. Moreover, Jacob's situation is drastically different from a military father or a parent with a profession that requires them to be away for long periods of time. Instead, Jacob neglected his daughter, perhaps in part because he was unable to accept the conditions her mother, and legal guardian, placed on his visitations. Jacob never sought court assistance in establishing a relationship with Gwenevere, and even if the fact-finder believed Jacob's assertion that he was saving to hire a lawyer to challenge Tammy's visitation conditions, Jacob does not get a "free pass" on his parental responsibilities.

¶43 Of note, while we conclude that a fact-finder may consider the exposure of a child to hazardous environments under the totality-of-the-circumstances test, the jury could not have relied on a hazardous environment in this case, as there was none. Jacob's messy housekeeping, drinking alcohol and smoking marijuana were not shown to be sufficient to create a hazardous environment for a four-month-old child, and there was no evidence presented of Jacob's habits subsequent to his move to Illinois in 2005.

¶44 To summarize, the facts support the jury's finding that Jacob did not meet the requirements of Wis. Stat. § 48.415(6): he did not "accept[] and exercise" "significant responsibility for the daily supervision, education, protection and care" of Gwenevere, and/or he "neglected or refused to provide care or support for" Gwenevere. Consequently, we conclude that the jury verdict should not be disturbed.

C. Constitutionality

¶45 The third certified issue is whether the application of Wis. Stat. § 48.415(6), "comports with the constitutional protections afforded parents." Tammy W-G., No. 2009AP2973, at 11. This question turns on whether Jacob has a constitutionally protected interest in his parentage, i.e., a fundamental liberty interest in his relationship with Gwenevere.[15] Randy A.J. v. Norma I.J., 2004 WI 41, ¶20, 270 Wis. 2d 384, 677 N.W.2d 630.

a. Constitutional challenges

¶46 The two major types of constitutional challenges are "facial" and "as-applied." State v. Joseph E.G., 2001 WI App 29, ¶5, 240 Wis. 2d 481, 623 N.W.2d 137. Statutes are generally presumed constitutional. Id. "Because a facial constitutional challenge attacks the law itself as drafted by the legislature, claiming the law is void from its beginning to [] end and that it cannot be constitutionally enforced under any circumstances, the presumption of constitutionality is proper." Society Ins. v. LIRC, 2010 WI 68, ¶26, 326 Wis. 2d 444, 786 N.W.2d 385. "This presumption is based on our respect for a co-equal branch of government and is meant to promote due deference to legislative acts." Ponn P., 279 Wis. 2d 169, ¶16. In a facial challenge, the challenger must persuade us that the "heavy burden" to overcome the presumption of constitutionality has been met, and that there is proof beyond a reasonable doubt that the statute is unconstitutional. Id., ¶18.

¶47 However, we interpret Jacob's challenge to Wis. Stat. § 48.415(6) as a claim that § 48.415(6) is unconstitutional as applied to him. In an as-applied challenge, the constitutionality of the statute itself is not attacked; accordingly, the presumption that the statute is constitutional applies, just as it does in a facial challenge. State v. Wood, 2010 WI 17, ¶15, 323 Wis. 2d 321, 780 N.W.2d 63 (concluding that Wood, who mounted both a facial and an as-applied constitutional challenge, "must prove that the challenged statute is unconstitutional beyond a reasonable doubt. . . . [and t]hat presumption [that the statute is constitutional] and burden [of persuasion] apply to facial as well as to as-applied constitutional challenges"); State v. Smith, 2010 WI 16, ¶8, 323 Wis. 2d 377, 780 N.W.2d 90 (concluding that in a challenge based on an allegedly unconstitutional application of Wis. Stat. § 301.45 the "statute enjoys a presumption of constitutionality").

¶48 However, in as-applied challenges, "[w]hile we presume a statute is constitutional, we do not presume that the State applies statutes in a constitutional manner." Society Ins., 326 Wis. 2d 444, ¶27. Therefore, in an as-applied challenge, neither party faces a presumption that the statute was constitutionally applied.[16] Id.

¶49 To explain further, the analysis that is employed for an as-applied challenge contains no presumption in regard to whether the statute was applied in a constitutionally sufficient manner. Rather, the analysis of an as-applied challenge is determined by the constitutional right that is alleged to have been affected by the application of the statute. Stated otherwise, the analysis differs from case to case, depending on the constitutional right at issue.

¶50 For example, in State v. Miller, 202 Wis. 2d 56, 549 N.W.2d 235 (1996), we considered whether Wis. Stat. § 347.245(1), which required displaying a red and orange triangular emblem on slow-moving vehicles, was an unconstitutional burdening of the religious beliefs of Miller and others who were members of the Old Order Amish faith. Id. at 59. Miller had been ticketed for refusing to display the required emblem, based on his religious convictions. Id. at 60. Because the challenge to the application of the statute involved an issue of freedom of conscience based on Miller's religious convictions, we applied the "compelling state interest/least restrictive alternative test" in determining whether § 347.245(1) violated the Wisconsin Constitution when applied to Miller and others. Id. at 66. We concluded that § 347.245(1) was "unconstitutional as applied to the eight Amish defendants because the State failed to prove that the [slow-moving vehicle] symbol was the least restrictive alternative available that would satisfy the State's interest in traffic safety." Id. at 59. Our analysis of the as-applied challenge to § 347.245(1) did not include a presumption that the statute had been constitutionally applied.

¶51 In State v. Hamdan, 2003 WI 113, 264 Wis. 2d 433, 665 N.W.2d 785, we considered whether Wisconsin's concealed carry statute, Wis. Stat. § 941.23 (1999-2000), was applied in violation of Hamdan's rights under Article I, Section 25 of the Wisconsin Constitution.[17] We concluded that "courts may limit the broad application of the [concealed carry] statute in those circumstances where limitation is necessary to narrowly accommodate the constitutional right to keep and bear arms for lawful purposes." Id., ¶39. The test we set out was "whether the State may restrict the carrying of a concealed firearm in these circumstances without unreasonably infringing Hamdan's rights under Article I, Section 25." Id., ¶43. In this test of reasonableness, we balanced the "rights of an individual to keep and bear arms for lawful purposes against the authority of the State to exercise its police power to protect the health, safety, and welfare of its citizens." Id., ¶45. No presumption that the statute was constitutionally applied entered into our discussion. Rather, we examined the facts that bore on the interests that were to be balanced.

b. Substantive due process

¶52 Parents who have developed a relationship with their children have a fundamental liberty interest in the "care, custody, and control of their children." Troxel v. Granville, 530 U.S. 57, 57 (2000). The Supreme Court has emphasized the magnitude of parents' rights:

The rights to conceive and to raise one's children have been deemed essential, basic civil rights of man, and [r]ights far more precious . . . than property rights. It is cardinal with us that the custody, care and nurture of the child reside first in the parents, whose primary function and freedom include preparation for obligations the state can neither supply nor hinder.

Stanley v. Illinois, 405 U.S. 645, 651 (1972) (internal citations and quotations omitted). When a fundamental liberty interest is found, "any statute that impinges on that right must withstand strict scrutiny." Ponn P., 279 Wis. 2d 169, ¶20. Strict scrutiny requires a showing that the statute, as applied, is narrowly tailored to advance a compelling state interest. Monroe Cnty. Dep't of Human Servs. v. Kelli B., 2004 WI 48, ¶17, 271 Wis. 2d 51, 678 N.W.2d 831.

¶53 If there is no fundamental interest, the statute's application must withstand only a rational basis review. Id. Rational basis is satisfied if the application of the statute bears a rational relation to a legitimate legislative objective. Id. Accordingly, one of our tasks is to identify the precise nature of Jacob's parental relationship with Gwenevere.

¶54 In Stanley, the Court held that an unwed father who had "sired and raised" his children was entitled to a hearing on unfitness before his children could be taken from his care.[18] Stanley, 405 U.S. at 650-51. That father had lived intermittently for 18 years with the mother of his children and participated actively in the children's upbringing. Id. at 646.

¶55 Several years later, the Court examined the rights of a father, Quilloin, who was less involved in the life of his child. In Quilloin v. Walcott, 434 U.S. 246 (1978), the mother sought termination of Quilloin's parental rights to their 11-year-old son so he could be adopted by his step-father. Id. at 247. The mother and Quilloin were never married and had never resided together. Id. Moreover, Quilloin never petitioned for legitimization of his son. Id. at 249. While the child always had been in the care and custody of his mother, his father "provided support only on an irregular basis," visited with him on "many occasions" and gave him toys and gifts "from time to time." Id. at 251. Nevertheless, the Georgia trial court terminated the father's rights and granted the adoption. Id. at 247. A finding of unfitness was never made. Id. On review, the Court found that Quilloin's due process rights were not violated. Id. at 255. The Court pointed out that Quilloin "has never exercised actual or legal custody over his child, and thus has never shouldered any significant responsibility with respect to the daily supervision, education, protection, or care of the child."[19] Id. at 256.

¶56 A year later in Caban v. Mohammed, 441 U.S. 380 (1979), the Court held that the natural father, Caban, had manifested a significant parental interest for his two children so that their adoption by their step-father could not be granted without Caban's permission.[20] Caban and the children's mother resided together for more than five years, during which time the children were born. Id. at 382. Caban lived with the children until they were two and four years-old and contributed to their support during this time. Id. After the couple separated, Caban continued to have contact with the children. He visited with them each week until their maternal grandmother took them to Puerto Rico. Id. Despite their geographical distance, "Caban communicated with the children through his parents, who also resided in Puerto Rico." Id. at 383. Given these facts, the Court concluded that Caban had "established a substantial relationship" with the children and was therefore entitled to heightened procedural protections. Id. at 391, 393.

¶57 The Court synthesized the holdings in Stanley, Quilloin and Caban in Lehr v. Robertson, 463 U.S. 248 (1983). In Lehr, the father, Lehr, lived with the mother prior to his daughter's birth and visited the hospital when she was born. Nevertheless, he did not live with them after his daughter's birth and never provided his daughter any financial support. Id. at 252. Lehr challenged, on due process grounds, the adoption of his daughter by her step-father, which adoption was granted without notice to or the permission of Lehr. Id. at 250.

¶58 The Court stated that Justice Stewart was correct in his dissent in Caban when he observed that,

"Even if it be assumed that each married parent after divorce has some substantive due process right to maintain his or her parental relationship, it by no means follows that each unwed parent has any such right. Parental rights do not spring full-blown from the biological connection between parent and child. They require relationships more enduring."

Id. at 260 (quoting Caban, 441 U.S. at 397 (J. Stewart, dissenting)) (internal citation omitted). The Court went on:

The difference between the developed parent-child relationship that was implicated in Stanley and Caban, and the potential relationship involved in Quilloin and this case, is both clear and significant. When an unwed father demonstrates a full commitment to the responsibilities of parenthood by coming forward to participate in the rearing of his child, his interest in personal contact with his child acquires substantial protection under the Due Process Clause. . . . The importance of the familial relationship, to the individuals involved and to the society, stems from the emotional attachments that derive from the intimacy of daily association, and from the role it plays in promoting a way of life through the instruction of children . . . as well as from the fact of blood relationship.

Id. at 261 (emphasis added) (internal quotations and citations omitted). The Court specified when a father's constitutional rights attach:

The significance of the biological connection is that it offers the natural father an opportunity that no other male possesses to develop a relationship with his offspring. If he grasps that opportunity and accepts some measure of responsibility for the child's future, he may enjoy the blessings of the parent-child relationship and make uniquely valuable contributions to the child's development. If he fails to do so, the Federal Constitution will not automatically compel a State to listen to his opinion of where the child's best interests lie.

Id. at 262 (emphasis added).

¶59 The Court concluded that Lehr had "never had any significant custodial, personal, or financial relationship with [his daughter], and he did not seek to establish a legal tie until after she was two years old." Id. Therefore, the New York notice proceedings were sufficient to protect Lehr's "inchoate" interests under the Due Process Clause. Id. at 265.

¶60 In sum, under Supreme Court jurisprudence, a liberty interest protected by the Due Process Clause arises only when biological parents have taken sufficient steps to establish and protect those rights.

¶61 Similarly, we have acknowledged that when a parent has not taken advantage of the opportunity to develop a relationship with his offspring and accept responsibility for the child's future, no liberty interest protected by substantive due process arises. Randy A.J., 270 Wis. 2d 384, ¶20.

¶62 Whether a parent has shouldered her parental responsibilities was addressed in Mrs. R. v. Mr. and Mrs. B. (J.L.W.), 102 Wis. 2d 118, 306 N.W.2d 46 (1981). In that case, prior to the child, J.L.W.'s, birth, the mother, Mrs. R., asked her sister and her brother-in-law, Mr. and Mrs. B., to adopt her illegitimate child. Id. at 122-23. J.L.W. lived with Mrs. R. during most of the first four months of his life. Id. at 124-25. Mrs. R. then asked Mrs. B. to take J.L.W. because Mrs. R. was struggling to make ends meet as a single mother. Id. at 125. J.L.W. lived with his aunt and uncle until he was one-and-a-half when they petitioned for a termination of Mrs. R.'s parental rights and a guardianship appointment. Throughout this year and a half, J.L.W.'s mother kept in contact with J.L.W. She traveled to Milwaukee from her home in Boston for visits, she wrote letters, and she called. Id. at 126-30.

¶63 In J.L.W., we disagreed with Mr. and Mrs. B.'s argument that Mrs. R. was like the father in Quilloin who had no fundamental right to "family integrity." Id. at 134. We first distinguished Quilloin because the "existing 'family unit'" in Quilloin involved the child's natural mother. Id. at 135. We went on to hold that unless there were circumstances comparable to those presented in Quilloin where the father had no constitutionally protected liberty interest, due process prohibits the "termination of a natural parent's rights, unless the parent is unfit." Id. at 136. In J.L.W., the facts supported Mrs. R.'s claim that she had a fundamental liberty interest in her parental relationship with her son and therefore, we concluded that the termination of her parental rights was improper without first making a finding that Mrs. R. was unfit. Id. at 137.

¶64 In Baby Girl K., 113 Wis. 2d 429, we distinguished J.L.W.:

Although in J.L.W., this court suggested that due process might require a finding of unfitness before any natural parent's parental rights are terminated, the specific holding related only to a parent who had physical custody of the child for the first four months of the child's life and whose every action "from the time she learned of her pregnancy showed a concern for the child she was to bear." Unlike Lehr, J.L.W. was a case where the parent had already "demonstrated a full commitment to the responsibilities of parenthood."

Id. at 446 (quoting J.L.W., 102 Wis. 2d at 137, Lehr, 463 U.S. at 261) (emphasis added). We went on to say,

A natural father's interest in personal contact with his child is protected under the due process clause because of this society's belief in the protection of the familial relationship. The significance of this relationship "to the individuals involved and to [the] society, stems from the emotional attachments that derive from the intimacy of daily association, and from the role it plays in promoting a way of life through the instruction of children as well as from the fact of blood relationship."

Id. at 447 (quoting Smith v. Org. of Foster Families for Equality & Reform, 431 U.S. 816, 844 (1977) (emphasis added).

¶65 In Baby Girl K., Wis. Stat. § 48.415(6) was at issue. We held that Baby Girl K.'s father had not established a substantial relationship with her and therefore, a finding of unfitness was not required before his parental rights were terminated. Id. at 447-48. Baby Girl K.'s father was incarcerated when she was born. We explained that although the father could have established a relationship with his daughter by writing, calling or asking to see her, he chose instead to have no contact with her and the contact he had with the child's mother was harmful. Id. at 447.

¶66 We also have examined whether a substantial relationship has been established in several other cases. In Ann M.M., we concluded that the child's father did not have a protected liberty interest. Ann M.M., 176 Wis. 2d at 685-86. We held that although the father was incarcerated, he had the opportunity to develop a relationship with his child. Id. at 684. We concluded that nothing prevented the father from financially supporting the child, yet he refused to do so. Id. at 685. Moreover, he made no attempts to have contact with his daughter and, in fact, had never seen her. Id. at 685, 682. Finally, any roadblocks that contributed to his lack of contact were the product of his own wrongdoing. Id. at 685.

¶67 Next in Kelli B., we held that the natural mother had a protected liberty interest. In that case, the mother, Kelli, had lived with and had custody of her three children until they were three, two, and seven-months-old.[21] Kelli B., 271 Wis. 2d 51, ¶20. We held that Kelli established a fundamental liberty interest in parenting the children based on the amount of time she lived with and had custody of her children. Id., ¶24. As such, it was a violation of due process to terminate Kelli's parental rights without a finding that she was unfit. Id., ¶26.

¶68 Finally, in Kenosha Cnty. Dep't of Human Servs. v. Jodie W., 2006 WI 93, 293 Wis. 2d 530, 716 N.W.2d 845, we held that the mother, Jodie, had a fundamental liberty interest in parenting her son, Max. Jodie cared for Max for the first two years of his life. However, when he was two-years-old, Jodie faced criminal convictions unrelated to her care of Max and was incarcerated for four years. Id., ¶4. The State petitioned for termination of Jodie's rights when Max was four. Id., ¶8. We held that Jodie had a protected liberty interest in parenting Max. Id., ¶41. We did not engage, however, in much factual discussion of why she had this interest, but assumedly it was based on the fact that she had care and custody for Max for the first two years of his life.

¶69 Based on both the Supreme Court precedent and our own precedent, we conclude that Wis. Stat. § 48.415(6) was constitutionally applied to Jacob. The fact-finder determined that Jacob failed to assume parental responsibility for Gwenevere. Jacob did not assume, or take steps to assume, emotional or financial responsibility for Gwenevere. He provided insufficient evidence to show that he had a protected liberty interest in his parental relationship with her. Quilloin, 434 U.S. at 256; Randy A.J., 270 Wis. 2d 384, ¶20. Without a protected liberty interest, we consider whether, as applied to Jacob, the statute is rationally related to a legitimate legislative interest. Kelli B., 271 Wis. 2d 51, ¶17.

¶70 There is a legitimate legislative interest in keeping an existing family unit intact. We note that one of the legislative purposes of the Children's Code is "to preserve the unity of the family." Wis. Stat. § 48.01(1). Gwenevere has been living in a family unit with Tammy, Douglas, and her half sisters for most of her life.[22] By terminating Jacob's rights, Douglas will be able to adopt Gwenevere, therefore recognizing the existing family unit and the only family unit that Gwenevere knows. There is also a legitimate legislative interest in providing stability for the child. § 48.01(1). Stability may be provided through the daily care and protection given to a child. Jacob has had almost no contact with and has provided no support to Gwenevere for almost four years. In contrast, Gwenevere's mother and step-father have provided her with a stable place to grow. It is they who have promoted the legislative interest in stability for the child. Accordingly, we conclude that Wis. Stat § 48.415(6) was constitutionally applied to Jacob because its application to Jacob is rationally related to legitimate legislative interests.

D. Directed Verdict

¶71 In reviewing the denial of a motion for a directed verdict, we assess whether the record contains sufficient credible evidence, including the inferences therefrom, to sustain a finding in plaintiff's favor. James v. Heintz, 165 Wis. 2d 572, 576-77, 478 N.W.2d 31 (Ct. App. 1991). Jacob's argument that the circuit court should have granted his motion for a directed verdict is driven by his argument that the fact-finder should have considered only the first four months of Gwenevere's life when deciding whether he "assumed parental responsibility." Because, as discussed above, the fact-finder is to consider the entirety of the child's life and to apply a totality-of-the-circumstances analysis, the circuit court did not err in denying Jacob's motion.

E. Jury Instructions

¶72 Jacob argues that the jury instructions were improper because they did not specify that the jury should focus on a specific time period when determining if Jacob assumed parental responsibility for Gwenevere. Jacob, however, waived this argument when he did not object to the jury instructions at trial and therefore, we choose not to exercise our discretionary power of review over whether the jury instructions were correct. State v. Schumacher, 144 Wis. 2d 388, 410, 424 N.W.2d 672 (1988). Furthermore, the totality-of-the-circumstances analysis, which is applicable to a determination of whether grounds for termination of parental rights under Wis. Stat. § 48.415(6) has been proved, includes consideration of the child's entire life. See ¶¶31-32 above.

III. CONCLUSION

¶73 We conclude that Wis. Stat. § 48.415(6) prescribes a totality-of-the-circumstances test. When applying this test, the fact-finder should consider any support or care, or lack thereof, the parent provided the child throughout the child's entire life. This analysis may include the reasons why a parent was not caring for or supporting her child and any exposure of the child to a hazardous living environment. We further conclude that the statute was not unconstitutional as applied to Jacob. Finally, the circuit court did not error when it denied Jacob's motion for a directed verdict and Jacob waived his argument that the jury instruction was improper. Accordingly, Jacob's parental rights were lawfully terminated; we affirm the judgment of the circuit court.

* * *

See: http://www.wicourts.gov/sc/opinion/DisplayDocument.html?content=html&seqNo=64253

Outcome: By the Court.—The decision of the circuit court is affirmed.

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